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Harbor Scientific Alpha Income ETF (SIFI)

Harbor Scientific Alpha Income ETF (SIFI)

Taking a scientific approach to active fixed income investing

Overview
Performance
Holdings
Investment Team
Documents

Overview

Current Price

as of 5/20/2022

NAV Price

$43.42

NAV Daily Change ($)

$0.07

NAV Daily Change (%)

0.16%

NAV YTD Return

-10.63%

Current 30-Day Sub. SEC Yield

4.87%

disclaimer

Current 30-Day Unsub. SEC Yield

4.87%

disclaimer

Effective 30-Day Sub. SEC Yield

4.98%

disclaimer

Effective 30-Day Unsub. SEC Yield

4.98%

disclaimer

Fund Facts

Inception Date

9/14/2021

Expense Ratio (%)

0.50%

Total Net Assets (million)
(As of 5/20/2022)

$30.347

Shares Outstanding
(As of 5/20/2022)

700,000

Ticker

SIFI

Cusip

41151J208

ISIN

US41151J2087

Benchmark

The Bloomberg Barclays U.S. Aggregate Bond Index

Exchange

NYSE

Distributor

Foreside Fund Services, LLC

Investment Objective

The Fund seeks total return

Morningstar Category

Multi-Sector Bond

Dividend Frequency

Monthly

Pricing/Trading

as of 5/19/2022

Bid/Ask Mid Price

$43.43

Closing Market Price

$43.43

Premium/Discount ($)

$0.08

Premium/Discount (%)

0.18%

 

2021

Q1 2022

Q2 2022

YTD

Days Traded at a Premium74593392
Days Traded at a Discount1314
30-Day Median Bid/Ask Spread

0.14%

Exchange Volume (Shares)

--

Trading Currency

USD

Historical Premium Discount to NAV

2021
Q1 2022
Q2 2022
left quote

Seeking an alternative approach to income?

right quote

Consider Harbor scientific fixed income ETFs

Performance

Total Returns

MONTH-END
QUARTER-END
MONTH-BY-MONTH
YEAR-BY-YEAR

Fund Name

3 Mo.

YTD Return

Since Inception

Net Expense Ratio

Gross Expense Ratio

Scientific Alpha Income ETF

-6.43%

-9.75%

-10.79%

0.50%

0.50%

Fund Market Price

-6.75%

-10.15%

-10.91%

--

--

Bloomberg US Aggregate Bond Index

-7.51%

-9.50%

-10.59%

--

--

Performance data shown represents past performance and is no guarantee of future results. Past performance is net of management fees and expenses and reflects reinvested dividends and distributions. Past performance reflects the beneficial effect of any expense waivers or reimbursements, without which returns would have been lower. Investment returns and principal value will fluctuate and when redeemed may be worth more or less than their original cost. Returns for periods less than one year are not annualized. Current performance may be higher or lower and is available through the most recent month end at harborfunds.com or by calling 800-422-1050.

The Bloomberg US Aggregate Bond Index is an unmanaged index of investment-grade fixed-rate debt issues with maturities of at least one year. This unmanaged index does not reflect fees and expenses and is not available for direct investment.

Price History

TABLE
CHART
DatePrice (NAV)

