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Harbor Small Cap Growth Fund (HASGX)

Overview
Performance
Holdings
Investment Team
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Class

Overview

Investment Team
Westfield Capital Management
William Muggia
Richard Lee
Ethan Meyers
John Montgomery

Current Price

Current Price

As of 6/2/2023

$12.07

Price (NAV)

$0.34

NAV Daily Change ($)

2.90%

NAV Daily Change (%)

11.45%

NAV YTD Return

Fund Facts

As of 5/31/2023

11/1/2000

Inception Date

0.88

Net Expense Ratio

0.88

Gross Expense Ratio

$649.999

Total Net Assets (million)
As of 5/31/2023

HASGX

Ticker

2010

Fund Number

Institutional Class

Share Class

Top Ten Holdings

As of 3/31/2023

Company Name [Ticker]

% of Net Assets

Alkermes Public Limited Company[ALKS]

3.0

Smartsheet Inc. Class A[SMAR]

2.8

Encore Wire Corporation[WIRE]

2.8

Saia Inc.[SAIA]

2.7

Ascendis Pharma A/S Sponsored ADR[ASND]

2.6

Shift4 Payments Inc. Class A[FOUR]

2.5

Wingstop Inc.[WING]

2.4

Option Care Health Inc[OPCH]

2.4

ITT Inc.[ITT]

2.2

Bio-Rad Laboratories Inc. Class A[BIO]

2.2

% of Total Holdings:

25.6%

Morningstar Medalist Rating™

Morningstar Bronze
Analyst-Driven %
100
Data Coverage %
100
As of 7/8/2022
left quote

“So much money today is managed by machines and people with an incredibly short term focus, making it an ideal time to be a long term fundamental investor.”

Will Muggia. President

CEO and CIO, Westfield Capital Management Company, L.P.

right quote

Performance

Total Returns

Month-End

Fund Name

3 Mo.

YTD Return

1 Yr.

3 Yr.

5 Yr.

10 Yr.

Since Inception

Net Expense Ratio

Gross Expense Ratio

Small Cap Growth Fund

-2.60%

7.29%

2.49%

7.48%

7.49%

10.24%

8.80%

0.88%

0.88%

Russell 2000® Growth Index

-3.58%

4.86%

2.68%

4.62%

2.74%

7.90%

5.76%

--

--

Performance data shown represents past performance and is no guarantee of future results. Past performance is net of management fees and expenses and reflects reinvested dividends and distributions. Past performance reflects the beneficial effect of any expense waivers or reimbursements, without which returns would have been lower. Investment returns and principal value will fluctuate and when redeemed may be worth more or less than their original cost. Returns for periods less than one year are not annualized. Current performance may be higher or lower and is available through the most recent month end at harborcapital.com or by calling 800-422-1050.

The Russell 2000® Growth Index is an unmanaged index representing the smallest 2000 stocks with the highest price-to-book ratio and future earnings. This unmanaged index does not reflect fees and expenses and is not available for direct investment. The Russell 2000® Growth Index and Russell® are trademarks of Frank Russell Company.

