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Harbor Human Capital Factor US Small Cap ETF (HAPS)

Linking strong corporate culture and potential equity value in the small cap arena.

Harbor Human Capital Factor US Small Cap ETF (HAPS)

Linking strong corporate culture and potential equity value in the small cap arena.

Welcome
Overview
Performance
Holdings
Investment Team
Documents
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Research Suggests That Doing the Right Thing Pays.

  • Harbor Capital has partnered with Irrational Capital to develop a data-driven strategy built on the Human Capital Factor.
  • What is the Human Capital Factor? It’s a systematic measure of corporate culture that seeks to deeply understand the importance and value created between human capital and potential equity performance. In other words, the Human Capital Factor is based on the premise that happy and motivated employees can generate better outcomes for companies and investors.
  • HAPS offers exposure to small capitalization companies with strong Human Capital Factor scores while constraining sectors to enhance overall diversification.

Overview

Investment Team
Harbor Capital Advisors, Inc. dark blue logo on white background

Current Price

As of 4/19/2024

$26.01

Price (NAV)

$0.13

NAV Daily Change ($)

0.50%

NAV Daily Change (%)

-7.70%

NAV YTD Return

$25.99

Market Price

$0.12

Market Daily Change ($)

0.46%

Market Daily Change (%)

-7.80%

Market YTD Return

Fund Facts

As of 4/19/2024

4/12/2023

Inception Date

0.60

Expense Ratio (%)
disclaimer

$115.766

Total Net Assets (million)

4,450,000

Shares Outstanding
(As of 4/22/2024)

HAPS

Ticker

41151J851

Cusip

NYSE

Exchange

US41151J8514

ISIN

Foreside Fund Services, LLC

Distributor
disclaimer

Annually

Dividend Frequency

Small Cap Blend

Morningstar Category

CIBC Human Capital Factor Small Cap Index

Benchmark

Investment Objective:

The Fund seeks to provide investment results that correspond, before fees and expenses, to the performance of the Human Capital Factor Small Cap Index (the “Index”).

Pricing/Trading

As of 4/19/2024

$26.01

Bid/Ask Mid Price

$25.99

Closing Market Price

-$0.01

Premium/Discount ($)

-0.04%

Premium/Discount (%)

0.29%

30-Day Median Bid/Ask Spread

230

Exchange Volume (Shares)

USD

Trading Currency

Historical Premium Discount to NAV

Performance

Total Returns

Quarter-End

3 Mo.

YTD Return

Since Inception

Net Expense Ratio

Gross Expense Ratio

Human Capital Factor US Small Cap ETF - at NAV
0.28%
0.28%
14.90%
0.60%disclaimer
0.60%
Market Price
-0.32%
-0.32%
14.24%
--
--
Human Capital Factor Small Cap Index
0.51%
0.51%
15.67%
--
--
Russell 2000® Index
5.18%
5.18%
21.62%
--
--

Performance data shown represents past performance and is no guarantee of future results. Short term performance, in particular, is not a good indication of the fund’s future performance, and an investment should not be made based solely on returns. Past performance is net of management fees and expenses and reflects reinvested dividends and distributions. Past performance reflects the beneficial effect of any expense waivers or reimbursements, without which returns would have been lower. Investment returns and principal value will fluctuate and when redeemed may be worth more or less than their original cost. Returns for periods less than one year are not annualized. Current performance may be higher or lower and is available through the most recent month end at harborcapital.com or by calling 800-422-1050.

The Human Capital Factor Small Cap Index is designed to deliver exposure to equity securities of U.S. companies that possess strong human capital, based on proprietary scoring methodology produced by Irrational Capital LLC. This unmanaged index does not reflect fees and expenses and is not available for direct investment.

The Russell 2000® Index measures the performance of the small-cap segment of the US equity universe. It is a subset of the Russell 3000® and includes approximately 2000 of the smallest securities based on a combination of their market cap and current index membership. The Russell 2000® Index and Russell® are trademarks of Frank Russell Company.