4/8/2022

$44.76

4/11/2022

$44.48

4/12/2022

$44.65

4/13/2022

$44.69

4/14/2022

$44.65

4/18/2022

$44.53

4/19/2022

$44.41

4/20/2022

$44.51

4/21/2022

$44.35

4/22/2022

$44.19

4/25/2022

$44.23

4/26/2022

$44.32

4/27/2022

$44.21

4/28/2022

$44.13

4/29/2022

$43.96

5/2/2022

$43.64

5/3/2022

$43.72

5/4/2022

$43.85

5/5/2022

$43.69

5/6/2022

$43.55

5/9/2022

$43.38

5/10/2022

$43.47

5/11/2022

$43.49

5/12/2022

$43.50

5/13/2022

$43.49

5/16/2022

$43.50

5/17/2022

$43.42

5/18/2022

$43.32

5/19/2022

$43.35

5/20/2022

$43.42

Distribution History

Ex-Date

Record Date

Payable Date

Ordinary Income

Short Term Capital Gains

Long Term Capital Gains

Total Distribution

5/2/2022

5/3/2022

5/5/2022

0.11201

--

--

0.11201

4/1/2022

4/4/2022

4/6/2022

0.12177

--

--

0.12177

3/1/2022

3/2/2022

3/4/2022

0.09451

--

--

0.09451

2/1/2022

2/2/2022

2/4/2022

0.05914

--

--

0.05914

12/22/2021

12/23/2021

12/28/2021

0.13939

--

--

0.13939

12/1/2021

12/2/2021

12/6/2021

0.13642

--

--

0.13642

11/1/2021

11/2/2021

11/4/2021

0.14607

--

--

0.14607

Holdings

Portfolio Characteristics

as of 5/19/2022

Scientific Alpha Income ETF

Number of Bonds

152

Avg. Market Coupon (%)

4.17

Wtd. Avg. Maturity (yrs)

4.63

Wtd. Avg. Duration (yrs)

4.17

Top Ten Holdings

as of 5/19/2022

Company Name

Maturity Date

Coupon Rate (%)

Value ($000's)

% of Net Assets

WESTINGHOUSE AIR BRAKE COMPANY GUAR 03/24 4.4

3/15/2024

4.4

303

1.0

TYSON FOODS INC SR UNSECURED 03/26 4

3/1/2026

4.0

301

1.0

REPUBLIC SERVICES INC SR UNSECURED 05/28 3.95

5/15/2028

4.0

300

1.0

BAE SYSTEMS HOLDINGS INC COMPANY GUAR 144A 10/24 3.8

10/7/2024

3.8

298

1.0

RELX CAPITAL INC COMPANY GUAR 03/29 4

3/18/2029

4.0

298

1.0

NVENT FINANCE SARL COMPANY GUAR 04/28 4.55

4/15/2028

4.6

298

1.0

FIRSTENERGY TRANSMISSION SR UNSECURED 144A 01/25 4.35

1/15/2025

4.4

297

1.0

DELTA AIR LINES/SKYMILES SR SECURED 144A 10/25 4.5

10/20/2025

4.5

297

1.0

ALTRIA GROUP INC COMPANY GUAR 02/29 4.8

2/14/2029

4.8

296

1.0

O REILLY AUTOMOTIVE INC SR UNSECURED 09/27 3.6

9/1/2027

3.6

295

1.0

% of Total Holdings:

--

--

--

10.0%

This information should not be considered as a recommendation to purchase or sell a particular security. The holdings mentioned may change at any time and may not represent current or future investments.

as of 5/19/2022

Company Name

Category Name

Cusip

Maturity Date

Coupon Rate (%)

Market Value ($000's)

