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Harbor Small Cap Growth Fund (HASGX)

Overview
Performance
Holdings
Investment Team
Documents

Overview

Current Price

as of 5/20/2022

NAV Price

$11.49

NAV Daily Change ($)

$0.04

NAV Daily Change (%)

0.35%

NAV YTD Return

-24.66%

Morningstar Silver

Morningstar Analyst Rating™

The Morningstar Analyst Rating™ is based on the covering Morningstar Analyst's conviction in the fund's ability to outperform its peer group and/or relevant benchmark on a risk-adjusted basis over the long term. Harbor offers several funds with Gold, Silver, or Bronze ratings.

Source: Morningstar

Fund Facts

Inception Date

11/1/2000

Net Expense Ratio

0.87%

Gross Expense Ratio

0.87%

Total Net Assets (million)

as of 4/30/2022

$577.589

Ticker

HASGX

Fund Number

2010

Share Class

Institutional

Top Ten Holdings

as of 3/31/2022

Option Care Health Inc [OPCH]

3.2%

Atkore Inc [ATKR]

3.1%

Innoviva Inc. [INVA]

2.7%

Advanced Drainage Systems Inc. [WMS]

2.6%

Amedisys Inc. [AMED]

2.5%

PDC Energy Inc. [PDCE]

2.3%

Smartsheet Inc. Class A [SMAR]

2.3%

Ironwood Pharmaceuticals Inc. Class A [IRWD]

2.2%

Churchill Downs Incorporated [CHDN]

2.2%

PS Business Parks Inc. [PSB]

2.1%

% of Total Holdings:

25.2%

Morningstar Silver

Morningstar Analyst Rating™

The Morningstar Analyst Rating™ is based on the covering Morningstar Analyst's conviction in the fund's ability to outperform its peer group and/or relevant benchmark on a risk-adjusted basis over the long term. Harbor offers several funds with Gold, Silver, or Bronze ratings.

Source: Morningstar

left quote

“So much money today is managed by machines and people with an incredibly short term focus, making it an ideal time to be a long term fundamental investor.”

right quote

Will Muggia. President

CEO and CIO, Westfield Capital Management Company, L.P.

Performance

Total Returns

MONTH-END
QUARTER-END
MONTH-BY-MONTH
YEAR-BY-YEAR

Fund Name

3 Mo.

YTD Return

1 Yr.

3 Yr.

5 Yr.

10 Yr.

Since Inception

Net Expense Ratio

Gross Expense Ratio

Small Cap Growth Fund

-9.05%

-20.26%

-18.67%

10.86%

11.92%

12.56%

9.25%

0.87%

0.87%

Russell 2000® Growth Index

-11.48%

-23.35%

-26.44%

4.14%

7.08%

9.95%

6.02%

--

--

Performance data shown represents past performance and is no guarantee of future results. Past performance is net of management fees and expenses and reflects reinvested dividends and distributions. Past performance reflects the beneficial effect of any expense waivers or reimbursements, without which returns would have been lower. Investment returns and principal value will fluctuate and when redeemed may be worth more or less than their original cost. Returns for periods less than one year are not annualized. Current performance may be higher or lower and is available through the most recent month end at harborfunds.com or by calling 800-422-1050.

The Russell 2000® Growth Index is an unmanaged index representing the smallest 2000 stocks with the highest price-to-book ratio and future earnings. This unmanaged index does not reflect fees and expenses and is not available for direct investment. The Russell 2000® Growth Index and Russell® are trademarks of Frank Russell Company.

