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Harbor Disruptive Innovation Fund (HAMGX)

Overview
Performance
Holdings
Investment Team
Documents

Overview

Current Price

as of 8/12/2022

NAV Price

$5.36

NAV Daily Change ($)

$0.13

NAV Daily Change (%)

2.49%

NAV YTD Return

-27.67%

Fund Facts

Inception Date

11/1/2000

Net Expense Ratio

0.70%disclaimer

Gross Expense Ratio

0.88%

Total Net Assets (million)

as of 7/31/2022

$84.603

Ticker

HAMGX

Fund Number

2019

Share Class

Institutional

Top Ten Holdings

as of 6/30/2022

Lam Research Corporation [LRCX]

3.8%

ServiceNow Inc. [NOW]

3.8%

Microsoft Corporation [MSFT]

3.5%

Salesforce Inc. [CRM]

3.4%

Adyen NV [ADYEN]

3.4%

Amazon.com Inc. [AMZN]

3.3%

Okta Inc. Class A [OKTA]

3.1%

Microchip Technology Incorporated [MCHP]

2.9%

Tesla Inc [TSLA]

2.6%

Ball Corporation [BALL]

2.5%

% of Total Holdings:

32.5%

left quote

The pace of disruption and magnitude of technological advancement are reshaping the investment landscape.

right quote

Harbor Disruptive Innovation seeks to offer diverse exposure to leading edge

transformational companies across market segments.

Performance

Total Returns

MONTH-END
QUARTER-END
YEAR-BY-YEAR
MONTH-BY-MONTH

Fund Name

3 Mo.

YTD Return

1 Yr.

3 Yr.

5 Yr.

10 Yr.

Since Inception

Net Expense Ratio

Gross Expense Ratio

Disruptive Innovation Fund

-4.31%

-34.01%

-39.94%

2.99%

9.10%

11.55%

5.41%

0.70%disclaimer

0.88%

S&P 500 Index

0.39%

-12.58%

-4.64%

13.36%

12.83%

13.80%

7.05%

--

--

Russell 3000® Growth Index

0.83%

-19.56%

-12.65%

15.30%

15.65%

15.59%

6.74%

--

--

Effective 9/1/2021 the Harbor Mid Cap Growth Fund has been renamed the Harbor Disruptive Innovation Fund and will seek to invest in what it believes to be disruptive and innovative companies of any market capitalization. Any performance prior to this effective date is attributable to the prior subadviser.

Effective September 1, 2021, the Fund’s benchmark index changed from the Russell Midcap® Growth Index to the S&P 500 Index as the Adviser believes this index is a more appropriate comparison in light of the Fund’s new name and investment strategy.

Performance data shown represents past performance and is no guarantee of future results. Past performance is net of management fees and expenses and reflects reinvested dividends and distributions. Past performance reflects the beneficial effect of any expense waivers or reimbursements, without which returns would have been lower. Investment returns and principal value will fluctuate and when redeemed may be worth more or less than their original cost. Returns for periods less than one year are not annualized. Current performance may be higher or lower and is available through the most recent month end at harborcapital.com or by calling 800-422-1050.

The S&P 500 Index is an unmanaged index generally representative of the U.S. market for large capitalization equities. This unmanaged index does not reflect fees and expenses and is not available for direct investment.

The Russell 3000® Growth Index measures the performance of the broad growth segment of the US equity universe. It includes Russell 3000® Index companies with higher price-to-book ratios and higher forecasted growth values. It is market-capitalization weighted. This unmanaged index does not reflect fees and expenses and is not available for direct investment. The Russell 3000® Growth Index and Russell® are trademarks of Frank Russell Company.

The Russell Midcap® Growth Index is an unmanaged index generally representative of the U.S. market for medium capitalization growth stocks. This unmanaged index does not reflect fees and expenses and is not available for direct investment. The Russell Midcap® Growth Index and Russell® are trademarks of Frank Russell Company.