Price History

Chart

Ex-Date

Record Date

Payable Date

Ordinary Income

Short Term Capital Gains

Long Term Capital Gains

Total Distribution

12/21/2023
12/22/2023
12/27/2023
0.11815
--
--
0.11815

Holdings

Portfolio Characteristics

As of 3/31/2024

198

Number of Holdings

3414.8

Wtd Avg Market Cap ($Mil)

2.84

Price/Book Ratio

20

Adjusted Trailing P/E Ratio

25.5

% EPS Growth - Past 3 Yr

8.64

Return on Equity (%)

17.8

Forecasted P/E Ratio

Top Ten Holdings

As of 4/19/2024

Company Name [Ticker]

% of Net Assets

BLUEPRINT MEDICINES CORP[BPMC]
2.0
CABOT CORP[CBT]
2.0
TPG INC[TPG]
1.9
LIBERTY ENERGY INC[LBRT]
1.8
AZEK CO INC/THE[AZEK]
1.8
INSPERITY INC[NSP]
1.7
MOOG INC-CLASS A[MOG/A]
1.7
KOSMOS ENERGY LTD[KOS]
1.6
ARMSTRONG WORLD INDUSTRIES[AWI]
1.5
NATIONAL STORAGE AFFILIATES[NSA]
1.5
% of Total Holdings:
17.5%

This information should not be considered as a recommendation to purchase or sell a particular security. The weightings, holdings, industry, sector, countries mentioned may change at any time and may not represent current or future investments.

As of 4/19/2024

Company Name [Ticker]

Category Name

Country

Cusip

Shares

Current Price ($)

Market Value ($)