Price History

CHART
TABLE

Record Date

Reinvest Date

Payable Date

Return of Capital Non Taxable Dist

Ordinary Income

Total Capital Gains

Short Term Capital Gains

Mid Term Capital Gains

Long Term Capital Gains

Total Distribution

Foreign Tax Credit

Reinvest Price

12/17/2021

12/20/2021

12/20/2021

0.00000

--

4.21827

1.07866

0.00000

3.13961

4.21827

0.00000

--

12/16/2020

12/17/2020

12/17/2020

0.00000

0.00000

1.29572

0.47151

0.00000

0.82421

1.29572

0.00000

17.95

12/13/2019

12/16/2019

12/16/2019

0.00000

0.00000

0.47959

0.00000

0.00000

0.47959

0.47959

0.00000

13.68

12/14/2018

12/17/2018

12/17/2018

0.00000

0.00000

2.76487

0.40776

0.00000

2.35711

2.76487

0.00000

10.25

12/15/2017

12/18/2017

12/18/2017

0.00000

0.00000

1.45598

0.21806

0.00000

1.23792

1.45598

0.00000

14.33

12/16/2016

12/19/2016

12/19/2016

0.00000

0.00000

0.06026

0.00000

0.00000

0.06026

0.06026

0.00000

12.91

12/16/2015

12/17/2015

12/17/2015

0.00000

0.00000

1.58234

0.04157

0.00000

1.54077

1.58234

0.00000

12.00

12/17/2014

12/18/2014

12/18/2014

0.00000

0.00000

2.31921

0.46805

0.00000

1.85116

2.31921

0.00000

13.66

12/16/2013

12/17/2013

12/17/2013

0.00000

0.00000

2.12549

0.41041

0.00000

1.71508

2.12549

0.00000

14.25

12/14/2012

12/17/2012

12/17/2012

0.00000

0.03605

0.55958

0.00000

0.00000

0.55958

0.59563

0.00000

11.67

12/15/2011

12/16/2011

12/16/2011

0.00000

0.00000

0.98108

0.00000

0.00000

0.98108

0.98108

0.00000

10.63

12/16/2010

12/17/2010

12/17/2010

0.00000

0.00000

0.42401

0.00000

0.00000

0.42401

0.42401

0.00000

12.68

12/17/2009

12/18/2009

12/18/2009

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

9.79

12/18/2008

12/19/2008

12/19/2008

0.00000

0.00000

0.23760

0.00000

0.00000

0.23760

0.23760

0.00000

7.02

12/18/2007

12/19/2007

12/19/2007

0.00000

0.00000

1.93115

0.00000

0.00000

1.93115

1.93115

0.00000

12.28

12/18/2006

12/19/2006

12/19/2006

0.00000

0.00000

1.22060

0.00000

0.00000

1.22060

1.22060

0.00000

12.76

12/19/2005

12/20/2005

12/20/2005

0.00000

0.00000

1.05345

0.00000

0.00000

1.05345

1.05345

0.00000

12.52

12/29/2004

12/30/2004

12/30/2004

0.00000

0.00000

0.81883

0.00000

0.00000

0.81883

0.81883

0.00000

12.93

12/29/2003

12/30/2003

12/30/2003

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

12.46

12/27/2002

12/30/2002

12/30/2002

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

8.53

12/26/2001

12/27/2001

12/28/2001

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

10.74

Holdings

Portfolio Characteristics

as of 3/31/2022

Small Cap Growth Fund

Number of Holdings

62

Wtd Avg Market Cap ($Mil)

5326.3

Price/Book Ratio

4.39

Adjusted Trailing P/E Ratio

30.4

% EPS Growth - Past 3 Yr

41.5

Return on Equity (%)

12.1

Forecasted P/E Ratio

25

Proj. Earnings Growth Rate (%)

26.7

Top Ten Holdings

as of 3/31/2022

Company Name [Ticker]

% of Net Assets

Option Care Health Inc[OPCH]

3.2

Atkore Inc[ATKR]

3.1

Innoviva Inc.[INVA]

2.7

Advanced Drainage Systems Inc.[WMS]

2.6

Amedisys Inc.[AMED]

2.5

PDC Energy Inc.[PDCE]

2.3

Smartsheet Inc. Class A[SMAR]

2.3

Ironwood Pharmaceuticals Inc. Class A[IRWD]

2.2

Churchill Downs Incorporated[CHDN]

2.2

PS Business Parks Inc.[PSB]

2.1

% of Total Holdings:

25.2%

This information should not be considered as a recommendation to purchase or sell a particular security. The holdings mentioned may change at any time and may not represent current or future investments.