Price History

CHART
TABLE

Record Date

Reinvest Date

Payable Date

Return of Capital Non Taxable Dist

Ordinary Income

Total Capital Gains

Short Term Capital Gains

Mid Term Capital Gains

Long Term Capital Gains

Total Distribution

Foreign Tax Credit

Reinvest Price

12/17/2021

12/20/2021

12/20/2021

0.00000

--

5.41817

2.13093

0.00000

3.28724

5.41817

0.00000

--

12/16/2020

12/17/2020

12/17/2020

0.00000

0.00000

1.93063

0.75288

0.00000

1.17775

1.93063

0.00000

13.33

12/13/2019

12/16/2019

12/16/2019

0.00000

0.00000

2.17058

0.00000

0.00000

2.17058

2.17058

0.00000

9.32

12/14/2018

12/17/2018

12/17/2018

0.00000

0.00000

1.78258

0.25762

0.00000

1.52496

1.78258

0.00000

8.45

12/15/2017

12/18/2017

12/18/2017

0.00000

0.00000

1.21613

0.34479

0.00000

0.87134

1.21613

0.00000

10.38

12/16/2016

12/19/2016

12/19/2016

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

8.83

12/16/2015

12/17/2015

12/17/2015

0.00000

0.06299

1.06091

0.00000

0.00000

1.06091

1.12390

0.00000

8.60

12/17/2014

12/18/2014

12/18/2014

0.00000

0.00000

1.82617

0.26749

0.00000

1.55868

1.82617

0.00000

9.65

12/16/2013

12/17/2013

12/17/2013

0.00000

0.00000

1.83565

0.67261

0.00000

1.16304

1.83565

0.00000

10.34

12/14/2012

12/17/2012

12/17/2012

0.00000

0.00000

0.18749

0.00000

0.00000

0.18749

0.18749

0.00000

9.28

12/15/2011

12/16/2011

12/16/2011

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

7.69

12/16/2010

12/17/2010

12/17/2010

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

8.55

12/17/2009

12/18/2009

12/18/2009

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

6.85

12/18/2008

12/19/2008

12/19/2008

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

5.23

12/18/2007

12/19/2007

12/19/2007

0.00000

0.01032

0.45524

0.24720

0.00000

0.20804

0.46556

0.00000

9.13

12/18/2006

12/19/2006

12/19/2006

0.00000

0.01663

0.03370

0.00000

0.00000

0.03370

0.05033

0.00000

7.97

12/19/2005

12/20/2005

12/20/2005

0.00000

0.00000

0.84516

0.00000

0.00000

0.84516

0.84516

0.00000

7.04

12/29/2004

12/30/2004

12/30/2004

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

6.65

12/29/2003

12/30/2003

12/30/2003

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

6.14

12/27/2002

12/30/2002

12/30/2002

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

4.20

12/26/2001

12/27/2001

12/28/2001

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

0.00000

6.35

Holdings

Portfolio Characteristics

as of 6/30/2022

Disruptive Innovation Fund

Number of Holdings

94

Wtd Avg Market Cap ($Mil)

232328.7

Price/Book Ratio

5.98

Adjusted Trailing P/E Ratio

38.8

% EPS Growth - Past 3 Yr

35.3

Return on Equity (%)

9.34

Forecasted P/E Ratio

34.7

Proj. Earnings Growth Rate (%)

23.1

Top Ten Holdings

as of 6/30/2022

Company Name [Ticker]

% of Net Assets

Lam Research Corporation[LRCX]

3.8

ServiceNow Inc.[NOW]

3.8

Microsoft Corporation[MSFT]

3.6

Salesforce Inc.[CRM]

3.4

Adyen NV[ADYEN]

3.4

Amazon.com Inc.[AMZN]

3.3

Okta Inc. Class A[OKTA]

3.1

Microchip Technology Incorporated[MCHP]

2.9

Tesla Inc[TSLA]