% of Net Assets

BLUEPRINT MEDICINES CORP [BPMC]
EQUITY
09627Y109
26,732
86.85
2,321,674.20
2.0
CABOT CORP [CBT]
EQUITY
127055101
24,869
92.01
2,288,196.69
2.0
TPG INC [TPG]
EQUITY
872657101
51,795
42.48
2,200,251.60
1.9
LIBERTY ENERGY INC [LBRT]
EQUITY
53115L104
94,501
22.38
2,114,932.38
1.8
AZEK CO INC/THE [AZEK]
EQUITY
05478C105
47,263
44.72
2,113,601.36
1.8
INSPERITY INC [NSP]
EQUITY
45778Q107
18,322
108.35
1,985,188.70
1.7
MOOG INC-CLASS A [MOG/A]
EQUITY
615394202
12,858
153.87
1,978,460.46
1.7
KOSMOS ENERGY LTD [KOS]
EQUITY
500688106
306,807
5.98
1,834,705.86
1.6
ARMSTRONG WORLD INDUSTRIES [AWI]
EQUITY
04247X102
15,742
113.98
1,794,273.16
1.5
NATIONAL STORAGE AFFILIATES [NSA]
EQUITY
637870106
48,286
35.50
1,714,153.00
1.5
SAMSARA INC-CL A [IOT]
EQUITY
79589L106
54,934
30.15
1,656,260.10
1.4
HERC HOLDINGS INC [HRI]
EQUITY
42704L104
10,900
150.09
1,635,981.00
1.4
TEREX CORP [TEX]
EQUITY
880779103
26,680
60.25
1,607,470.00
1.4
COPA HOLDINGS SA-CLASS A [CPA]
EQUITY
P31076105
15,743
101.68
1,600,748.24
1.4
ONE GAS INC [OGS]
EQUITY
68235P108
24,563
64.39
1,581,611.57
1.4
HAMILTON LANE INC-CLASS A [HLNE]
EQUITY
407497106
14,305
110.08
1,574,694.40
1.4
PHILLIPS EDISON & COMPANY IN [PECO]
EQUITY
71844V201
46,074
33.02
1,521,363.48
1.3
SPIRE INC [SR]
EQUITY
84857L101
23,847
60.91
1,452,520.77
1.3
SENSIENT TECHNOLOGIES CORP [SXT]
EQUITY
81725T100
20,653
69.14
1,427,948.42
1.2
TRONOX HOLDINGS PLC [TROX]
EQUITY
G9087Q102
84,873
16.19
1,374,093.87
1.2
PRICESMART INC [PSMT]
EQUITY
741511109
15,422
82.85
1,277,712.70
1.1
RADIAN GROUP INC [RDN]
EQUITY
750236101
41,848
29.66
1,241,211.68
1.1
KB HOME [KBH]
EQUITY
48666K109
19,703
61.03
1,202,474.09
1.0
ATLAS ENERGY SOLUTIONS INC [AESI]
EQUITY
642045108
53,826
22.29
1,199,781.54
1.0
APPLE HOSPITALITY REIT INC [APLE]
EQUITY
03784Y200
78,883
15.14
1,194,288.62
1.0
NUVALENT INC-A [NUVL]
EQUITY
670703107
18,804
62.76
1,180,139.04
1.0
CENTRAL GARDEN AND PET CO-A [CENTA]
EQUITY
153527205
33,050
34.52
1,140,886.00
1.0
SURGERY PARTNERS INC [SGRY]
EQUITY
86881A100
46,520
23.83
1,108,571.60
1.0
ALBANY INTL CORP-CL A [AIN]
EQUITY
012348108
11,780
88.23
1,039,349.40
0.9
DUTCH BROS INC-CLASS A [BROS]
EQUITY
26701L100
33,826
29.97
1,013,765.22
0.9
DELEK US HOLDINGS INC [DK]
EQUITY
24665A103
34,154
29.67
1,013,349.18
0.9
GRAND CANYON EDUCATION INC [LOPE]
EQUITY
38526M106
7,877
127.15
1,001,560.55
0.9
STEPSTONE GROUP INC-CLASS A [STEP]
EQUITY
85914M107
28,319
35.34
1,000,793.46
0.9
ARCELLX INC [ACLX]
EQUITY
03940C100
18,623
51.65
961,877.95
0.8
CERTARA INC [CERT]
EQUITY
15687V109
59,839
15.93
953,235.27
0.8
PRIVIA HEALTH GROUP INC [PRVA]
EQUITY
74276R102
51,987
18.08
939,924.96
0.8
MOELIS & CO - CLASS A [MC]
EQUITY
60786M105
17,955
51.65
927,375.75
0.8
BRIGHTHOUSE FINANCIAL INC [BHF]
EQUITY
10922N103
18,499
48.91
904,786.09
0.8
NELNET INC-CL A [NNI]
EQUITY
64031N108
9,327
95.32
889,049.64
0.8
RESIDEO TECHNOLOGIES INC [REZI]
EQUITY
76118Y104
44,709
19.27
861,542.43
0.7
AMN HEALTHCARE SERVICES INC [AMN]
EQUITY
001744101
15,101
56.95
860,001.95
0.7
RHYTHM PHARMACEUTICALS INC [RYTM]
EQUITY
76243J105
22,574
38.01
858,037.74
0.7
PTC THERAPEUTICS INC [PTCT]
EQUITY
69366J200
33,744
25.32
854,398.08
0.7
TRAVEL + LEISURE CO [TNL]
EQUITY
894164102
19,271
43.60
840,215.60
0.7
WALKER & DUNLOP INC [WD]
EQUITY
93148P102
9,187
91.24
838,221.88
0.7
GRANITE CONSTRUCTION INC [GVA]
EQUITY
387328107
15,627
53.44
835,106.88
0.7
YETI HOLDINGS INC [YETI]
EQUITY
98585X104
22,111
37.29
824,519.19
0.7
PIPER SANDLER COS [PIPR]
EQUITY
724078100
4,419
185.77
820,917.63
0.7
CIMPRESS PLC [CMPR]