% of Net Assets

WESTINGHOUSE AIR BRAKE COMPANY GUAR 03/24 4.4

Bond

960386AN0

3/15/2024

4.4

303

1.0

TYSON FOODS INC SR UNSECURED 03/26 4

Bond

902494BJ1

3/1/2026

4.0

301

1.0

REPUBLIC SERVICES INC SR UNSECURED 05/28 3.95

Bond

760759AT7

5/15/2028

4.0

300

1.0

BAE SYSTEMS HOLDINGS INC COMPANY GUAR 144A 10/24 3.8

Bond

05523UAK6

10/7/2024

3.8

298

1.0

RELX CAPITAL INC COMPANY GUAR 03/29 4

Bond

74949LAC6

3/18/2029

4.0

298

1.0

NVENT FINANCE SARL COMPANY GUAR 04/28 4.55

Bond

67078AAD5

4/15/2028

4.5

298

1.0

FIRSTENERGY TRANSMISSION SR UNSECURED 144A 01/25 4.35

Bond

33767BAB5

1/15/2025

4.3

297

1.0

DELTA AIR LINES/SKYMILES SR SECURED 144A 10/25 4.5

Bond

830867AA5

10/20/2025

4.5

297

1.0

ALTRIA GROUP INC COMPANY GUAR 02/29 4.8

Bond

02209SBD4

2/14/2029

4.8

296

1.0

O REILLY AUTOMOTIVE INC SR UNSECURED 09/27 3.6

Bond

67103HAF4

9/1/2027

3.6

295

1.0

YARA INTERNATIONAL ASA SR UNSECURED 144A 06/28 4.75

Bond

984851AF2

6/1/2028

4.8

295

1.0

AMCOR FINANCE USA INC COMPANY GUAR 04/26 3.625

Bond

02343UAG0

4/28/2026

3.6

295

1.0

GLENCORE FUNDING LLC COMPANY GUAR 144A 03/27 4

Bond

378272AN8

3/27/2027

4.0

294

1.0

WOODSIDE FINANCE LTD COMPANY GUAR 144A 03/29 4.5

Bond

980236AQ6

3/4/2029

4.5

294

1.0

IMPERIAL BRANDS FIN PLC COMPANY GUAR 144A 07/24 3.125

Bond

45262BAA1

7/26/2024

3.1

294

1.0

PIONEER NATURAL RESOURCE SR UNSECURED 05/23 0.55

Bond

723787AU1

5/15/2023

0.6

294

1.0

TARGA RESOURCES PARTNERS COMPANY GUAR 01/28 5

Bond

87612BBG6

1/15/2028

5.0

292

1.0

AECOM COMPANY GUAR 03/27 5.125

Bond

00774CAB3

3/15/2027

5.1

291

1.0

DH EUROPE FINANCE II COMPANY GUAR 11/24 2.2

Bond

23291KAG0

11/15/2024

2.2

291

1.0

ARCONIC CORP SECURED 144A 02/28 6.125

Bond

03966VAA5

2/15/2028

6.1

288

1.0

ALEXANDER FUNDING TRUST SR SECURED 144A 11/23 1.841

Bond

014621AA4

11/15/2023

1.8

288

0.9

NEW FORTRESS ENERGY INC SR SECURED 144A 09/25 6.75

Bond

644393AA8

9/15/2025

6.8

287

0.9

FREEPORT MCMORAN INC COMPANY GUAR 08/28 4.375

Bond

35671DCG8

8/1/2028

4.4

285

0.9

AMERICAN TOWER CORP SR UNSECURED 01/27 2.75

Bond

03027XAX8

1/15/2027

2.8

279

0.9

VICI PROPERTIES / NOTE COMPANY GUAR 144A 02/27 3.75

Bond

92564RAD7

2/15/2027

3.8

274

0.9

FAIR ISAAC CORP SR UNSECURED 144A 06/28 4

Bond

303250AF1

6/15/2028

4.0

273

0.9

OPEN TEXT CORP COMPANY GUAR 144A 02/28 3.875

Bond

683715AC0

2/15/2028

3.9

272

0.9

IRON MOUNTAIN INC COMPANY GUAR 144A 07/30 5.25

Bond

46284VAJ0

7/15/2030

5.3

271

0.9

SIRIUS XM RADIO INC COMPANY GUAR 144A 07/28 4

Bond

82967NBJ6

7/15/2028

4.0

269

0.9