as of 3/31/2022

Company Name [Ticker]

Country

Shares (000's)

Current Price ($)

Market Value ($000's)

% of Net Assets

Option Care Health Inc [OPCH]

United States

1,109

28.56

31,666

3.2

Atkore Inc [ATKR]

United States

308

98.44

30,356

3.1

Innoviva Inc. [INVA]

United States

1,359

19.35

26,291

2.7

Advanced Drainage Systems Inc. [WMS]

United States

213

118.81

25,323

2.6

Amedisys Inc. [AMED]

United States

143

172.29

24,611

2.5

PDC Energy Inc. [PDCE]

United States

313

72.68

22,742

2.3

Smartsheet Inc. Class A [SMAR]

United States

409

54.78

22,387

2.3

Ironwood Pharmaceuticals Inc. Class A [IRWD]

United States

1,740

12.58

21,885

2.2

Churchill Downs Incorporated [CHDN]

United States

98

221.78

21,748

2.2

PS Business Parks Inc. [PSB]

United States

122

168.08

20,484

2.1

National Vision Holdings Inc. [EYE]

United States

465

43.57

20,277

2.1

Spirit Realty Capital Inc. [SRC]

United States

429

46.02

19,721

2.0

Saia Inc. [SAIA]

United States

80

243.82

19,557

2.0

WillScot Mobile Mini Holdings Corp. Class A [WSC]

United States

499

39.13

19,519

2.0

Encore Wire Corporation [WIRE]

United States

167

114.07

19,075

1.9

Lincoln Electric Holdings Inc. [LECO]

United States

138

137.81

19,061

1.9

Ascendis Pharma A/S Sponsored ADR [ASND]

Denmark

161

117.36

18,894

1.9

Tandem Diabetes Care Inc. [TNDM]

United States

162

116.29

18,853

1.9

Shift4 Payments Inc. Class A [FOUR]

United States

298

61.93

18,465

1.9

Playa Hotels & Resorts N.V. [PLYA]

United States

2,125

8.65

18,382

1.9

American Assets Trust Inc. [AAT]

United States

481

37.89

18,235

1.9

Hexcel Corporation [HXL]

United States

296

59.47

17,631

1.8

MKS Instruments Inc. [MKSI]

United States

117

150.00

17,516

1.8

Endeavor Group Holdings Inc. Class A [EDR]

United States

579

29.52

17,101

1.7

Haemonetics Corporation [HAE]

United States

260

63.22

16,431

1.7

Pure Storage Inc. Class A [PSTG]

United States

464

35.31

16,379

1.7

Azenta Inc. [AZTA]

United States

196

82.88

16,227

1.7

ITT Inc. [ITT]

United States

210

75.21

15,817

1.6

WNS (Holdings) Limited Sponsored ADR [WNS]

India

174

85.49

14,877

1.5

Avient Corporation [AVNT]

United States

307

48.00

14,720

1.5

Blueprint Medicines Corp. [BPMC]

United States

232

63.88

14,810

1.5

TopBuild Corp. [BLD]

United States

77

181.39

14,011

1.4

BRP Inc. [DOOO]

Canada

169

81.79

13,863

1.4

Five Below Inc. [FIVE]

United States

88

158.37

13,914

1.4

Inspire Medical Systems Inc. [INSP]

United States

54

256.69

13,848

1.4

Pacira Biosciences Inc. [PCRX]

United States

182

76.32

13,861

1.4

Bio-Rad Laboratories Inc. Class A [BIO]

United States

24

563.23

13,665

1.4

Workiva Inc. Class A [WK]

United States

116

118.00

13,713

1.4

Samsara Inc. Class A [IOT]

United States

840

16.02

13,451

1.4

Palomar Holdings Inc. [PLMR]

United States

208

63.99

13,312

1.4

Silicon Motion Technology Corporation Sponsored ADR [SIMO]

Hong Kong

198

66.82

13,257

1.4

BRP Group Inc Class A [BRP]

United States

460

26.83

12,334

1.3

SiTime Corporation [SITM]

United States

49

247.82

12,039

1.2

Flywire Corp. [FLYW]