Price History

Chart

Record Date

Reinvest Date

Payable Date

Return of Capital Non Taxable Dist

Ordinary Income

Total Capital Gains

Short Term Capital Gains

Mid Term Capital Gains

Long Term Capital Gains

Total Distribution

Foreign Tax Credit

Reinvest Price

12/16/2022

12/19/2022

12/19/2022

0.00000

--

0.52004

--

0.00000

0.52004

0.52004

0.00000

10.68

12/17/2021

12/20/2021

12/20/2021

0.00000

--

4.21827

1.07866

0.00000

3.13961

4.21827

0.00000

14.34

12/16/2020

12/17/2020

12/17/2020

0.00000

0.00000

1.29572

0.47151

0.00000

0.82421

1.29572

0.00000

17.95

12/13/2019

12/16/2019

12/16/2019

0.00000

0.00000

0.47959

0.00000

0.00000

0.47959

0.47959

0.00000

13.68

12/14/2018

12/17/2018

12/17/2018

0.00000

0.00000

2.76487

0.40776

0.00000

2.35711

2.76487

0.00000

10.25

12/15/2017

12/18/2017

12/18/2017

0.00000

0.00000

1.45598

0.21806

0.00000

1.23792

1.45598

0.00000

14.33

12/16/2016

12/19/2016

12/19/2016

0.00000

0.00000

0.06026

0.00000

0.00000

0.06026

0.06026

0.00000

12.91

12/16/2015

12/17/2015

12/17/2015

0.00000

0.00000

1.58234

0.04157

0.00000

1.54077

1.58234

0.00000

12.00

12/17/2014

12/18/2014

12/18/2014

0.00000

0.00000

2.31921

0.46805

0.00000

1.85116

2.31921

0.00000

13.66

12/16/2013

12/17/2013

12/17/2013

0.00000

0.00000

2.12549

0.41041

0.00000

1.71508

2.12549

0.00000

14.25

12/14/2012

12/17/2012

12/17/2012

0.00000

0.03605

0.55958

0.00000

0.00000

0.55958

0.59563

0.00000

11.67

12/15/2011

12/16/2011

12/16/2011

0.00000

0.00000

0.98108

0.00000

0.00000

0.98108

0.98108

0.00000

10.63

12/16/2010

12/17/2010

12/17/2010

0.00000

0.00000

0.42401

0.00000

0.00000

0.42401

0.42401

0.00000

12.68

12/17/2009

12/18/2009

12/18/2009

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

9.79

12/18/2008

12/19/2008

12/19/2008

0.00000

0.00000

0.23760

0.00000

0.00000

0.23760

0.23760

0.00000

7.02

12/18/2007

12/19/2007

12/19/2007

0.00000

0.00000

1.93115

0.00000

0.00000

1.93115

1.93115

0.00000

12.28

12/18/2006

12/19/2006

12/19/2006

0.00000

0.00000

1.22060

0.00000

0.00000

1.22060

1.22060

0.00000

12.76

12/19/2005

12/20/2005

12/20/2005

0.00000

0.00000

1.05345

0.00000

0.00000

1.05345

1.05345

0.00000

12.52

12/29/2004

12/30/2004

12/30/2004

0.00000

0.00000

0.81883

0.00000

0.00000

0.81883

0.81883

0.00000

12.93

12/29/2003

12/30/2003

12/30/2003

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

12.46

12/27/2002

12/30/2002

12/30/2002

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

8.53

12/26/2001

12/27/2001

12/28/2001

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

10.74

Holdings

Portfolio Characteristics

As of 3/31/2023

62

Number of Holdings

5746.6

Wtd Avg Market Cap ($Mil)

4.6

Price/Book Ratio

29.3

Adjusted Trailing P/E Ratio

62.6

% EPS Growth - Past 3 Yr

11.75

Return on Equity (%)

23.1

Forecasted P/E Ratio

Top Ten Holdings

As of 3/31/2023

Company Name [Ticker]

% of Net Assets

Alkermes Public Limited Company[ALKS]

3.0

Smartsheet Inc. Class A[SMAR]

2.8

Encore Wire Corporation[WIRE]

2.8

Saia Inc.[SAIA]

2.7

Ascendis Pharma A/S Sponsored ADR[ASND]

2.6

Shift4 Payments Inc. Class A[FOUR]

2.5

Wingstop Inc.[WING]

2.4

Option Care Health Inc[OPCH]

2.4

ITT Inc.[ITT]

2.2

Bio-Rad Laboratories Inc. Class A[BIO]

2.2

% of Total Holdings:

25.6%

This information should not be considered as a recommendation to purchase or sell a particular security. The weightings, holdings, industry, sector, countries mentioned may change at any time and may not represent current or future investments.

