
Harbor Scientific Alpha High-Yield ETF (SIHY)
An actively managed high-yield bond strategy with a systematic approach.
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Performance
Distribution History
Ex-Date
Record Date
Payable Date
Ordinary Income
Short Term Capital Gains
Long Term Capital Gains
Total Distribution
9/1/2023
9/5/2023
9/7/2023
0.27672
--
--
0.27672
8/1/2023
8/2/2023
8/4/2023
0.26387
--
--
0.26387
7/3/2023
7/5/2023
7/7/2023
0.28284
--
--
0.28284
6/1/2023
6/2/2023
6/6/2023
0.28597
--
--
0.28597
5/1/2023
5/2/2023
5/4/2023
0.26127
--
--
0.26127
4/3/2023
4/4/2023
4/6/2023
0.34874
--
--
0.34874
3/1/2023
3/2/2023
3/6/2023
0.05143
--
--
0.05143
2/1/2023
2/2/2023
2/6/2023
0.26359
--
--
0.26359
12/21/2022
12/22/2022
12/27/2022
0.32126
--
--
0.32126
12/1/2022
12/2/2022
12/6/2022
0.26145
--
--
0.26145
11/1/2022
11/2/2022
11/4/2022
0.23527
--
--
0.23527
10/3/2022
10/4/2022
10/6/2022
0.24301
--
--
0.24301
9/1/2022
9/2/2022
9/7/2022
0.22966
--
--
0.22966
8/1/2022
8/2/2022
8/4/2022
0.23152
--
--
0.23152
7/1/2022
7/5/2022
7/7/2022
0.21357
--
--
0.21357
6/1/2022
6/2/2022
6/6/2022
0.21666
--
--
0.21666
5/2/2022
5/3/2022
5/5/2022
0.20488
--
--
0.20488
4/1/2022
4/4/2022
4/6/2022
0.21280
--
--
0.21280
3/1/2022
3/2/2022
3/4/2022
0.16586
--
--
0.16586
2/1/2022
2/2/2022
2/4/2022
0.17639
--
--
0.17639
12/22/2021
12/23/2021
12/28/2021
0.20058
0.00556
--
0.20614
12/1/2021
12/2/2021
12/6/2021
0.18745
--
--
0.18745
11/1/2021
11/2/2021
11/4/2021
0.24998
--
--
0.24998
Holdings
Full Holdings
As of 9/21/2023
Company Name
Category Name
Cusip
Shares
Maturity Date
Coupon Rate (%)
Market Value ($000's)
% of Net Assets
LIVE NATION ENTERTAINMEN
FIXED INCOME
538034AV1
1,600,000
5/15/2027
6.5
1,589
1.5
UNICREDIT SPA
FIXED INCOME
904678AS8
1,800,000
6/30/2035
5.5
1,532
1.4
HILTON DOMESTIC OPERATIN
FIXED INCOME
432833AL5
1,700,000
5/1/2031
4.0
1,439
1.3
NEW FORTRESS ENERGY INC
FIXED INCOME
644393AA8
1,500,000
9/15/2025
6.8
1,431
1.3
RAKUTEN GROUP INC
FIXED INCOME
75102WAD0
1,400,000
11/30/2024
10.3
1,400
1.3
FAIR ISAAC CORP
FIXED INCOME
303250AF1
1,500,000
6/15/2028
4.0
1,353
1.2
DAVITA INC
FIXED INCOME
23918KAS7
1,600,000
6/1/2030
4.6
1,325
1.2
ROYAL CARIBBEAN CRUISES
FIXED INCOME
780153BL5
1,200,000
8/15/2027
11.6
1,306
1.2
USA COM PART/USA COM FIN
FIXED INCOME
91740PAC2
1,300,000
4/1/2026
6.9
1,277
1.2
TEMPUR SEALY INTL INC
FIXED INCOME
88023UAH4
1,500,000
4/15/2029
4.0
1,269
1.2
COTY INC
FIXED INCOME
222070AE4
1,300,000
4/15/2026
5.0
1,250
1.1
VISTRA CORP
FIXED INCOME
92840VAA0
1,300,000
9/1/2026
5.5
1,234
1.1
BUILDERS FIRSTSOURCE INC
FIXED INCOME
12008RAP2
1,500,000
2/1/2032
4.3
1,233