EQUITY
G2143T103
8,564
87.10
745,924.40
0.6
MERCURY GENERAL CORP [MCY]
EQUITY
589400100
13,772
53.63
738,592.36
0.6
ALTAIR ENGINEERING INC - A [ALTR]
EQUITY
021369103
8,840
82.32
727,708.80
0.6
FIRST HAWAIIAN INC [FHB]
EQUITY
32051X108
34,493
21.00
724,353.00
0.6
UNDER ARMOUR INC-CLASS A [UAA]
EQUITY
904311107
107,143
6.73
721,072.39
0.6
SCHRODINGER INC [SDGR]
EQUITY
80810D103
29,578
24.29
718,449.62
0.6
INTELLIA THERAPEUTICS INC [NTLA]
EQUITY
45826J105
32,904
21.57
709,739.28
0.6
KYMERA THERAPEUTICS INC [KYMR]
EQUITY
501575104
20,789
33.97
706,202.33
0.6
TRIPADVISOR INC [TRIP]
EQUITY
896945201
27,026
25.04
676,731.04
0.6
CENTURY COMMUNITIES INC [CCS]
EQUITY
156504300
8,467
79.03
669,147.01
0.6
HURON CONSULTING GROUP INC [HURN]
EQUITY
447462102
7,217
92.32
666,273.44
0.6
DOLE PLC [DOLE]
EQUITY
G27907107
53,139
12.11
643,513.29
0.6
APPFOLIO INC - A [APPF]
EQUITY
03783C100
3,059
208.50
637,801.50
0.6
UPSTART HOLDINGS INC [UPST]
EQUITY
91680M107
28,933
21.87
632,764.71
0.5
ASSETMARK FINANCIAL HOLDINGS [AMK]
EQUITY
04546L106
18,182
34.74
631,642.68
0.5
FLYWIRE CORP-VOTING [FLYW]
EQUITY
302492103
29,519
21.10
622,850.90
0.5
LAUREATE EDUCATION INC [LAUR]
EQUITY
518613203
42,905
14.04
602,386.20
0.5
FIRST MERCHANTS CORP [FRME]
EQUITY
320817109
16,876
34.07
574,965.32
0.5
TOWNE BANK [TOWN]
EQUITY
89214P109
21,153
27.00
571,131.00
0.5
CARGURUS INC [CARG]
EQUITY
141788109
25,678
22.20
570,051.60
0.5
HILLTOP HOLDINGS INC [HTH]
EQUITY
432748101
18,958
29.99
568,550.42
0.5
AGIOS PHARMACEUTICALS INC [AGIO]
EQUITY
00847X104
19,101
29.53
564,052.53
0.5
INVENTRUST PROPERTIES CORP [IVT]
EQUITY
46124J201
22,613
24.86
562,159.18
0.5
KOPPERS HOLDINGS INC [KOP]
EQUITY
50060P106
10,442
53.28
556,349.76
0.5
CSG SYSTEMS INTL INC [CSGS]
EQUITY
126349109
11,340
48.90
554,526.00
0.5
RYERSON HOLDING CORP [RYI]
EQUITY
783754104
17,171
32.00
549,472.00
0.5
LGI HOMES INC [LGIH]
EQUITY
50187T106
5,865
93.38
547,673.70
0.5
UPWORK INC [UPWK]
EQUITY
91688F104
48,936
11.13
544,657.68
0.5
COURSERA INC [COUR]
EQUITY
22266M104
45,240
11.95
540,618.00
0.5
EXP WORLD HOLDINGS INC [EXPI]
EQUITY
30212W100
54,677
9.85
538,568.45
0.5
KURA ONCOLOGY INC [KURA]
EQUITY
50127T109
30,610
17.53
536,593.30
0.5
GLOBALSTAR INC [GSAT]
EQUITY
378973408
422,236
1.27
536,239.72
0.5
SQUARESPACE INC - CLASS A [SQSP]
EQUITY
85225A107
15,445
34.49
532,698.05
0.5
WAFD INC [WAFD]
EQUITY
938824109
18,439
27.90
514,448.10
0.4
KFORCE INC [KFRC]
EQUITY
493732101
8,067
63.56
512,738.52
0.4
STEELCASE INC-CL A [SCS]
EQUITY
858155203
42,918
11.94
512,440.92
0.4
WORKIVA INC [WK]
EQUITY
98139A105
6,548
77.86
509,827.28
0.4
AVNET INC [AVT]
EQUITY
053807103
10,855
46.66
506,494.30
0.4
SONOS INC [SONO]
EQUITY
83570H108
29,869
16.91
505,084.79
0.4
PALOMAR HOLDINGS INC [PLMR]
EQUITY
69753M105
6,303
79.22
499,323.66
0.4
TERADATA CORP [TDC]
EQUITY
88076W103
13,565
36.33
492,816.45
0.4
BRINKER INTERNATIONAL INC [EAT]
EQUITY
109641100
10,797
45.23
488,348.31
0.4
MERCHANTS BANCORP/IN [MBIN]
EQUITY
58844R108
12,461
39.15
487,848.15
0.4
JBG SMITH PROPERTIES [JBGS]
EQUITY
46590V100
32,821
14.84
487,063.64
0.4
WINNEBAGO INDUSTRIES [WGO]
EQUITY
974637100
7,776
62.54
486,311.04
0.4
WESBANCO INC [WSBC]
EQUITY
950810101
17,128
28.34
485,407.52
0.4
BUCKLE INC/THE [BKE]
EQUITY
118440106
13,223
36.59
483,829.57
0.4
LIVE OAK BANCSHARES INC [LOB]
EQUITY
53803X105
12,728
37.90
482,391.20
0.4
VERTEX INC - CLASS A [VERX]
EQUITY
92538J106
16,568
28.61
474,010.48
0.4
COLLEGIUM PHARMACEUTICAL INC [COLL]
EQUITY
19459J104
13,548
34.84
472,012.32
0.4
AURORA INNOVATION INC [AUR]