As of 3/31/2023

Company Name [Ticker]

Country

Shares (000's)

Current Price ($)

Market Value ($000's)

% of Net Assets

Alkermes Public Limited Company [ALKS]

1,083

28.19

30,527

3.0

Smartsheet Inc. Class A [SMAR]

598

47.80

28,605

2.8

Encore Wire Corporation [WIRE]

150

185.33

27,887

2.8

Saia Inc. [SAIA]

98

272.08

26,778

2.7

Ascendis Pharma A/S Sponsored ADR [ASND]

242

107.22

25,919

2.6

Shift4 Payments Inc. Class A [FOUR]

332

75.80

25,167

2.5

Wingstop Inc. [WING]

134

183.58

24,635

2.4

Option Care Health Inc [OPCH]

767

31.77

24,373

2.4

ITT Inc. [ITT]

260

86.30

22,437

2.2

Bio-Rad Laboratories Inc. Class A [BIO]

46

479.02

22,213

2.2

Hexcel Corporation [HXL]

315

68.25

21,482

2.1

Inspire Medical Systems Inc. [INSP]

89

234.07

20,844

2.1

Churchill Downs Incorporated [CHDN]

79

257.05

20,380

2.0

Texas Roadhouse Inc. [TXRH]

189

108.06

20,395

2.0

Lincoln Electric Holdings Inc. [LECO]

116

169.10

19,688

2.0

WillScot Mobile Mini Holdings Corp. Class A [WSC]

415

46.88

19,474

1.9

Flywire Corp. [FLYW]

660

29.36

19,380

1.9

Kinsale Capital Group Inc. [KNSL]

63

300.15

19,013

1.9

Atkore Inc [ATKR]

134

140.48

18,852

1.9

Northern Oil and Gas Inc. [NOG]

618

30.35

18,761

1.9

Sensata Technologies Holding PLC [ST]

358

50.02

17,919

1.8

PDC Energy Inc. [PDCE]

271

64.18

17,415

1.7

Avient Corporation [AVNT]

412

41.16

16,976

1.7

Axalta Coating Systems Ltd. [AXTA]

551

30.29

16,677

1.7

AAON Inc. [AAON]

167

96.69

16,123

1.6

Lantheus Holdings Inc [LNTH]

194

82.56

16,036

1.6

Casella Waste Systems Inc. Class A [CWST]

193

82.66

15,945

1.6

Haemonetics Corporation [HAE]

189

82.75

15,651

1.6

Primerica Inc. [PRI]

90

172.24

15,560

1.5

WNS (Holdings) Limited Sponsored ADR [WNS]

165

93.17

15,398

1.5

Universal Display Corporation [OLED]

97

155.13

15,077

1.5

Prometheus Biosciences Inc [RXDX]

139

107.32

14,939

1.5

Visteon Corporation [VC]

93

156.83

14,642

1.5

Samsara Inc. Class A [IOT]

738

19.72

14,550

1.4

Spirit Realty Capital Inc. [SRC]

366

39.84

14,564

1.4

BRP Inc. [DOOO]

176

78.20

13,735

1.4

Endeavor Group Holdings Inc. Class A [EDR]

575

23.93

13,766

1.4

Onto Innovation Inc. [ONTO]

154

87.88

13,526

1.3

Azenta Inc. [AZTA]

299

44.62

13,340

1.3

Box Inc. Class A [BOX]

496

26.79

13,297

1.3

Amedisys Inc. [AMED]

179

73.55

13,136

1.3

Synaptics Incorporated [SYNA]

118

111.15

13,116

1.3

Planet Fitness Inc. Class A [PLNT]

167

77.67

12,990

1.3

Tenable Holdings Inc. [TENB]

264

47.51

12,540

1.2

NexTier Oilfield Solutions Inc. [NEX]

1,562

7.95

12,418

1.2

F5 Inc. [FFIV]