1.1
VECTOR GROUP LTD
FIXED INCOME
92240MBL1
1,400,000
2/1/2029
5.8
1,204
1.1
OPEN TEXT HOLDINGS INC
FIXED INCOME
683720AA4
1,400,000
2/15/2030
4.1
1,187
1.1
FORTRESS TRANS & INFRAST
FIXED INCOME
34960PAD3
1,300,000
5/1/2028
5.5
1,180
1.1
AMERICAN AIRLINES/AADVAN
FIXED INCOME
00253XAA9
1,191,666.67
4/20/2026
5.5
1,164
1.1
TRANSOCEAN INC
FIXED INCOME
893830BQ1
1,100,000
1/30/2027
11.5
1,157
1.1
JAZZ SECURITIES DAC
FIXED INCOME
47216FAA5
1,300,000
1/15/2029
4.4
1,136
1.0
BAUSCH HEALTH COS INC
FIXED INCOME
071734AN7
1,900,000
6/1/2028
4.9
1,114
1.0
ASTON MARTIN CAPITAL HOL
FIXED INCOME
04625HAG4
1,100,000
11/30/2025
10.5
1,114
1.0
XEROX HOLDINGS CORP
FIXED INCOME
98421MAB2
1,250,000
8/15/2028
5.5
1,073
1.0
TRANSDIGM INC
FIXED INCOME
893647BQ9
1,200,000
5/1/2029
4.9
1,057
1.0
MOLINA HEALTHCARE INC
FIXED INCOME
60855RAL4
1,300,000
5/15/2032
3.9
1,056
1.0
PG&E CORP
FIXED INCOME
69331CAJ7
1,200,000
7/1/2030
5.3
1,054
1.0
AMC NETWORKS INC
FIXED INCOME
00164VAF0
1,700,000
2/15/2029
4.3
1,051
1.0
TRANSDIGM INC
FIXED INCOME
893647BP1
1,200,000
1/15/2029
4.6
1,050
1.0
INTESA SANPAOLO SPA
FIXED INCOME
46115HBQ9
1,400,000
6/1/2032
4.2
1,039
1.0
1011778 BC / NEW RED FIN
FIXED INCOME
68245XAP4
1,200,000
2/15/2029
3.5
1,039
1.0
LAMB WESTON HLD
FIXED INCOME
513272AD6
1,200,000
1/31/2030
4.1
1,028
0.9
HOLOGIC INC
FIXED INCOME
436440AP6
1,200,000
2/15/2029
3.3
1,017
0.9
TRANSOCEAN INC
FIXED INCOME
893830BF5
1,000,000
1/15/2026
7.5
981
0.9
BATH & BODY WORKS INC
FIXED INCOME
501797AM6
1,100,000
7/1/2036
6.8
980
0.9
HERBALIFE/HLF FINANCING
FIXED INCOME
42704MAA0
1,000,000
9/1/2025
7.9
959
0.9
OFFICE PPTY INCOME TRST
FIXED INCOME
81618TAC4
1,100,000
2/1/2025
4.5
951
0.9
BOYD GAMING CORP
FIXED INCOME
103304BV2
1,100,000
6/15/2031
4.8
950
0.9
NCL CORPORATION LTD
FIXED INCOME
62886HBA8
1,000,000
3/15/2026
5.9
935
0.9
CDI ESCROW ISSUER INC
FIXED INCOME
12511VAA6
1,000,000
4/1/2030
5.8
909
0.8
ANTERO MIDSTREAM PART/FI
FIXED INCOME
03690AAH9
1,000,000
6/15/2029
5.4
909
0.8
JAGUAR LAND ROVER AUTOMO
FIXED INCOME
47010BAK0
1,000,000
1/15/2028
5.9
904
0.8
CHEMOURS CO
FIXED INCOME
163851AF5
1,000,000
11/15/2028
5.8
885
0.8
GAP INC/THE
FIXED INCOME
364760AP3
1,200,000
10/1/2029
3.6
878
0.8
VECTOR GROUP LTD
FIXED INCOME
92240MBJ6
800,000
11/1/2026
10.5
804
0.7
RITHM CAPITAL CORP
FIXED INCOME
64828TAA0
800,000
10/15/2025
6.3
759
0.7
CIMPRESS PLC
FIXED INCOME
17186HAG7
800,000
6/15/2026
7.0
753
0.7
ALLISON TRANSMISSION INC
FIXED INCOME
019736AG2
900,000
1/30/2031
3.8
739
0.7
GRUBHUB HOLDINGS INC
FIXED INCOME
40010PAA6
980,000
7/1/2027
5.5
721
0.7
PROG HOLDINGS INC
FIXED INCOME
74319RAA9
800,000
11/15/2029