EQUITY
051774107
168,415
2.80
471,562.00
0.4
CHEESECAKE FACTORY INC/THE [CAKE]
EQUITY
163072101
13,748
34.00
467,432.00
0.4
BANNER CORPORATION [BANR]
EQUITY
06652V208
10,300
44.94
462,882.00
0.4
OPENDOOR TECHNOLOGIES INC [OPEN]
EQUITY
683712103
212,533
2.17
461,196.61
0.4
SILVERBOW RESOURCES INC [SBOW]
EQUITY
82836G102
15,258
30.06
458,655.48
0.4
TRUSTMARK CORP [TRMK]
EQUITY
898402102
16,652
26.73
445,107.96
0.4
IRONWOOD PHARMACEUTICALS INC [IRWD]
EQUITY
46333X108
55,348
7.92
438,356.16
0.4
BOX INC - CLASS A [BOX]
EQUITY
10316T104
16,329
26.67
435,494.43
0.4
ALLEGIANT TRAVEL CO [ALGT]
EQUITY
01748X102
6,974
62.31
434,549.94
0.4
OXFORD INDUSTRIES INC [OXM]
EQUITY
691497309
4,119
104.72
431,341.68
0.4
UDEMY INC [UDMY]
EQUITY
902685106
42,724
9.92
423,822.08
0.4
ENTERPRISE FINANCIAL SERVICE [EFSC]
EQUITY
293712105
10,401
39.68
412,711.68
0.4
BRAZE INC-A [BRZE]
EQUITY
10576N102
10,534
38.94
410,193.96
0.4
JFROG LTD [FROG]
EQUITY
M6191J100
10,857
37.14
403,228.98
0.3
USANA HEALTH SCIENCES INC [USNA]
EQUITY
90328M107
9,109
44.13
401,980.17
0.3
POWERSCHOOL HOLDINGS INC-A [PWSC]
EQUITY
73939C106
22,340
17.46
390,056.40
0.3
ENVESTNET INC [ENV]
EQUITY
29404K106
6,150
63.33
389,479.50
0.3
CRA INTERNATIONAL INC [CRAI]
EQUITY
12618T105
2,660
145.65
387,429.00
0.3
ACI WORLDWIDE INC [ACIW]
EQUITY
004498101
11,879
31.95
379,534.05
0.3
TARSUS PHARMACEUTICALS INC [TARS]
EQUITY
87650L103
11,515
32.44
373,546.60
0.3
SPARTANNASH CO [SPTN]
EQUITY
847215100
18,864
19.67
371,054.88
0.3
FORMFACTOR INC [FORM]
EQUITY
346375108
9,008
40.76
367,166.08
0.3
BREAD FINANCIAL HOLDINGS INC [BFH]
EQUITY
018581108
10,641
34.48
366,901.68
0.3
PATHWARD FINANCIAL INC [CASH]
EQUITY
59100U108
6,958
50.39
350,613.62
0.3
IMPINJ INC [PI]
EQUITY
453204109
3,007
116.32
349,774.24
0.3
SAGE THERAPEUTICS INC [SAGE]
EQUITY
78667J108
25,925
13.33
345,580.25
0.3
ASANA INC - CL A [ASAN]
EQUITY
04342Y104
24,370
13.59
331,188.30
0.3
PEDIATRIX MEDICAL GROUP INC [MD]
EQUITY
58502B106
36,467
9.03
329,297.01
0.3
FIRST WATCH RESTAURANT GROUP [FWRG]
EQUITY
33748L101
14,686
22.30
327,497.80
0.3
ALARM.COM HOLDINGS INC [ALRM]
EQUITY
011642105
5,021
64.11
321,896.31
0.3
SPROUT SOCIAL INC - CLASS A [SPT]
EQUITY
85209W109
6,254
50.98
318,828.92
0.3
VERITEX HOLDINGS INC [VBTX]
EQUITY
923451108
15,510
20.02
310,510.20
0.3
POWELL INDUSTRIES INC [POWL]
EQUITY
739128106
2,367
130.34
308,514.78
0.3
HEALTHSTREAM INC [HSTM]
EQUITY
42222N103
12,321
24.84
306,053.64
0.3
OCEANFIRST FINANCIAL CORP [OCFC]
EQUITY
675234108
18,755
15.18
284,700.90
0.2
RAPID7 INC [RPD]
EQUITY
753422104
6,376
44.31
282,520.56
0.2
CALIX INC [CALX]
EQUITY
13100M509
9,389
29.28
274,909.92
0.2
ZETA GLOBAL HOLDINGS CORP-A [ZETA]
EQUITY
98956A105
23,332
11.70
272,984.40
0.2
BYLINE BANCORP INC [BY]
EQUITY
124411109
12,885
20.72
266,977.20
0.2
ORIGIN BANCORP INC [OBK]
EQUITY
68621T102
9,069
29.16
264,452.04
0.2
PROGRESS SOFTWARE CORP [PRGS]
EQUITY
743312100
5,242
50.41
264,249.22
0.2
VIASAT INC [VSAT]
EQUITY
92552V100
16,677
15.83
263,996.91
0.2
HAWAIIAN HOLDINGS INC [HA]
EQUITY
419879101
20,331
12.95
263,286.45
0.2
DIGITALOCEAN HOLDINGS INC [DOCN]
EQUITY
25402D102
7,993
32.43
259,212.99
0.2
INTAPP INC [INTA]
EQUITY
45827U109
8,336
30.76
256,415.36
0.2
N-ABLE INC [NABL]
EQUITY
62878D100
20,523
12.19
250,175.37
0.2
CHEGG INC [CHGG]
EQUITY
163092109
35,037
7.09
248,412.33
0.2
ZIPRECRUITER INC-A [ZIP]
EQUITY
98980B103
23,487
10.52
247,083.24
0.2
TABOOLA.COM LTD [TBLA]
EQUITY
M8744T106
61,741
3.95
243,876.95
0.2
REGENXBIO INC [RGNX]
EQUITY
75901B107
15,256
15.69
239,366.64
0.2