United States

383

30.58

11,708

1.2

Silvergate Capital Corp. Class A [SI]

United States

77

150.57

11,646

1.2

NCR Corporation [NCR]

United States

287

40.19

11,550

1.2

Axalta Coating Systems Ltd. [AXTA]

United States

447

24.58

10,979

1.1

Ranpak Holdings Corp Class A [PACK]

United States

539

20.43

11,002

1.1

Fate Therapeutics Inc. [FATE]

United States

282

38.77

10,922

1.1

Repay Holdings Corp. Class A [RPAY]

United States

714

14.77

10,541

1.1

Semtech Corporation [SMTC]

United States

151

69.34

10,495

1.1

StepStone Group Inc. Class A [STEP]

United States

315

33.06

10,401

1.1

Madison Square Garden Entertainment Corp Class A [MSGE]

United States

124

83.31

10,295

1.1

Chart Industries Inc. [GTLS]

United States

57

171.77

9,758

1.0

BlackLine Inc. [BL]

United States

132

73.22

9,629

1.0

Turning Point Therapeutics Inc. [TPTX]

United States

358

26.85

9,604

1.0

SMART Global Holdings Inc. [SGH]

United States

367

25.83

9,473

1.0

East West Bancorp Inc. [EWBC]

United States

118

79.02

9,285

0.9

Wingstop Inc. [WING]

United States

77

117.35

9,047

0.9

Zynga Inc. Class A [ZNGA]

United States

794

9.24

7,338

0.8

Rocket Pharmaceuticals Inc. [RCKT]

United States

325

15.86

5,151

0.5

Total

--

--

--

959,131

98.0

Cash and Other Assets Less Liabilities

--

--

--

--

2.0

Total Net Assets

--

--

--

--

100%

as of 3/31/2022

Economic Sector

Small Cap Growth Fund %

Russell 2000® Growth Index %

Health Care

26.1

25.1

Information Technology

20.9

22.8

Industrials

17.9

15.8

Consumer Discretionary

11.3

13.6

Real Estate

5.9

3.3

Financials

5.8

5.5

Materials

3.7

3.5

Communication Services

3.5

2.7

Energy

2.3

3.4

Consumer Staples

0.0

4.1

Utilities

0.0

0.4

as of 3/31/2022

Economic Sector

Small Cap Growth Fund %

Russell 2000® Growth Index %

Energy

49.5

36.9

Communication Services

12.2

-11.7

Consumer Staples

0.0

-10.1

Utilities

0.0

-10.3

Real Estate

-3.5

-12.9

Health Care

-8.8

-15.2

Financials

-11.8

-13.8

Consumer Discretionary

-15.3

-18.8

Industrials

-16.1

-9.1

Information Technology

-17.2

-14.7

Materials

-29.5

-0.3

Investment Team

Westfield Management Company, L.P.


Westfield Capital Management Company, L.P. is dedicated to providing superior and consistent investment performance based on a disciplined, team-based approach, with exceptional client service. Westfield believes their greatest strength comes from the collective wisdom of a fully engaged and inspired team working together with clear objectives. Additionally, Westfield embraces their partnership structure, which aligns the advancement of the organization with their clients, and serves to attract and retain exceptional talent.

Documents

Fund Documents

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Small Cap Growth Fund Quarterly Report

04/28/2022
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Small Cap Growth Fund Portfolio Holdings

05/02/2022
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Regulatory

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Small Cap Growth Fund Summary Prospectus

03/02/2022
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Harbor Mutual Fund Prospectus

05/02/2022
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Domestic Equity Annual Report

12/23/2021
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Domestic Equity Semi-Annual Report

12/08/2021
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Statement of Additional Information

05/02/2022
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Domestic Equity Fiscal Q3 Schedule of Holdings

12/08/2021
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Domestic Equity Fiscal Q1 Schedule of Holdings

03/31/2022

From time to time, certain fees and/or expenses have been voluntarily or contractually waived or reimbursed, which has resulted in higher returns. Without these waivers or reimbursements, the returns would have been lower. Voluntary waivers or reimbursements may be applied or discontinued at any time without notice. Only the Board of Trustees may modify or terminate contractual fee waivers or expense reimbursements.