81

145.69

11,859

1.2

Apellis Pharmaceuticals Inc. [APLS]

176

65.96

11,635

1.2

Rocket Pharmaceuticals Inc. [RCKT]

654

17.13

11,206

1.1

MACOM Technology Solutions Holdings Inc. [MTSI]

154

70.84

10,904

1.1

Dynatrace Inc. [DT]

255

42.30

10,768

1.1

WEX Inc. [WEX]

56

183.89

10,342

1.0

StepStone Group Inc. Class A [STEP]

419

24.27

10,178

1.0

Innoviva Inc. [INVA]

890

11.25

10,007

1.0

Veradigm Inc. [MDRX]

728

13.05

9,496

0.9

Palomar Holdings Inc. [PLMR]

156

55.20

8,633

0.9

ChampionX Corporation [CHX]

310

27.13

8,419

0.8

National Vision Holdings Inc. [EYE]

412

18.84

7,770

0.8

89bio Inc [ETNB]

391

15.23

5,958

0.6

IVERIC bio Inc. [ISEE]

243

24.33

5,906

0.6

Ranpak Holdings Corp Class A [PACK]

620

5.22

3,235

0.3

UMH Properties Inc. [UMH]

2

14.79

37

0.0

Total

--

--

--

962,500

95.5

Cash and Other Assets Less Liabilities

--

--

--

--

4.5

Total Net Assets

--

--

--

--

100%

As of 3/31/2023

Small Cap Growth Fund (HASGX)

Russell 2000® Growth Index

-

Health Care

HASGX: 24.9%

Benchmark: 21.6%

-

Industrials

HASGX: 22.0%

Benchmark: 19.8%

-

Information Technology

HASGX: 14.3%

Benchmark: 18.4%

-

Consumer Discretionary

HASGX: 11.4%

Benchmark: 11.5%

-

Financials

HASGX: 10.7%

Benchmark: 6.6%

-

Energy

HASGX: 5.6%

Benchmark: 6.5%

-

Materials

HASGX: 3.7%

Benchmark: 4.7%

-

Real Estate

HASGX: 1.4%

Benchmark: 2.1%

-

Communication Services

HASGX: 1.4%

Benchmark: 2.5%

-

Consumer Staples

HASGX: 0.0%

Benchmark: 4.7%

-

Utilities

HASGX: 0.0%

Benchmark: 1.7%

HASGX: Small Cap Growth Fund

Benchmark: Russell 2000® Growth Index

As of 3/31/2023

Economic Sector

Small Cap Growth Fund %

Russell 2000® Growth Index %

Information Technology

Economic sector icon

20.1

13.9

Industrials

Economic sector icon

18.7

7.7

Materials

Economic sector icon

16.7

10.1

Financials

Economic sector icon

13.6

1.3

Communication Services

Economic sector icon

6.2

13.1

Consumer Discretionary

Economic sector icon

1.6

13.2

Utilities

Economic sector icon

0.0

4.2

Consumer Staples

Economic sector icon

0.0

8.7

Health Care

Economic sector icon

-1.2

-0.1

Energy

Economic sector icon

-4.9

-7.3

Real Estate

Economic sector icon

-6.7

0.8

Investment Team


Westfield Capital Management

Westfield Capital Management Company, L.P. is dedicated to providing superior and consistent investment performance based on a disciplined, team-based approach, with exceptional client service. Westfield believes their greatest strength comes from the collective wisdom of a fully engaged and inspired team working together with clear objectives. Additionally, Westfield embraces their partnership structure, which aligns the advancement of the organization with their clients, and serves to attract and retain exceptional talent.

Documents

Name

Date

From time to time, certain fees and/or expenses have been voluntarily or contractually waived or reimbursed, which has resulted in higher returns. Without these waivers or reimbursements, the returns would have been lower. Voluntary waivers or reimbursements may be applied or discontinued at any time without notice. Only the Board of Trustees may modify or terminate contractual fee waivers or expense reimbursements.