CARS.COM INC [CARS]
EQUITY
14575E105
14,505
16.44
238,462.20
0.2
BEAZER HOMES USA INC [BZH]
EQUITY
07556Q881
8,933
26.31
235,027.23
0.2
ALKAMI TECHNOLOGY INC [ALKT]
EQUITY
01644J108
9,729
23.78
231,355.62
0.2
EXTREME NETWORKS INC [EXTR]
EQUITY
30226D106
20,056
10.97
220,014.32
0.2
FRANKLIN COVEY CO [FC]
EQUITY
353469109
5,527
39.48
218,205.96
0.2
VIAVI SOLUTIONS INC [VIAV]
EQUITY
925550105
26,353
8.07
212,668.71
0.2
IDT CORP-CLASS B [IDT]
EQUITY
448947507
5,595
36.68
205,224.60
0.2
VERVE THERAPEUTICS INC [VERV]
EQUITY
92539P101
29,746
6.64
197,513.44
0.2
CULLINAN THERAPEUTICS INC [CGEM]
EQUITY
230031106
12,425
15.66
194,575.50
0.2
PROASSURANCE CORP [PRA]
EQUITY
74267C106
14,240
13.39
190,673.60
0.2
SPIRIT AIRLINES INC [SAVE]
EQUITY
848577102
46,645
4.04
188,445.80
0.2
SEMRUSH HOLDINGS INC-A [SEMR]
EQUITY
81686C104
15,598
11.50
179,377.00
0.2
CASTLE BIOSCIENCES INC [CSTL]
EQUITY
14843C105
9,278
19.31
179,158.18
0.2
ENTRADA THERAPEUTICS INC [TRDA]
EQUITY
29384C108
14,411
12.15
175,093.65
0.2
RESOURCES CONNECTION INC [RGP]
EQUITY
76122Q105
13,389
11.27
150,894.03
0.1
LIMBACH HOLDINGS INC [LMB]
EQUITY
53263P105
3,783
39.31
148,709.73
0.1
ALTA EQUIPMENT GROUP INC [ALTG]
EQUITY
02128L106
12,137
11.59
140,667.83
0.1
AMC NETWORKS INC-A [AMCX]
EQUITY
00164V103
12,719
10.92
138,891.48
0.1
MODEL N INC [MODN]
EQUITY
607525102
4,683
29.62
138,710.46
0.1
MULTIPLAN CORP [MPLN]
EQUITY
62548M100
210,473
0.65
136,849.54
0.1
HAVERTY FURNITURE [HVT]
EQUITY
419596101
4,282
31.16
133,427.12
0.1
HEALTH CATALYST INC [HCAT]
EQUITY
42225T107
23,732
5.58
132,424.56
0.1
INFINERA CORP [INFN]
EQUITY
45667G103
26,040
4.72
122,908.80
0.1
PAR TECHNOLOGY CORP/DEL [PAR]
EQUITY
698884103
3,037
40.09
121,753.33
0.1
A10 NETWORKS INC [ATEN]
EQUITY
002121101
8,932
12.94
115,580.08
0.1
COUCHBASE INC [BASE]
EQUITY
22207T101
4,842
22.90
110,881.80
0.1
EVENTBRITE INC-CLASS A [EB]
EQUITY
29975E109
21,236
5.17
109,790.12
0.1
SCANSOURCE INC [SCSC]
EQUITY
806037107
2,635
41.38
109,036.30
0.1
ARLO TECHNOLOGIES INC [ARLO]
EQUITY
04206A101
10,350
10.46
108,261.00
0.1
BRIDGEWATER BANCSHARES INC [BWB]
EQUITY
108621103
8,517
11.67
99,393.39
0.1
GOPRO INC-CLASS A [GPRO]
EQUITY
38268T103
57,591
1.70
97,904.70
0.1
ENFUSION INC - CLASS A [ENFN]
EQUITY
292812104
9,656
9.24
89,221.44
0.1
GRID DYNAMICS HOLDINGS INC [GDYN]
EQUITY
39813G109
8,228
10.36
85,242.08
0.1
RE/MAX HOLDINGS INC-CL A [RMAX]
EQUITY
75524W108
11,380
7.25
82,505.00
0.1
NEWTEKONE INC [NEWT]
EQUITY
652526203
7,413
10.90
80,801.70
0.1
IROBOT CORP [IRBT]
EQUITY
462726100
10,727
7.24
77,663.48
0.1
PLAYAGS INC [AGS]
EQUITY
72814N104
9,001
8.48
76,328.48
0.1
HOMESTREET INC [HMST]
EQUITY
43785V102
5,881
12.68
74,571.08
0.1
YEXT INC [YEXT]
EQUITY
98585N106
13,548
5.46
73,972.08
0.1
MITEK SYSTEMS INC [MITK]
EQUITY
606710200
5,304
12.18
64,602.72
0.1
VERA BRADLEY INC [VRA]
EQUITY
92335C106
8,358
6.44
53,825.52
0.0
XPERI INC [XPER]
EQUITY
98423J101
5,060
9.62
48,677.20
0.0
BIGCOMMERCE HOLDINGS-SER 1 [BIGC]
EQUITY
08975P108
8,243
5.89
48,551.27
0.0
ADTRAN HOLDINGS INC [ADTN]
EQUITY
00486H105
9,517
4.69
44,634.73
0.0
OMEGA THERAPEUTICS INC [OMGA]
EQUITY
68217N105
16,622
2.40
39,892.80
0.0
ACLARIS THERAPEUTICS INC [ACRS]
EQUITY
00461U105
30,702
1.24
38,070.48
0.0
DOMO INC - CLASS B [DOMO]
EQUITY
257554105
4,071
7.70
31,346.70
0.0
SKILLZ INC [SKLZ]
EQUITY
83067L208
3,854
6.05
23,316.70
0.0
CARPARTS.COM INC [PRTS]
EQUITY
14427M107
17,566
1.28
22,484.48
0.0
Total
--
--
--
--
--
115,789
99.4
Cash and Other Assets Less Liabilities
--
--
--
--
--
--
0.6
Total Net Assets
--
--
--
--
--
--
100%