CENTENE CORP SR UNSECURED 02/30 3.375

Bond

15135BAV3

2/15/2030

3.4

264

0.9

HOLOGIC INC COMPANY GUAR 144A 02/29 3.25

Bond

436440AP6

2/15/2029

3.3

263

0.9

LAMB WESTON HLD COMPANY GUAR 144A 01/30 4.125

Bond

513272AD6

1/31/2030

4.1

262

0.9

ORACLE CORP SR UNSECURED 03/28 2.3

Bond

68389XCD5

3/25/2028

2.3

262

0.9

CDW LLC/CDW FINANCE COMPANY GUAR 02/29 3.25

Bond

12513GBF5

2/15/2029

3.3

260

0.9

HILTON DOMESTIC OPERATIN COMPANY GUAR 144A 05/31 4

Bond

432833AL5

5/1/2031

4.0

260

0.9

BROADCOM INC COMPANY GUAR 144A 02/28 1.95

Bond

11135FBE0

2/15/2028

1.9

259

0.9

VECTOR GROUP LTD SR SECURED 144A 02/29 5.75

Bond

92240MBL1

2/1/2029

5.8

258

0.9

PERNOD RIC INTL FIN LLC COMPANY GUAR 144A 04/28 1.25

Bond

71427QAA6

4/1/2028

1.3

257

0.8

BAT CAPITAL CORP COMPANY GUAR 03/28 2.259

Bond

05526DBR5

3/25/2028

2.3

256

0.8

CORONADO FINANCE PTY LTD SR SECURED 144A 05/26 10.75

Bond

21979LAA4

5/15/2026

10.8

215

0.7

ANTERO RESOURCES CORP COMPANY GUAR 144A 02/29 7.625

Bond

03674XAQ9

2/1/2029

7.6

210

0.7

KINGDOM OF BAHRAIN SR UNSECURED 144A 01/26 7

Bond

05674RAF1

1/26/2026

7.0

210

0.7

HUNGARY SR UNSECURED 03/24 5.375

Bond

445545AL0

3/25/2024

5.4

206

0.7

KINDER MORGAN INC COMPANY GUAR 144A 11/23 5.625

Bond

49456BAB7

11/15/2023

5.6

205

0.7

PBF HOLDING CO LLC SR SECURED 144A 05/25 9.25

Bond

69318FAK4

5/15/2025

9.3

204

0.7

MARATHON PETROLEUM CORP SR UNSECURED 05/25 4.7

Bond

56585ABH4

5/1/2025

4.7

204

0.7

HOWMET AEROSPACE INC SR UNSECURED 02/27 5.9

Bond

013817AJ0

2/1/2027

5.9

203

0.7

CONAGRA BRANDS INC SR UNSECURED 11/25 4.6

Bond

205887CB6

11/1/2025

4.6

203

0.7

WILLIAMS COMPANIES INC SR UNSECURED 03/24 4.3

Bond

96950FAM6

3/4/2024

4.3

202

0.7

REPUBLIC OF PHILIPPINES SR UNSECURED 01/24 4.2

Bond

718286BY2

1/21/2024

4.2

202

0.7

GENERAL MILLS INC SR UNSECURED 02/24 3.65

Bond

370334BT0

2/15/2024

3.6

202

0.7

ROPER TECHNOLOGIES INC SR UNSECURED 09/23 3.65

Bond

776743AE6

9/15/2023

3.6

201

0.7

CALIFORNIA RESOURCES CRP COMPANY GUAR 144A 02/26 7.125

Bond

13057QAH0

2/1/2026

7.1

201

0.7

MATTEL INC COMPANY GUAR 144A 12/27 5.875

Bond

577081BD3

12/15/2027

5.9

201

0.7

TRIUMPH GROUP INC SR SECURED 144A 06/24 8.875

Bond

896818AS0

6/1/2024

8.9

200

0.7

L3HARRIS TECH INC SR UNSECURED 06/28 4.4

Bond

502431AM1

6/15/2028

4.4

200

0.7

ABBVIE INC SR UNSECURED 11/28 4.25

Bond

00287YBF5

11/14/2028

4.3

200

0.7

MILEAGE PLUS HLDINGS LLC SR SECURED 144A 06/27 6.5

Bond

599191AA1

6/20/2027

6.5

200

0.7

TRIMBLE INC SR UNSECURED 06/28 4.9

Bond

896239AC4

6/15/2028