6.0
710
0.7
HOWARD HUGHES CORP
FIXED INCOME
44267DAF4
900,000
2/1/2031
4.4
709
0.7
MUELLER WATER PRODUCTS
FIXED INCOME
624758AF5
800,000
6/15/2029
4.0
704
0.6
LADDER CAP FIN LLLP/CORP
FIXED INCOME
505742AM8
800,000
2/1/2027
4.3
704
0.6
GLOBAL NET LEASE/GLOBAL
FIXED INCOME
37892AAA8
900,000
12/15/2027
3.8
702
0.6
FRONTIER COMMUNICATIONS
FIXED INCOME
35906ABG2
900,000
5/1/2029
6.8
696
0.6
G-III APPAREL GROUP LTD
FIXED INCOME
36237HAA9
700,000
8/15/2025
7.9
694
0.6
LIFE TIME INC
FIXED INCOME
53190FAC9
700,000
4/15/2026
8.0
690
0.6
SERVICE PROPERTIES TRUST
FIXED INCOME
81761LAA0
700,000
9/15/2025
7.5
687
0.6
CHORD ENERGY CORP
FIXED INCOME
674215AL2
700,000
6/1/2026
6.4
685
0.6
UNISYS CORP
FIXED INCOME
909214BV9
900,000
11/1/2027
6.9
684
0.6
KENNEDY-WILSON INC
FIXED INCOME
489399AM7
900,000
3/1/2031
5.0
680
0.6
USA COM PART/USA COM FIN
FIXED INCOME
91740PAF5
700,000
9/1/2027
6.9
680
0.6
IRON MOUNTAIN INFO MGMT
FIXED INCOME
46285MAA8
800,000
7/15/2032
5.0
669
0.6
TRIUMPH GROUP INC
FIXED INCOME
896818AP6
700,000
8/15/2025
7.8
667
0.6
DELUXE CORP
FIXED INCOME
248019AU5
800,000
6/1/2029
8.0
666
0.6
MURPHY OIL USA INC
FIXED INCOME
626738AF5
800,000
2/15/2031
3.8
657
0.6
LAS VEGAS SANDS CORP
FIXED INCOME
517834AH0
700,000
6/25/2025
2.9
657
0.6
HOWARD HUGHES CORP
FIXED INCOME
44267DAE7
800,000
2/1/2029
4.1
654
0.6
HOLOGIC INC
FIXED INCOME
436440AM3
700,000
2/1/2028
4.6
649
0.6
DELEK LOG PART/FINANCE
FIXED INCOME
24665FAC6
700,000
6/1/2028
7.1
645
0.6
IAMGOLD CORP
FIXED INCOME
450913AF5
800,000
10/15/2028
5.8
632
0.6
RAIN CARBON INC
FIXED INCOME
75079LAB7
600,000
9/1/2029
12.3
629
0.6
MURPHY OIL USA INC
FIXED INCOME
626738AE8
700,000
9/15/2029
4.8
629
0.6
BWX TECHNOLOGIES INC
FIXED INCOME
05605HAB6
700,000
6/30/2028
4.1
621
0.6
SUNOCO LP/FINANCE CORP
FIXED INCOME
86765LAT4
700,000
5/15/2029
4.5
619
0.6
BWX TECHNOLOGIES INC
FIXED INCOME
05605HAC4
700,000
4/15/2029
4.1
614
0.6
STARWOOD PROPERTY TRUST
FIXED INCOME
85571BAY1
695,000
1/15/2027
4.4
613
0.6
WEATHERFORD INTERNATIONA
FIXED INCOME
947075AU1
600,000
4/30/2030
8.6
609
0.6
CTR PARTNERSHIP/CARETRST
FIXED INCOME
126458AE8
700,000
6/30/2028
3.9
608
0.6
ENCOMPASS HEALTH CORP
FIXED INCOME
29261AAE0
700,000
4/1/2031
4.6
603
0.6
NRG ENERGY INC
FIXED INCOME
629377CS9
800,000
2/15/2032
3.9
600
0.6
JAGUAR LAND ROVER AUTOMO
FIXED INCOME
47010BAM6
700,000
7/15/2029
5.5
599
0.5
PBF HOLDING CO LLC
FIXED INCOME
69318FAL2
600,000
9/15/2030
7.9
598
0.5
ATKORE INC
FIXED INCOME
047649AA6
700,000
6/1/2031
4.3
593
0.5
PENSKE AUTOMOTIVE GROUP
FIXED INCOME
70959WAK9
700,000
6/15/2029
3.8
591
0.5
OPEN TEXT CORP
FIXED INCOME
683715AD8
700,000
12/1/2029