As of 3/31/2024

Human Capital Factor US Small Cap ETF (HAPS)

Human Capital Factor Small Cap Index

-

Industrials

HAPS: 17.9%

Benchmark: 17.9%

-

Financials

HAPS: 17.9%

Benchmark: 18.0%

-

Health Care

HAPS: 15.5%

Benchmark: 15.5%

-

Information Technology

HAPS: 12.6%

Benchmark: 12.6%

-

Consumer Discretionary

HAPS: 12.0%

Benchmark: 12.0%

-

Real Estate

HAPS: 5.7%

Benchmark: 5.7%

-

Energy

HAPS: 5.2%

Benchmark: 5.2%

-

Materials

HAPS: 5.0%

Benchmark: 5.0%

-

Consumer Staples

HAPS: 3.1%

Benchmark: 3.1%

-

Communication Services

HAPS: 2.6%

Benchmark: 2.6%

-

Utilities

HAPS: 2.4%

Benchmark: 2.4%

-

Cash

HAPS: 0.1%

Benchmark: NaN%

HAPS: Human Capital Factor US Small Cap ETF

Benchmark: Human Capital Factor Small Cap Index

Investment Team


Harbor Capital Advisors, Inc. dark blue logo on white background

The Fund employs an indexing investment approach designed to track the performance of the CIBC Human Capital Factor Small Cap Index (“The Index”). The Fund invests at least 80% of its total assets in securities that are included in the Index.

