Industrials
SMLL
35.6%
Benchmark
13.9%
Harbor Active Small Cap ETF (SMLL)
An active ETF from an experienced manager in the small cap space
NAV as of 9/8/2026
$21.25
NAV Daily Change
-$0.50 ↓
NAV YTD Return
6.62% ↑
Net Expense Ratio (%)
0.80
Total Net Assets (million) as of 9/9/2026
$13.812
Benchmark
Russell 2000® Index
An active ETF approach to the small cap universe
- The Harbor Active Small Cap ETF (SMLL) provides small cap equity exposure with a narrowed focus on attractive risk-adjusted returns with downside mitigation.
- Managed by Byron Place Capital Management and led by portfolio manager Glenn Gawronski, SMLL offers a distinct opportunity to access the small cap blend space through an active ETF structure.
- Despite the sizeable small cap blend universe, the number of active ETFs in this space is limited, making SMLL an attractive option.
Performance
Select an option
Chart
Ex-Date
Record Date
Payable Date
Ordinary Income
Short Term Capital Gains
Long Term Capital Gains
Total Distribution
12/18/2025
12/18/2025
12/23/2025
0.14587
0.23391
0.09219
0.47197
12/19/2024
12/19/2024
12/25/2024
0.02604
0.08774
--
0.11378
Holdings
As of 9/4/2026
Download: Daily Full Holdings (csv)
Company Name [Ticker]
Category Name
Country
Cusip
Shares
Current Price ($)
Market Value ($)
% of Net Assets
POOL CORP [POOL]
EQUITY
73278L105
3,717
185.22
688,462.74
4.9
MORNINGSTAR INC [MORN]
EQUITY
617700109
3,219
209.40
674,058.60
4.8
WINTRUST FINANCIAL CORP [WTFC]
EQUITY
97650W108
3,477
154.12
535,875.24
3.8
PAYLOCITY HOLDING CORP [PCTY]
EQUITY
70438V106
3,381
152.25
514,757.25
3.6
SS&C TECHNOLOGIES HOLDINGS [SSNC]
EQUITY
78467J100
5,893
83.65
492,949.45
3.5
DOUGLAS DYNAMICS INC [PLOW]
EQUITY
25960R105
11,267
42.30
476,594.10
3.4
WILLSCOT HOLDINGS CORP [WSC]
EQUITY
971378104
23,540
19.98
470,329.20
3.3
UNITED BANKSHARES INC [UBSI]
EQUITY
909907107
9,432
47.83
451,132.56
3.2
SHIFT4 PAYMENTS INC-CLASS A [FOUR]
EQUITY
82452J109
9,081
45.94
417,181.14
3.0
FACTSET RESEARCH SYSTEMS INC [FDS]
EQUITY
303075105
1,348
301.96
407,042.08
2.9
DOXIMITY INC-CLASS A [DOCS]
EQUITY
26622P107
15,106
26.35
398,043.10
2.8
ARTISAN PARTNERS ASSET MA -A [APAM]
EQUITY
04316A108
9,431
41.57
392,046.67
2.8
JANUS INTERNATIONAL GROUP IN [JBI]
EQUITY
47103N106
74,620
5.09
379,815.80
2.7
REMITLY GLOBAL INC [RELY]
EQUITY
75960P104
14,435
26.17
377,763.95
2.7
RLJ LODGING TRUST [RLJ]
EQUITY
74965L101
34,116
10.93
372,887.88
2.6
COSTAR GROUP INC [CSGP]
EQUITY
22160N109
11,456
30.91
354,104.96
2.5
TORO CO [TTC]
EQUITY
891092108
3,386
93.33
316,015.38
2.2
LIBERTY ENERGY INC [LBRT]
EQUITY
53115L104
15,331
20.59
315,665.29
2.2
ANDERSEN GROUP INC - A [ANDG]
EQUITY
033853102
5,566
56.26
313,143.16
2.2
APTARGROUP INC [ATR]
EQUITY
038336103
2,432
127.41
309,861.12
2.2
RELIANCE INC [RS]
EQUITY
759509102
764
400.51
305,989.64
2.2
HILLMAN SOLUTIONS CORP [HLMN]
EQUITY
431636109
39,119
7.68
300,433.92
2.1
STANDARDAERO INC [SARO]
EQUITY
85423L103
11,562
24.81
286,853.22
2.0
U.S. PHYSICAL THERAPY INC [USPH]
EQUITY
90337L108
3,480
79.35
276,138.00
2.0
MIDDLEBY CORP [MIDD]
EQUITY
596278101
2,167
111.75
242,162.25
1.7
RANGE RESOURCES CORP [RRC]
EQUITY