3.9
583
0.5
DRAX FINCO PLC
FIXED INCOME
26151AAA7
600,000
11/1/2025
6.6
583
0.5
VISTA OUTDOOR INC
FIXED INCOME
928377AC4
700,000
3/15/2029
4.5
582
0.5
HLF FIN SARL LLC/HERBALI
FIXED INCOME
40390DAC9
800,000
6/1/2029
4.9
576
0.5
ELDORADO GOLD CORP
FIXED INCOME
284902AF0
650,000
9/1/2029
6.3
569
0.5
IQVIA INC
FIXED INCOME
46266TAA6
600,000
5/15/2027
5.0
567
0.5
AMS-OSRAM AG
FIXED INCOME
03217CAA4
600,000
7/31/2025
7.0
565
0.5
TASEKO MINES LTD
FIXED INCOME
876511AF3
600,000
2/15/2026
7.0
563
0.5
GARTNER INC
FIXED INCOME
366651AC1
600,000
7/1/2028
4.5
547
0.5
LIONS GATE CAPITAL HOLD
FIXED INCOME
53627NAE1
800,000
4/15/2029
5.5
541
0.5
DISH DBS CORP
FIXED INCOME
25470XAY1
700,000
7/1/2026
7.8
538
0.5
GRAFTECH FINANCE INC
FIXED INCOME
384311AA4
700,000
12/15/2028
4.6
536
0.5
MARRIOTT OWNERSHIP RESOR
FIXED INCOME
57164PAF3
600,000
1/15/2028
4.8
531
0.5
VIASAT INC
FIXED INCOME
92552VAN0
700,000
7/15/2028
6.5
524
0.5
WABASH NATIONAL CORP
FIXED INCOME
929566AL1
600,000
10/15/2028
4.5
508
0.5
AMERIGAS PART/FIN CORP
FIXED INCOME
030981AM6
500,000
6/1/2028
9.4
508
0.5
MARRIOTT OWNERSHIP RESOR
FIXED INCOME
57164PAH9
600,000
6/15/2029
4.5
503
0.5
HILTON GRAND VAC BOR ESC
FIXED INCOME
43284MAB4
600,000
7/1/2031
4.9
492
0.5
ENOVA INTERNATIONAL INC
FIXED INCOME
29357KAF0
498,000
9/15/2025
8.5
491
0.5
CARNIVAL CORP
FIXED INCOME
143658BL5
500,000
3/1/2026
7.6
491
0.5
INTESA SANPAOLO SPA
FIXED INCOME
46115HAW7
500,000
1/15/2026
5.7
478
0.4
ALLISON TRANSMISSION INC
FIXED INCOME
019736AF4
500,000
6/1/2029
5.9
476
0.4
GFL ENVIRONMENTAL INC
FIXED INCOME
36168QAK0
500,000
8/1/2025
3.8
474
0.4
XEROX CORPORATION
FIXED INCOME
984121CB7
600,000
12/15/2039
6.8
467
0.4
HOLLY NRG PRTNR/FIN CORP
FIXED INCOME
435765AH5
500,000
2/1/2028
5.0
465
0.4
PITNEY BOWES INC
FIXED INCOME
724479AP5
600,000
3/15/2027
6.9
463
0.4
TUTOR PERINI CORP
FIXED INCOME
901109AF5
500,000
5/1/2025
6.9
461
0.4
CCO HLDGS LLC/CAP CORP
FIXED INCOME
1248EPCL5
600,000
6/1/2033
4.5
461
0.4
FMG RESOURCES AUG 2006
FIXED INCOME
30251GBE6
500,000
4/15/2032
6.1
458
0.4
UPBOUND GROUP INC
FIXED INCOME
76009NAL4
500,000
2/15/2029
6.4
453
0.4
ICAHN ENTERPRISES/FIN
FIXED INCOME
451102BZ9
500,000
5/15/2027
5.3
441
0.4
COMMERCIAL METALS CO
FIXED INCOME
201723AQ6
500,000
1/15/2030
4.1
439
0.4
PITNEY BOWES INC
FIXED INCOME
724479AQ3
600,000
3/15/2029
7.3
432
0.4
COMMERCIAL METALS CO
FIXED INCOME
201723AP8
500,000
2/15/2031
3.9
422
0.4
CCO HLDGS LLC/CAP CORP
FIXED INCOME
1248EPCD3
500,000
3/1/2030
4.8
421
0.4
TRINET GROUP INC
FIXED INCOME
896288AA5
500,000
3/1/2029
3.5
421
0.4
SERVICE CORP INTL
FIXED INCOME
817565CG7
500,000
5/15/2031
4.0
411
0.4