2.6

Ball Corporation[BALL]

2.5

% of Total Holdings:

32.5%

This information should not be considered as a recommendation to purchase or sell a particular security. The holdings mentioned may change at any time and may not represent current or future investments.

as of 6/30/2022

Company Name [Ticker]

Country

Shares (000's)

Current Price ($)

Market Value ($000's)

% of Net Assets

Lam Research Corporation [LRCX]

United States

11

426.15

4,678

3.8

ServiceNow Inc. [NOW]

United States

10

475.52

4,658

3.8

Microsoft Corporation [MSFT]

United States

17

256.83

4,388

3.6

Salesforce Inc. [CRM]

United States

25

165.04

4,167

3.4

Adyen NV [ADYEN]

Netherlands

3

1,451.08

4,160

3.4

Amazon.com Inc. [AMZN]

United States

39

106.21

4,090

3.3

Okta Inc. Class A [OKTA]

United States

42

90.40

3,832

3.1

Microchip Technology Incorporated [MCHP]

United States

63

58.08

3,643

2.9

Tesla Inc [TSLA]

United States

5

673.42

3,175

2.6

Ball Corporation [BALL]

United States

44

68.77

3,040

2.5

Workday Inc. Class A [WDAY]

United States

22

139.58

3,029

2.5

Atlassian Corp. Plc Class A [TEAM]

United States

15

187.40

2,821

2.3

Cadence Design Systems Inc. [CDNS]

United States

19

150.03

2,806

2.3

T-Mobile US Inc. [TMUS]

United States

20

134.54

2,668

2.2

Texas Instruments Incorporated [TXN]

United States

16

153.65

2,520

2.0

Alphabet Inc. Class A [GOOGL]

United States

1

2,179.26

2,487

2.0

Alphabet Inc. Class C [GOOG]

United States

1

2,187.45

2,459

2.0

MercadoLibre Inc. [MELI]

United States

4

636.87

2,426

2.0

Snowflake Inc. Class A [SNOW]

United States

14

139.06

2,003

1.6

Block Inc. Class A [SQ]

United States

31

61.46

1,908

1.5

Chipotle Mexican Grill Inc. [CMG]

United States

1

1,307.26

1,880

1.5

Cloudflare Inc Class A [NET]

United States

42

43.75

1,852

1.5

Avalara Inc [AVLR]

United States

25

70.60

1,800

1.5

ICON Plc [ICLR]

United States

8

216.70

1,777

1.4

Paramount Global Class B [PARA]

United States

70

24.68

1,726

1.4

ASML Holding NV [ASML]

Netherlands

3

476.57

1,603

1.3

Zendesk Inc. [ZEN]

United States

20

74.07

1,513

1.2

DoorDash Inc. Class A [DASH]

United States

22

64.17

1,436

1.2

Twilio Inc. Class A [TWLO]

United States

16

83.81

1,350

1.1

Ascendis Pharma A/S Sponsored ADR [ASND]

Denmark

14

92.96

1,324

1.1

Shopify Inc. Class A [SHOP]

Canada

40

31.24

1,264

1.0

Danaher Corporation [DHR]

United States

5

253.52

1,214

1.0

Meta Platforms Inc. Class A [META]

United States

7

161.25

1,194

1.0

Samsara Inc. Class A [IOT]

United States

105

11.17

1,177

1.0

Sea Ltd. (Singapore) Sponsored ADR Class A [SE]

Singapore

17

66.86

1,167

0.9

Catalent Inc [CTLT]

United States

10

107.29

1,108

0.9

Applied Materials Inc. [AMAT]

United States

11

90.98

1,010

0.8

Wolfspeed Inc [WOLF]

United States

16

63.45

986

0.8

Allogene Therapeutics Inc. [ALLO]

United States

85

11.40

972

0.8

Rocket Pharmaceuticals Inc. [RCKT]

United States

70

13.76

964

0.8

PayPal Holdings Inc. [PYPL]