There is no guarantee that the investment objective of the Fund will be achieved. Stock markets are volatile and equity values can decline significantly in response to adverse issuer, political, regulatory, market and economic conditions. Stocks of small cap companies pose special risks, including possible illiquidity and greater price volatility than stocks of larger, more established companies.

The Morningstar Analyst Rating™ is not a credit or risk rating. It is a subjective evaluation performed by Morningstar’s manager research group, which consists of various Morningstar, Inc. subsidiaries (“Manager Research Group”). In the United States, that subsidiary is Morningstar Research Services LLC, which is registered with and governed by the U.S. Securities and Exchange Commission. The Manager Research Group evaluates funds based on five key pillars, which are process, performance, people, parent, and price. The Manager Research Group uses this five-pillar evaluation to determine how they believe funds are likely to perform relative to a benchmark over the long term on a risk adjusted basis. They consider quantitative and qualitative factors in their research. For actively managed strategies, people and process each receive a 45% weighting in their analysis, while parent receives a 10% weighting. For passive strategies, process receives an 80% weighting, while people and parent each receive a 10% weighting. For both active and passive strategies, performance has no explicit weight as it is incorporated into the analysis of people and process; price at the share-class level (where applicable) is directly subtracted from an expected gross alpha estimate derived from the analysis of the other pillars. The impact of the weighted pillar scores for people, process and parent on the final Analyst Rating is further modified by a measure of the dispersion of historical alphas among relevant peers. For certain peer groups where standard benchmarking is not applicable, primarily peer groups of funds using alternative investment strategies, the modification by alpha dispersion is not used. The Analyst Rating scale is Gold, Silver, Bronze, Neutral, and Negative. For active funds, a Morningstar Analyst Rating of Gold, Silver, or Bronze reflects the Manager Research Group’s expectation that an active fund will be able to deliver positive alpha net of fees relative to the standard benchmark index assigned to the Morningstar category. The level of the rating relates to the level of expected positive net alpha relative to Morningstar category peers for active funds. For passive funds, a Morningstar Analyst Rating of Gold, Silver, or Bronze reflects the Manager Research Group’s expectation that a fund will be able to deliver a higher alpha net of fees than the lesser of the relevant Morningstar category median or 0. The level of the rating relates to the level of expected net alpha relative to Morningstar category peers for passive funds. For certain peer groups where standard benchmarking is not applicable, primarily peer groups of funds using alternative investment strategies, a Morningstar Analyst Rating of Gold, Silver, or Bronze reflects the Manager Research Group’s expectation that a fund will deliver a weighted pillar score above a predetermined threshold within its peer group. Analyst Ratings ultimately reflect the Manager Research Group’s overall assessment, are overseen by an Analyst Rating Committee, and are continuously monitored and reevaluated at least every 14 months. For more detailed information about Morningstar’s Analyst Rating, including its methodology, please go to https://shareholders.morningstar.com/investor-relations/governance/Compliance--Disclosure/default.aspx ©2022 Morningstar. All Rights Reserved. The information contained herein: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information. Past performance is no guarantee of future results.

The Morningstar Analyst Rating (i) should not be used as the sole basis in evaluating a fund, (ii) involves unknown risks and uncertainties which may cause the Manager Research Group’s expectations not to occur or to differ significantly from what they expected, and (iii) should not be considered an offer or solicitation to buy or sell the fund.

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Harbor Funds Distributors, Inc. is the Distributor of the Harbor Mutual Funds.
Foreside Fund Services, LLC is the Distributor of the Harbor ETFs.  

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Investing involves risk and the potential loss of capital.

Investors should carefully consider the investment objectives, risks, charges and expenses of a fund before investing. To obtain a summary prospectus or prospectus for this and other information, click here or call 800-422-1050. Read it carefully before investing.

All trademarks or product names mentioned herein are the property of their respective owners. Copyright © 2022 Harbor Capital Advisors, Inc. All rights reserved.