CCO HLDGS LLC/CAP CORP
FIXED INCOME
1248EPCQ4
500,000
2/1/2032
4.8
404
0.4
MANITOWOC COMPANY INC
FIXED INCOME
563571AL2
400,000
4/1/2026
9.0
400
0.4
CPI CG INC
FIXED INCOME
12598FAA7
400,000
3/15/2026
8.6
389
0.4
PTC INC
FIXED INCOME
69370CAB6
400,000
2/15/2025
3.6
384
0.4
GRAN TIERRA ENERGY INTL
FIXED INCOME
38502HAA3
400,000
2/15/2025
6.3
380
0.3
ACADIA HEALTHCARE CO INC
FIXED INCOME
00404AAN9
400,000
7/1/2028
5.5
377
0.3
CARS.COM INC
FIXED INCOME
14575EAA3
400,000
11/1/2028
6.4
368
0.3
COINBASE GLOBAL INC
FIXED INCOME
19260QAC1
500,000
10/1/2028
3.4
367
0.3
1011778 BC / NEW RED FIN
FIXED INCOME
68245XAH2
400,000
1/15/2028
3.9
358
0.3
ARCOSA INC
FIXED INCOME
039653AA8
400,000
4/15/2029
4.4
351
0.3
PARK-OHIO INDUSTRIES INC
FIXED INCOME
700677AR8
400,000
4/15/2027
6.6
348
0.3
TELESAT CANADA/TELESAT L
FIXED INCOME
87952VAR7
500,000
12/6/2026
5.6
348
0.3
WORLD ACCEPTANCE CORP
FIXED INCOME
981419AC8
400,000
11/1/2026
7.0
340
0.3
NATIONSTAR MTG HLD INC
FIXED INCOME
63861CAE9
400,000
11/15/2031
5.8
337
0.3
ALLIANCE RES OP/FINANCE
FIXED INCOME
01879NAA3
338,000
5/1/2025
7.5
336
0.3
HILTON DOMESTIC OPERATIN
FIXED INCOME
432833AN1
400,000
2/15/2032
3.6
325
0.3
TURNING POINT BRANDS INC
FIXED INCOME
90041LAF2
342,000
2/15/2026
5.6
318
0.3
DAVITA INC
FIXED INCOME
23918KAT5
400,000
2/15/2031
3.8
308
0.3
FAIR ISAAC CORP
FIXED INCOME
303250AE4
300,000
5/15/2026
5.3
291
0.3
CSI COMPRESSCO LP/FINANC
FIXED INCOME
12652HAA6
300,000
4/1/2025
7.5
290
0.3
ENPRO INDUSTRIES INC
FIXED INCOME
29355XAG2
300,000
10/15/2026
5.8
290
0.3
WESTERN DIGITAL CORP
FIXED INCOME
958102AM7
300,000
2/15/2026
4.8
287
0.3
AMERIGAS PART/FIN CORP
FIXED INCOME
030981AL8
300,000
5/20/2027
5.8
283
0.3
FORD MOTOR CREDIT CO LLC
FIXED INCOME
345397B85
300,000
2/10/2025
2.3
281
0.3
SABRE GLBL INC
FIXED INCOME
78573NAH5
300,000
12/15/2027
11.3
277
0.3
XEROX CORPORATION
FIXED INCOME
984121CL5
400,000
3/1/2035
4.8
273
0.3
CVR ENERGY INC
FIXED INCOME
12662PAD0
300,000
2/15/2028
5.8
273
0.3
FIRSTCASH INC
FIXED INCOME
31944TAA8
300,000
1/1/2030
5.6
271
0.2
MICROSTRATEGY INC
FIXED INCOME
594972AF8
300,000
6/15/2028
6.1
269
0.2
KBR INC
FIXED INCOME
48242WAC0
300,000
9/30/2028
4.8
268
0.2
SUNOCO LP/FINANCE CORP
FIXED INCOME
86765LAZ0
300,000
4/30/2030
4.5
259
0.2
VISTRA OPERATIONS CO LLC
FIXED INCOME
92840VAH5
300,000
5/1/2029
4.4
259
0.2
LAMB WESTON HLD
FIXED INCOME
513272AE4
300,000
1/31/2032
4.4
254
0.2
ONEMAIN FINANCE CORP
FIXED INCOME
85172FAR0
300,000
11/15/2029
5.4
253
0.2
FMG RESOURCES AUG 2006
FIXED INCOME
30251GBC0
300,000
4/1/2031
4.4
248
0.2
LADDER CAP FIN LLLP/CORP
FIXED INCOME
505742AP1
300,000
6/15/2029
4.8
247