United States

13

69.84

905

0.7

HubSpot Inc. [HUBS]

United States

3

300.65

879

0.7

Insulet Corporation [PODD]

United States

4

217.94

855

0.7

Bicycle Therapeutics Plc Sponsored ADR [BCYC]

United Kingdom

50

16.78

833

0.7

Humana Inc. [HUM]

United States

2

468.07

825

0.7

Lantheus Holdings Inc [LNTH]

United States

12

66.03

825

0.7

Lonza Group AG [LONN]

Switzerland

2

531.68

813

0.7

Krystal Biotech Inc. [KRYS]

United States

12

65.66

809

0.7

ZoomInfo Technologies Inc [ZI]

United States

24

33.24

789

0.6

Advanced Micro Devices Inc. [AMD]

United States

10

76.47

778

0.6

Thermo Fisher Scientific Inc. [TMO]

United States

1

543.28

759

0.6

Twitter Inc. [TWTR]

United States

20

37.39

748

0.6

Cooper Companies Inc. [COO]

United States

2

313.12

730

0.6

NVIDIA Corporation [NVDA]

United States

5

151.59

726

0.6

Smartsheet Inc. Class A [SMAR]

United States

23

31.43

725

0.6

Amedisys Inc. [AMED]

United States

7

105.12

720

0.6

Bio-Rad Laboratories Inc. Class A [BIO]

United States

1

495.00

718

0.6

DexCom Inc. [DXCM]

United States

10

74.53

709

0.6

IDEXX Laboratories Inc. [IDXX]

United States

2

350.73

700

0.6

REGENXBIO Inc. [RGNX]

United States

29

24.70

709

0.6

Zscaler Inc. [ZS]

United States

5

149.51

711

0.6

MongoDB Inc. Class A [MDB]

United States

3

259.50

697

0.6

Arrowhead Pharmaceuticals Inc. [ARWR]

United States

18

35.21

647

0.5

Avidity Biosciences Inc [RNA]

United States

45

14.53

647

0.5

Mettler-Toledo International Inc. [MTD]

United States

1

1,148.77

628

0.5

Blueprint Medicines Corp. [BPMC]

United States

12

50.51

592

0.5

Datadog Inc Class A [DDOG]

United States

6

95.24

596

0.5

Arvinas Inc. [ARVN]

United States

14

42.09

583

0.5

NextEra Energy Inc. [NEE]

United States

7

77.46

541

0.4

Replimune Group Inc. [REPL]

United States

29

17.48

510

0.4

Zoom Video Communications Inc. Class A [ZM]

United States

4

107.97

484

0.4

Autolus Therapeutics Plc Sponsored ADR [AUTL]

United Kingdom

157

2.83

444

0.4

uniQure N.V. [QURE]

United States

22

18.64

417

0.3

Iovance Biotherapeutics Inc [IOVA]

United States

37

11.04

413

0.3

Synlogic Inc [SYBX]

United States

337

1.15

388

0.3

Akouos Inc. [AKUS]

United States

77

4.69

361

0.3

Deliveroo plc Class A [ROO]

United Kingdom

322

1.10

353

0.3

Horizon Therapeutics Public Limited Company [HZNP]

United States

4

79.76

345

0.3

Peloton Interactive Inc. Class A [PTON]

United States

36

9.18

330

0.3

MicroStrategy Incorporated Class A [MSTR]

United States

2

164.30

286

0.2

Fate Therapeutics Inc. [FATE]

United States

11

24.78

269

0.2

AUTO1 Group SE [AG1]

Germany

36

7.30

259

0.2

Invitae Corp. [NVTA]

United States

99

2.44

241

0.2

Coinbase Global Inc. Class A [COIN]

United States

5

47.02

218

0.2

Kymera Therapeutics Inc. [KYMR]

United States

12

19.69

228

0.2

Magenta Therapeutics Inc [MGTA]