75281A109
5,738
42.00
240,996.00
1.7
FRESHWORKS INC-CL A [FRSH]
EQUITY
358054104
18,060
12.73
229,903.80
1.6
PHILLIPS EDISON & COMPANY IN [PECO]
EQUITY
71844V201
5,660
38.96
220,513.60
1.6
MAPLEBEAR INC [CART]
EQUITY
565394103
4,259
51.07
217,507.13
1.5
CMS ENERGY CORP [CMS]
EQUITY
125896100
2,779
68.46
190,250.34
1.3
MOELIS & CO - CLASS A [MC]
EQUITY
60786M105
2,561
69.02
176,760.22
1.3
KINSALE CAPITAL GROUP INC [KNSL]
EQUITY
49714P108
468
373.17
174,643.56
1.2
HAYWARD HOLDINGS INC [HAYW]
EQUITY
421298100
12,088
13.92
168,264.96
1.2
Q2 HOLDINGS INC [QTWO]
EQUITY
74736L109
2,432
62.13
151,100.16
1.1
CORE & MAIN INC-CLASS A [CNM]
EQUITY
21874C102
3,296
44.32
146,078.72
1.0
LYFT INC-A [LYFT]
EQUITY
55087P104
8,643
16.72
144,510.96
1.0
FIGURE TECHNOLOGY SOLUT-CL A [FIGR]
EQUITY
349381103
3,869
35.96
139,129.24
1.0
LCI INDUSTRIES [LCII]
EQUITY
50189K103
1,352
102.60
138,715.20
1.0
RBC BEARINGS INC [RBC]
EQUITY
75524B104
281
488.54
137,279.74
1.0
LOAR HOLDINGS INC [LOAR]
EQUITY
53947R105
1,951
67.85
132,375.35
0.9
DT MIDSTREAM INC [DTM]
EQUITY
23345M107
988
129.52
127,965.76
0.9
MONARCH CASINO & RESORT INC [MCRI]
EQUITY
609027107
1,050
121.52
127,596.00
0.9
NORTHPOINTE BANCSHARES INC [NPB]
EQUITY
66661N886
7,380
17.28
127,526.40
0.9
FORTUNE BRANDS INNOVATIONS I [FBIN]
EQUITY
34964C106
2,787
43.11
120,147.57
0.8
WEALTHFRONT CORP [WLTH]
EQUITY
947002101
12,443
9.58
119,203.94
0.8
BOSTON BEER COMPANY INC-A [SAM]
EQUITY
100557107
657
168.78
110,888.46
0.8
MIDERA FOOD PROCESSI INC [MFP]
EQUITY
59739R104
2,167
45.21
97,970.07
0.7
FORGENT POWER SOLUTIONS-CL A [FPS]
EQUITY
34631F102
2,991
31.35
93,767.85
0.7
ARXIS INC-A [ARXS]
EQUITY
04339D105
1,602
53.62
85,899.24
0.6
NEXTPOWER INC [NXT]
EQUITY
65290E101
803
84.50
67,853.50
0.5
EQUIPMENTSHARE.COM INC-A [EQPT]
EQUITY
29445S100
2,082
19.55
40,703.10
0.3
Total
--
--
--
--
--
13,796,857.57
97.6
Cash and Other Assets Less Liabilities
--
--
--
--
--
--
2.4
Total Net Assets
--
--
--
--
--
--
100.0
As of 8/31/2026
Sector Breakdown
Financials
SMLL
28.2%
Benchmark
19.3%
Real Estate
SMLL
6.8%
Benchmark
5.7%
Consumer Discretionary
SMLL
6.7%
Benchmark
9.1%
Health Care
SMLL
4.7%
Benchmark
20.8%
Energy
SMLL
4.7%
Benchmark
6.8%
Materials
SMLL
4.3%
Benchmark
4.4%
Information Technology
SMLL
2.9%
Benchmark
12.9%
Cash
SMLL
2.4%
Benchmark
0.0%
Consumer Staples
SMLL
2.3%
Benchmark
2.0%
Utilities
SMLL
1.3%
Benchmark
2.7%
Communication Services
SMLL
0.0%
Benchmark
2.4%
As of 8/31/2026
Economic Sector
Active Small Cap ETF %
Russell 2000® Index %
Information Technology
39.2
-10.4
Health Care
24.2
17.9
Consumer Staples
16.1
5.2
Financials
12.0
9.2
Real Estate
11.1
3.1
Consumer Discretionary
4.5
5.2
Industrials
3.6
-10.3
Materials
2.5
-7.0
Communication Services
--
-6.6
Utilities
-5.5
-4.0
Energy
-17.2
6.8
Investment Team
Byron Place is an investment management firm founded in 2015 by Glenn Gawronski, a former portfolio manager at JP Morgan who has a proven track record of managing a $4 billion+ U.S. equity franchise and delivering top percentile returns. Byron Place specializes in equity investing with a focus on quality businesses with competitive advantages, competent management, and attractive valuations. Their mission is to provide superior risk‑adjusted returns to clients with an emphasis on downside protection.