0.2
KENNEDY-WILSON INC
FIXED INCOME
489399AN5
300,000
2/1/2030
4.8
230
0.2
ONEMAIN FINANCE CORP
FIXED INCOME
682691AA8
300,000
9/15/2030
4.0
227
0.2
CUMULUS MEDIA NEW HLDGS
FIXED INCOME
23110AAA4
300,000
7/1/2026
6.8
226
0.2
GAP INC/THE
FIXED INCOME
364760AQ1
300,000
10/1/2031
3.9
209
0.2
STARWOOD PROPERTY TRUST
FIXED INCOME
85571BAL9
200,000
3/15/2025
4.8
193
0.2
UNICREDIT SPA
FIXED INCOME
904678AQ2
200,000
4/2/2034
7.3
190
0.2
VM CONSOLIDATED INC
FIXED INCOME
91835HAA0
200,000
4/15/2029
5.5
181
0.2
CCO HLDGS LLC/CAP CORP
FIXED INCOME
1248EPCP6
200,000
1/15/2034
4.3
149
0.1
NEW FORTRESS ENERGY INC
FIXED INCOME
644393AB6
100,000
9/30/2026
6.5
92
0.1
OFFICE PPTY INCOME TRST
FIXED INCOME
67623CAD1
100,000
6/15/2026
2.6
70
0.1
TRINSEO OP / TRINSEO FIN
FIXED INCOME
89668QAE8
59,000
9/1/2025
5.4
54
0.0
EURO CURRENCY
CASH
--
1,481.42
--
0.0
2
0.0
Total
--
--
--
--
--
106,397
97.5
Cash and Other Assets Less Liabilities
--
--
--
--
--
--
2.5
Total Net Assets
--
--
--
--
--
--
100%
Sector Allocation
As of 9/22/2023
Scientific Alpha High-Yield ETF (SIHY)
ICE BofA US High Yield Index (H0A0)
REITs
SIHY: 5.7%
Benchmark: 3.4%
Specialty Retail
SIHY: 5.6%
Benchmark: 3.0%
Oil Field Equipment & Services
SIHY: 4.7%
Benchmark: 1.7%
Software/Services
SIHY: 4.6%
Benchmark: 2.8%
Aerospace/Defense
SIHY: 4.0%
Benchmark: 2.4%
Cons/Comm/Lease Financing
SIHY: 3.6%
Benchmark: 3.3%
Recreation & Travel
SIHY: 3.4%
Benchmark: 3.4%
Hotels
SIHY: 3.1%
Benchmark: 0.9%
Banking
SIHY: 3.0%
Benchmark: 0.8%
Personal & Household Products
SIHY: 2.9%
Benchmark: 1.5%
Gas Distribution
SIHY: 2.7%
Benchmark: 4.6%
Metals/Mining Excluding Steel
SIHY: 2.6%
Benchmark: 1.4%
Food - Wholesale
SIHY: 2.6%
Benchmark: 1.9%
Electric-Generation
SIHY: 2.5%
Benchmark: 1.7%
Automakers
SIHY: 2.5%
Benchmark: 1.2%
Health Services
SIHY: 2.4%
Benchmark: 1.9%
Gaming
SIHY: 2.3%
Benchmark: 3.2%
Oil Refining & Marketing
SIHY: 2.2%
Benchmark: 1.1%
Machinery
SIHY: 2.2%
Benchmark: 1.3%
Tobacco
SIHY: 2.2%
Benchmark: 0.2%
Pharmaceuticals
SIHY: 2.1%
Benchmark: 1.8%
RealEstate Dev & Mgt
SIHY: 2.1%
Benchmark: 0.7%
Tech Hardware & Equipment
SIHY: 1.9%
Benchmark: 1.7%
Cable & Satellite TV
SIHY: 1.8%
Benchmark: 4.6%
Support-Services
SIHY: 1.7%
Benchmark: 6.0%
Media Content
SIHY: 1.7%
Benchmark: 2.6%
Medical Products
SIHY: 1.5%
Benchmark: 1.1%
Theaters & Entertainment
SIHY: 1.5%
Benchmark: 0.5%
Chemicals
SIHY: 1.5%
Benchmark: 2.3%
Printing & Publishing
SIHY: 1.3%
Benchmark: 0.4%
Diversified Capital Goods
SIHY: 1.3%
Benchmark: 0.4%
Restaurants
SIHY: 1.3%
Benchmark: 1.2%
Food & Drug Retailers
SIHY: 1.2%
Benchmark: 0.9%
Building Materials
SIHY: 1.1%