4.9

200

0.7

WELLTOWER INC SR UNSECURED 03/24 3.625

Bond

95040QAG9

3/15/2024

3.6

200

0.7

GLP CAPITAL LP / FIN II COMPANY GUAR 04/26 5.375

Bond

361841AH2

4/15/2026

5.4

200

0.7

ANTHEM INC SR UNSECURED 12/24 3.35

Bond

036752AC7

12/1/2024

3.4

200

0.7

KELLOGG CO SR UNSECURED 12/23 2.65

Bond

487836BS6

12/1/2023

2.6

200

0.7

HOST HOTELS + RESORTS LP SR UNSECURED 04/24 3.875

Bond

44107TAX4

4/1/2024

3.9

199

0.7

ANGLO AMERICAN CAPITAL COMPANY GUAR 144A 09/24 3.625

Bond

034863AS9

9/11/2024

3.6

199

0.7

HORIZON THERAPEUTICS USA COMPANY GUAR 144A 08/27 5.5

Bond

44055PAA4

8/1/2027

5.5

199

0.7

MOTOROLA SOLUTIONS INC SR UNSECURED 02/28 4.6

Bond

620076BL2

2/23/2028

4.6

198

0.7

FERGUSON FINANCE PLC COMPANY GUAR 144A 10/28 4.5

Bond

314890AA2

10/24/2028

4.5

198

0.7

ZOETIS INC SR UNSECURED 08/28 3.9

Bond

98978VAN3

8/20/2028

3.9

197

0.7

DOMINICAN REPUBLIC SR UNSECURED 144A 01/27 5.95

Bond

25714PDT2

1/25/2027

6.0

197

0.6

ALLEGION US HOLDING CO COMPANY GUAR 10/24 3.2

Bond

01748NAD6

10/1/2024

3.2

196

0.6

ITALY GOV T INT BOND SR UNSECURED 10/24 2.375

Bond

465410BX5

10/17/2024

2.4

195

0.6

CARLISLE COS INC SR UNSECURED 12/27 3.75

Bond

142339AH3

12/1/2027

3.8

195

0.6

PDC ENERGY INC COMPANY GUAR 05/26 5.75

Bond

69327RAJ0

5/15/2026

5.8

195

0.6

FED REPUBLIC OF BRAZIL SR UNSECURED 01/28 4.625

Bond

105756BZ2

1/13/2028

4.6

194

0.6

UNITED MEXICAN STATES SR UNSECURED 01/28 3.75

Bond

91087BAE0

1/11/2028

3.8

194

0.6

REPUBLIC OF INDONESIA SR UNSECURED 01/28 3.5

Bond

455780CD6

1/11/2028

3.5

194

0.6

AMERICAN ELECTRIC POWER SR UNSECURED 11/23 0.75

Bond

025537AQ4

11/1/2023

0.8

194

0.6

OMAN GOV INTERNTL BOND SR UNSECURED 144A 06/26 4.75

Bond

682051AC1

6/15/2026

4.8

194

0.6

REPUBLIC OF PANAMA SR UNSECURED 03/28 3.875

Bond

698299BF0

3/17/2028

3.9

193

0.6

NEWELL BRANDS INC SR UNSECURED 04/26 4.45

Bond

651229AW6

4/1/2026

4.5

193

0.6

VISTRA OPERATIONS CO LLC COMPANY GUAR 144A 02/27 5.625

Bond

92840VAB8

2/15/2027

5.6

192

0.6

MICHAEL KORS USA INC COMPANY GUAR 144A 11/24 4.25

Bond

59408TAA8

11/1/2024

4.3

192

0.6

KEURIG DR PEPPER INC COMPANY GUAR 03/24 0.75

Bond

49271VAL4

3/15/2024

0.8

191

0.6

WESTERN MIDSTREAM OPERAT SR UNSECURED 02/25 3.6

Bond

958667AB3

2/1/2025

3.6

191

0.6

USA COM PART/USA COM FIN COMPANY GUAR 04/26 6.875

Bond

91740PAC2

4/1/2026

6.9

191

0.6

CNX RESOURCES CORP COMPANY GUAR 144A 01/29 6

Bond

12653CAJ7

1/15/2029

6.0

190

0.6

JAMES HARDIE INTL FIN COMPANY GUAR 144A 01/28 5

Bond

47032FAB5

1/15/2028

5.0

189

0.6