Documents
Name
Fund Documents
As of 06/30/2026
As of 07/31/2026
Regulatory
As of 10/31/2025
As of 04/30/2025
Additional Documents
Important Information
Investing involves risk, principal loss is possible. Unlike mutual funds, ETFs may trade at a premium or discount to their net asset value. The ETF is new and has limited operating history to judge.
Shares are bought and sold at market price not net asset value (NAV). Market price returns are based upon the closing composite market price and do not represent the returns you would receive if you traded shares at other times.
There is no guarantee that the investment objective of the Fund will be achieved. Stock markets are volatile and equity values can decline significantly in response to adverse issuer, political, regulatory, market and economic conditions. Stocks of small cap companies pose special risks, including possible illiquidity and greater price volatility than stocks of larger, more established companies. A non‑diversified Fund may invest a greater percentage of its assets in securities of a single issuer, and/or invest in a relatively small number of issuers, and it is more susceptible to risks associated with a single economic, political or regulatory occurrence than a more diversified portfolio.
Bid/Ask Mid Price: the midpoint between the highest bid and the lowest offer, as of the time that the Fund’s NAV is calculated, typically 4 p.m. Eastern Time.
Premium/Discount ($): the difference between the Fund’s market price and NAV, expressed as a percentage of NAV. A premium is the amount that the Fund is trading above the reported NAV. A discount is the amount that the Fund is trading below the reported NAV.
30‑Day Median Bid/Ask Spread: calculated by identifying national best bid and national best offer ("NBBO") for each fund as of the end of each 10 second interval during each trading day of the last 30 calendar days and dividing the difference between each such bid and offer by the midpoint of the NBBO. The median of those values is identified and that value is expressed as a percentage (rounded to the nearest hundredth).
Weighted Average Market Capitalization: The average size of the companies in a portfolio or index as measured by the market value of outstanding shares.
Price/Book: The price‑to‑book (P/B) ratio evaluates a firm's market value relative to its book value.
Adjusted Trailing P/E Ratio: The Adjusted Trailing P/E (Price/Earnings) Ratio is the closing stock price divided by the sum of the last 12 months actual EPS.
% EPS Growth – Past 3 year: Earnings per share refers to the bottom‑line measure of a company’s profitability defined as net income divided by the number of outstanding shares.
Return on Equity: Return on equity (ROE) is a measure of financial performance calculated by dividing net income by shareholders' equity.
Forecasted P/E Ratio: a measure of the P/E (price‑to‑earnings) ratio using forecasted earnings for the P/E calculation.