Benchmark: 1.5%
Auto Parts & Equipment
SIHY: 1.1%
Benchmark: 1.6%
Investments & Misc Financial Services
SIHY: 1.1%
Benchmark: 1.5%
Air Transportation
SIHY: 1.1%
Benchmark: 1.8%
Energy - Exploration & Production
SIHY: 1.0%
Benchmark: 3.9%
Managed Care
SIHY: 1.0%
Benchmark: 0.3%
Electric-Integrated
SIHY: 1.0%
Benchmark: 0.9%
Health Facilities
SIHY: 0.9%
Benchmark: 2.8%
Telecom - Satellite
SIHY: 0.8%
Benchmark: 0.7%
Steel Producers/Products
SIHY: 0.8%
Benchmark: 0.6%
Non-Electric Utilities
SIHY: 0.7%
Benchmark: 0.4%
Telecom - Wireline Integrated & Services
SIHY: 0.7%
Benchmark: 4.1%
Electronics
SIHY: 0.5%
Benchmark: 1.1%
Building & Construction
SIHY: 0.4%
Benchmark: 1.5%
Environmental
SIHY: 0.4%
Benchmark: 0.6%
Advertising
SIHY: 0.3%
Benchmark: 1.2%
Auto Loans
SIHY: 0.3%
Benchmark: 2.4%
Beverage
SIHY: 0.0%
Benchmark: 0.1%
Brokerage
SIHY: 0.0%
Benchmark: 0.2%
Department Stores
SIHY: 0.0%
Benchmark: 0.5%
Derivatives
SIHY: 0.0%
Benchmark: NaN%
Discount Stores
SIHY: 0.0%
Benchmark: 0.0%
Electric-Distr/Trans
SIHY: 0.0%
Benchmark: 0.1%
Forestry/Paper
SIHY: 0.0%
Benchmark: 0.3%
Insurance Brokerage
SIHY: 0.0%
Benchmark: 1.5%
Life Insurance
SIHY: 0.0%
Benchmark: 0.1%
Media - Diversified
SIHY: 0.0%
Benchmark: 0.3%
Monoline Insurance
SIHY: 0.0%
Benchmark: 0.1%
Multi-Line Insurance
SIHY: 0.0%
Benchmark: 0.0%
Packaging
SIHY: 0.0%
Benchmark: 2.7%
P&C
SIHY: 0.0%
Benchmark: 0.1%
Rail
SIHY: 0.0%
Benchmark: 0.0%
Telecom - Wireless
SIHY: 0.0%
Benchmark: 0.6%
Transport Infrastructure/Services
SIHY: 0.0%
Benchmark: 0.2%
Trucking & Delivery
SIHY: 0.0%
Benchmark: 0.1%
SIHY: Scientific Alpha High-Yield ETF
Benchmark: ICE BofA US High Yield Index (H0A0)
Maturity Profile
As of 9/22/2023
Maturity
Scientific Alpha High-Yield ETF %
ICE BofA US High Yield Index (H0A0) %
0-1 yr
0.0
0.3
1-3 yr
25.7
22.1
3-5 yr
22.7
32.2
5-7 yr
34.6
31.9
7-10 yr
14.2
10.9
10-20 yr
1.7
1.7
20-30 yr
0.0
0.7
Over 30 yr
0.0
0.0
Duration
As of 9/22/2023
Duration
Scientific Alpha High-Yield ETF %
ICE BofA US High Yield Index (H0A0) %
0-1 yr
3.4
2.5
1-3 yr
28.9
28.9
3-5 yr
40.8
47.6
5-7 yr
23.7
18.4
7-10 yr
2.2
1.4
10-20 yr
0.0
0.9
20-30 yr
0.0
--
Over 30 yr
0.0
--
Investment Team
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BlueCove Limited (“BlueCove”) is a scientific asset management firm founded in 2018 that brings together leading fixed income industry investment and engineering professionals. BlueCove was founded with the specific purpose of delivering strong investment outcomes for investors by researching and developing state-of-the-art scientific investment processes applicable to fixed income investment management.