BATH + BODY WORKS INC COMPANY GUAR 144A 10/30 6.625

Bond

501797AW4

10/1/2030

6.6

188

0.6

PETROFAC LTD SR SECURED 144A 11/26 9.75

Bond

716473AE3

11/15/2026

9.8

186

0.6

SILGAN HOLDINGS INC COMPANY GUAR 02/28 4.125

Bond

827048AW9

2/1/2028

4.1

184

0.6

ASGN INCORPORATED COMPANY GUAR 144A 05/28 4.625

Bond

00191UAA0

5/15/2028

4.6

183

0.6

MCKESSON CORP SR UNSECURED 08/26 1.3

Bond

581557BR5

8/15/2026

1.3

180

0.6

MOLINA HEALTHCARE INC SR UNSECURED 144A 11/30 3.875

Bond

60855RAK6

11/15/2030

3.9

179

0.6

PATTERSON UTI ENERGY INC SR UNSECURED 11/29 5.15

Bond

703481AC5

11/15/2029

5.2

176

0.6

GARTNER INC COMPANY GUAR 144A 06/29 3.625

Bond

366651AG2

6/15/2029

3.6

176

0.6

VALVOLINE INC COMPANY GUAR 144A 02/30 4.25

Bond

92047WAD3

2/15/2030

4.3

174

0.6

ENCOMPASS HEALTH CORP COMPANY GUAR 02/30 4.75

Bond

29261AAB6

2/1/2030

4.8

174

0.6

T MOBILE USA INC COMPANY GUAR 02/29 2.625

Bond

87264ABS3

2/15/2029

2.6

172

0.6

MURPHY OIL USA INC COMPANY GUAR 144A 02/31 3.75

Bond

626738AF5

2/15/2031

3.8

171

0.6

PARKLAND CORP COMPANY GUAR 144A 10/29 4.5

Bond

70137WAG3

10/1/2029

4.5

170

0.6

TRANSDIGM INC COMPANY GUAR 05/29 4.875

Bond

893647BQ9

5/1/2029

4.9

170

0.6

FMG RESOURCES AUG 2006 COMPANY GUAR 144A 04/31 4.375

Bond

30251GBC0

4/1/2031

4.4

168

0.6

PRIMO WATER HOLDINGS INC COMPANY GUAR 144A 04/29 4.375

Bond

74168LAA4

4/30/2029

4.4

167

0.6

JAGUAR LAND ROVER AUTOMO SR UNSECURED 144A 01/28 5.875

Bond

47010BAK0

1/15/2028

5.9

164

0.5

JAGUAR LAND ROVER AUTOMO COMPANY GUAR 144A 07/29 5.5

Bond

47010BAM6

7/15/2029

5.5

155

0.5

ARAB REPUBLIC OF EGYPT SR UNSECURED REGS 02/31 5.875

Bond

ACI1VRKW7

2/16/2031

5.9

141

0.5

ANTERO RESOURCES CORP COMPANY GUAR 144A 07/26 8.375

Bond

03674XAN6

7/15/2026

8.4

108

0.4

SEALED AIR CORP COMPANY GUAR 144A 07/33 6.875

Bond

81211KAK6

7/15/2033

6.9

105

0.3

BAYTEX ENERGY CORP SR UNSECURED 144A 04/27 8.75

Bond

07317QAH8

4/1/2027

8.8

104

0.3

GLP CAPITAL LP / FIN II COMPANY GUAR 11/23 5.375

Bond

361841AF6

11/1/2023

5.4

101

0.3

WEATHERFORD INTL LTD COMPANY GUAR 144A 12/24 11

Bond

947075AP2

12/1/2024

11.0

101

0.3

MCKESSON CORP SR UNSECURED 03/24 3.796

Bond

581557BE4

3/15/2024

3.8

101

0.3

CDK GLOBAL INC SR UNSECURED 144A 05/29 5.25

Bond

12508EAJ0

5/15/2029

5.3

100

0.3

ALLIANCE RES OP/FINANCE COMPANY GUAR 144A 05/25 7.5

Bond

01879NAA3

5/1/2025

7.5

100

0.3

ENBRIDGE INC COMPANY GUAR 06/24 3.5

Bond

29250NAH8

6/10/2024

3.5

100

0.3

ENLINK MIDSTREAM PARTNER SR UNSECURED 04/24 4.4

Bond

29336UAB3

4/1/2024

4.4

99

0.3