As a result of changing market conditions, total net asset levels, expenses and other factors may change at any time during the current fiscal period and may differ from those shown.

There is no guarantee that the investment objective of the Fund will be achieved. Stock markets are volatile and equity values can decline significantly in response to adverse issuer, political, regulatory, market and economic conditions. Stocks of small cap companies pose special risks, including possible illiquidity and greater price volatility than stocks of larger, more established companies.

Weighted Average Market Capitalization: The average size of the companies in a portfolio or index as measured by the market value of outstanding shares.

Price/Book: The price-to-book (P/B) ratio evaluates a firm's market value relative to its book value.

Adjusted Trailing P/E Ratio: The Adjusted Trailing P/E (Price/Earnings) Ratio is the closing stock price divided by the sum of the last 12 months actual EPS.

% EPS Growth – Past 3 year: Earnings per share refers to the bottom-line measure of a company’s profitability defined as net income divided by the number of outstanding shares.

Return on Equity: Return on equity (ROE) is a measure of financial performance calculated by dividing net income by shareholders' equity.

Forecasted P/E Ratio: a measure of the P/E (price-to-earnings) ratio using forecasted earnings for the P/E calculation.

The Morningstar Medalist Ratings are shown for funds that have received a rating of Gold, Silver, or Bronze The funds shown without Medalist Ratings may not have received a Medalist Rating or may have received lower ratings.

The Morningstar Medalist Rating™ is the summary expression of Morningstar’s forward-looking analysis of investment strategies as offered via specific vehicles using a rating scale of Gold, Silver, Bronze, Neutral, and Negative. The Medalist Ratings indicate which investments Morningstar believes are likely to outperform a relevant index or peer group average on a risk-adjusted basis over time. Investment products are evaluated on three key pillars (People, Parent, and Process) which, when coupled with a fee assessment, forms the basis for Morningstar’s conviction in those products’ investment merits and determines the Medalist Rating they’re assigned. Pillar ratings take the form of Low, Below Average, Average, Above Average, and High. Pillars may be evaluated via an analyst’s qualitative assessment (either directly to a vehicle the analyst covers or indirectly when the pillar ratings of a covered vehicle are mapped to a related uncovered vehicle) or using algorithmic techniques. Vehicles are sorted by their expected performance into rating groups defined by their Morningstar Category and their active or passive status. When analysts directly cover a vehicle, they assign the three pillar ratings based on their qualitative assessment, subject to the oversight of the Analyst Rating Committee, and monitor and reevaluate them at least every 14 months. When the vehicles are covered either indirectly by analysts or by algorithm, the ratings are assigned monthly. For more detailed information about these ratings, including their methodology, please go to global.morningstar.com/managerdisclosures/.

The Morningstar Medalist Ratings are not statements of fact, nor are they credit or risk ratings. The Morningstar Medalist Rating (i) should not be used as the sole basis in evaluating an investment product, (ii) involves unknown risks and uncertainties which may cause expectations not to occur or to differ significantly from what was expected, (iii) are not guaranteed to be based on complete or accurate assumptions or models when determined algorithmically, (iv) involve the risk that the return target will not be met due to such things as unforeseen changes in management, technology, economic development, interest rate development, operating and/or material costs, competitive pressure, supervisory law, exchange rate, tax rates, exchange rate changes, and/or changes in political and social conditions, and (v) should not be considered an offer or solicitation to buy or sell the investment product. A change in the fundamental factors underlying the Morningstar Medalist Rating can mean that the rating is subsequently no longer accurate.

©2023 Morningstar, Inc. All rights reserved. The information contained herein: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete, or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information. Past performance is no guarantee of future results.

2906416 

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Investors should carefully consider the investment objectives, risks, charges and expenses of a fund before investing. To obtain a summary prospectus or prospectus for this and other information, click here or call 800-422-1050. Read it carefully before investing.

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