Documents
Name
Date
Investing involves risk, principal loss is possible. Unlike mutual funds, ETFs may trade at a premium or discount to their net asset value. Harbor ETFs are new and have limited operating history to judge.
Shares are bought and sold at market price not net asset value (NAV). Market price returns are based upon the closing composite market price and do not represent the returns you would receive if you traded shares at other times.
All investments involve risk including the possible loss of principal. Fixed income securities fluctuate in price in response to various factors, including changes in interest rates, changes in market conditions and issuer-specific events, and the value of your investment in the Fund may go down. There is a greater risk that the Fund will lose money because they invest in below- investment grade fixed income securities and unrated securities of similar credit quality (commonly referred to as “high-yield securities” or “junk bonds”). These securities are considered speculative because they have a higher risk of issuer default, are subject to greater price volatility and may be illiquid. Because the Fund may invest in securities of foreign issuers, an investment in the Fund is subject to special risks in addition to those of U.S. securities. These risks include heightened political and economic risks, greater volatility, currency fluctuations, higher transaction costs, delayed settlement, possible foreign controls on investment, possible sanctions by government bodies of other countries and less stringent investor protection and disclosure standards of foreign markets.
Bid/Ask Mid Price: the midpoint between the highest bid and the lowest offer, as of the time that the Fund’s NAV is calculated, typically 4 p.m. Eastern Time.
Premium/Discount ($): the difference between the Fund’s market price and NAV, expressed as a percentage of NAV. A premium is the amount that the Fund is trading above the reported NAV. A discount is the amount that the Fund is trading below the reported NAV.
30-Day Median Bid/Ask Spread: calculated by identifying national best bid and national best offer ("NBBO") for each fund as of the end of each 10 second interval during each trading day of the last 30 calendar days and dividing the difference between each such bid and offer by the midpoint of the NBBO. The median of those values is identified and that value is expressed as a percentage (rounded to the nearest hundredth).
Wtd. Avg. Market Coupon (%): the weighted average coupon rate of the underlying bonds in the Fund.
Wtd. Avg. Maturity (yrs): the weighted average length of time to the repayment of principal for the securities in the Fund. This metric considers the likelihood that bonds will be called or prepaid before the scheduled maturity date.
Wtd. Avg. Duration (yrs): the weight average duration of the underlying bonds or derivative market exposures in the Fund. Duration is a time measure of a bond's interest-rate sensitivity. The longer a fund's duration, the more sensitive the fund is to shifts in interest rates
For former Harbor High-Yield Bond Fund shareholders:
American Stock Transfer & Trust Company, LLC (AST) is Cypress Trust Company transfer agent and dividend disbursing agent. AST's automated telephone support services are available 24 hours per day, seven days per week.
AST may be contacted as follows:
- Mailing Address
AST
Attention: Harbor Capital MF
6201 15th Avenue
Brooklyn, NY 11219 - Telephone
An AST shareholder services representative can be reached at (800) 937-5449 between the hours of 8 a.m. and 8 p.m. Eastern Time, Monday through Friday. An Interactive Voice Response System is available 24 hours a day, seven days a week. - Website
Shareholders can access information on AST's website at https://www.astfinancial.com/login