The Index consists of a modified market capitalization-weighted portfolio of equity securities of approximately 200 small cap U.S. companies identified by Irrational Capital LLC (“Irrational Capital”) as those it believes to possess strong corporate culture based on its proprietary scoring methodology. The Index was developed by the Canadian Imperial Bank of Commerce (CIBC, the “Index Provider”).

Harbor Capital serves as the investment adviser.


Documents

Investing involves risk, principal loss is possible. Unlike mutual funds, ETFs may trade at a premium or discount to their net asset value. Harbor ETFs are new and have limited operating history to judge.

Shares are bought and sold at market price not net asset value (NAV). Market price returns are based upon the closing composite market price and do not represent the returns you would receive if you traded shares at other times.

There is no guarantee that the investment objective of the Fund will be achieved. Stock markets are volatile and equity values can decline significantly in response to adverse issuer, political, regulatory, market and economic conditions. Stocks of small cap companies pose special risks, including possible illiquidity and greater price volatility than stocks of larger, more established companies. The Fund may not exactly track the performance of the Index with perfect accuracy at all times. Tracking error may occur because of pricing differences, timing and costs incurred by the fund or during times of heightened market volatility. The Fund relies on the Index provider's methodology in assessing whether a company may be considered a corporate culture leader. There is no guarantee that the construction methodology will accurately assess a company to include or exclude it from the index which could have an adverse effect on the Fund's returns. The Fund's assets may be concentrated in a particular sector or industries to the extent the Index is concentrated and is subject to the risk that economic, political, or other market conditions that have a negative effect on that sector or industry will negatively impact the value of the Fund. The Fund’s assets may be concentrated in a particular sector, industry or group of industries to the extent the Index is so concentrated and could subject the Fund to the risk that economic, political or other conditions that have a negative effect on the Fund. There can be no assurance that the Fund will grow to or maintain an economically viable size, in which case the Board of Trustees may determine to liquidate the Fund.

CIBC is a third-party index provider to the Harbor Corporate Culture Small Cap ETF.

Bid/Ask Mid Price: the midpoint between the highest bid and the lowest offer, as of the time that the Fund’s NAV is calculated, typically 4 p.m. Eastern Time.

Premium/Discount ($): the difference between the Fund’s market price and NAV, expressed as a percentage of NAV. A premium is the amount that the Fund is trading above the reported NAV. A discount is the amount that the Fund is trading below the reported NAV.

30-Day Median Bid/Ask Spread: calculated by identifying national best bid and national best offer ("NBBO") for each fund as of the end of each 10 second interval during each trading day of the last 30 calendar days and dividing the difference between each such bid and offer by the midpoint of the NBBO. The median of those values is identified and that value is expressed as a percentage (rounded to the nearest hundredth).

Weighted Average Market Capitalization: The average size of the companies in a portfolio or index as measured by the market value of outstanding shares.

Price/Book: The price-to-book (P/B) ratio evaluates a firm's market value relative to its book value.

Adjusted Trailing P/E Ratio: The Adjusted Trailing P/E (Price/Earnings) Ratio is the closing stock price divided by the sum of the last 12 months actual EPS.

% EPS Growth – Past 3 year: Earnings per share refers to the bottom-line measure of a company’s profitability defined as net income divided by the number of outstanding shares.

Return on Equity: Return on equity (ROE) is a measure of financial performance calculated by dividing net income by shareholders' equity.

Forecasted P/E Ratio: a measure of the P/E (price-to-earnings) ratio using forecasted earnings for the P/E calculation.

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Harbor Funds Distributors, Inc. is the Distributor of the Harbor Mutual Funds.
Foreside Fund Services, LLC is the Distributor of the Harbor ETFs.
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Investing involves risk and the potential loss of capital.

Investors should carefully consider the investment objectives, risks, charges and expenses of a fund before investing. To obtain a summary prospectus or prospectus for this and other information, click here or call 800-422-1050. Read it carefully before investing.

All trademarks or product names mentioned herein are the property of their respective owners. Copyright © 2024 Harbor Capital Advisors, Inc. All rights reserved.