United States

151

1.20

182

0.2

C4 Therapeutics Inc. [CCCC]

United States

23

7.54

175

0.1

TCR2 Therapeutics Inc. [TCRR]

United States

61

2.90

177

0.1

Precision BioSciences Inc. [DTIL]

United States

89

1.60

143

0.1

Freeline Therapeutics Holdings Plc Sponsored ADR [FRLN]

United Kingdom

139

0.87

121

0.1

Cabaletta Bio Inc. [CABA]

United States

107

1.06

114

0.1

Carvana Co. Class A [CVNA]

United States

4

22.58

83

0.1

LogicBio Therapeutics Inc. [LOGC]

United States

225

0.35

79

0.1

Total

--

--

--

120,096

97.8

Cash and Other Assets Less Liabilities

--

--

--

--

2.2

Total Net Assets

--

--

--

--

100%

as of 6/30/2022

Economic Sector

Disruptive Innovation Fund %

S&P 500 Index %

Information Technology

51.7

26.9

Health Care

20.3

15.1

Consumer Discretionary

11.4

10.5

Communication Services

10.7

8.9

Materials

2.5

2.6

Utilities

0.4

3.1

Financials

0.2

10.8

Consumer Staples

0.0

7.0

Energy

0.0

4.4

Industrials

0.0

7.8

Real Estate

0.0

2.9

as of 6/30/2022

Economic Sector

Disruptive Innovation Fund %

S&P 500 Index %

Energy

0.0

-5.2

Consumer Staples

0.0

-4.6

Industrials

0.0

-14.9

Real Estate

-7.5

-14.7

Utilities

-8.1

-5.1

Materials

-23.4

-15.9

Communication Services

-23.6

-20.7

Health Care

-23.6

-5.9

Information Technology

-31.0

-20.2

Consumer Discretionary

-42.4

-26.2

Financials

-75.2

-17.5

Investment Team

Harbor Capital Advisors, Inc


The Fund employs a multi-manager approach to achieve its investment objective offering the expertise of multiple investment managers in one Fund. As the fund sponsor, Harbor Capital assumes responsibility for selecting and overseeing underlying managers for the Fund. Each underlying manager is responsible for submitting a model portfolio to Harbor Capital, which the portfolio managers will implement in their discretion. The portfolio managers will handle the assigned allocation within the fund and will adjust over time based upon both qualitative and quantitative assessments of each strategy to enhance the investment outcome for the Fund.

Learn more about Harbor Multi-Asset Solutions

Documents

Fund Documents

From time to time, certain fees and/or expenses have been voluntarily or contractually waived or reimbursed, which has resulted in higher returns. Without these waivers or reimbursements, the returns would have been lower. Voluntary waivers or reimbursements may be applied or discontinued at any time without notice. Only the Board of Trustees may modify or terminate contractual fee waivers or expense reimbursements.

There is no guarantee that the investment objective of the Fund will be achieved. Stock markets are volatile and equity values can decline significantly in response to adverse issuer, political, regulatory, market and economic conditions. Since the Fund may hold foreign securities, it may be subject to greater risks than funds invested only in the U.S.  Investing in REITs will subject the Fund to additional risk.  Investing in international and emerging markets poses special risks, including potentially greater price volatility due to social, political and economic factors, as well as currency exchange rate fluctuations. These risks are more severe for securities of issuers in emerging market regions.

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Harbor Funds Distributors, Inc. is the Distributor of the Harbor Mutual Funds.
Foreside Fund Services, LLC is the Distributor of the Harbor ETFs.

Investing involves risk and the potential loss of capital.

Investors should carefully consider the investment objectives, risks, charges and expenses of a fund before investing. To obtain a summary prospectus or prospectus for this and other information, click here or call 800-422-1050. Read it carefully before investing.

All trademarks or product names mentioned herein are the property of their respective owners. Copyright © 2022 Harbor Capital Advisors, Inc. All rights reserved.