KEURIG DR PEPPER INC COMPANY GUAR 11/25 3.4

Bond

26138EAS8

11/15/2025

3.4

99

0.3

LOWE S COS INC SR UNSECURED 04/27 3.35

Bond

548661EG8

4/1/2027

3.4

97

0.3

OLIN CORP SR UNSECURED 08/29 5.625

Bond

680665AL0

8/1/2029

5.6

97

0.3

ABBVIE INC SR UNSECURED 11/26 2.95

Bond

00287YBV0

11/21/2026

3.0

96

0.3

GARTNER INC COMPANY GUAR 144A 07/28 4.5

Bond

366651AC1

7/1/2028

4.5

94

0.3

DELEK LOG PART/FINANCE COMPANY GUAR 144A 06/28 7.125

Bond

24665FAC6

6/1/2028

7.1

94

0.3

BRISTOW GROUP INC SR SECURED 144A 03/28 6.875

Bond

11040GAA1

3/1/2028

6.9

93

0.3

FMG RESOURCES AUG 2006 COMPANY GUAR 144A 09/27 4.5

Bond

30251GBA4

9/15/2027

4.5

93

0.3

ACADIA HEALTHCARE CO INC COMPANY GUAR 144A 04/29 5

Bond

00404AAP4

4/15/2029

5.0

93

0.3

SEALED AIR CORP COMPANY GUAR 144A 12/27 4

Bond

81211KAY6

12/1/2027

4.0

93

0.3

MINERALS TECHNOLOGIES IN COMPANY GUAR 144A 07/28 5

Bond

603158AA4

7/1/2028

5.0

92

0.3

ATHABASCA OIL CORP SECURED 144A 11/26 9.75

Bond

04682RAE7

11/1/2026

9.8

92

0.3

ENTEGRIS INC COMPANY GUAR 144A 04/28 4.375

Bond

29362UAC8

4/15/2028

4.4

91

0.3

TRANSDIGM INC COMPANY GUAR 11/27 5.5

Bond

893647BL0

11/15/2027

5.5

90

0.3

ARCOSA INC COMPANY GUAR 144A 04/29 4.375

Bond

039653AA8

4/15/2029

4.4

89

0.3

NEWS CORP SR UNSECURED 144A 05/29 3.875

Bond

65249BAA7

5/15/2029

3.9

89

0.3

GRAPHIC PACKAGING INTERN COMPANY GUAR 144A 03/28 3.5

Bond

38869AAB3

3/15/2028

3.5

89

0.3

SCHWEITZER MAUDUIT INTL COMPANY GUAR 144A 10/26 6.875

Bond

808541AA4

10/1/2026

6.9

89

0.3

COMMERCIAL METALS CO SR UNSECURED 01/30 4.125

Bond

201723AQ6

1/15/2030

4.1

88

0.3

HILTON GRAND VAC BOR ESC SR UNSECURED 144A 06/29 5

Bond

43284MAA6

6/1/2029

5.0

88

0.3

MOLINA HEALTHCARE INC SR UNSECURED 144A 05/32 3.875

Bond

60855RAL4

5/15/2032

3.9

88

0.3

SEAGATE HDD CAYMAN COMPANY GUAR 06/29 4.091

Bond

81180WBC4

6/1/2029

4.1

87

0.3

H.B. FULLER CO SR UNSECURED 10/28 4.25

Bond

40410KAA3

10/15/2028

4.3

87

0.3

TRINET GROUP INC COMPANY GUAR 144A 03/29 3.5

Bond

896288AA5

3/1/2029

3.5

87

0.3

PATTERSON UTI ENERGY INC SR UNSECURED 02/28 3.95

Bond

703481AB7

2/1/2028

4.0

87

0.3

GRAPHIC PACKAGING INTERN COMPANY GUAR 144A 03/29 3.5

Bond

38869AAC1

3/1/2029

3.5

87

0.3

ENTEGRIS INC COMPANY GUAR 144A 05/29 3.625

Bond

29362UAD6

5/1/2029

3.6

86

0.3

COMMERCIAL METALS CO SR UNSECURED 03/32 4.375

Bond

201723AR4

3/15/2032

4.4

86

0.3

PARKLAND CORP COMPANY GUAR 144A 05/30 4.625

Bond

70137WAL2

5/1/2030

4.6

86

0.3

COMMERCIAL METALS CO SR UNSECURED 02/31 3.875

Bond

201723AP8

2/15/2031

3.9

85

0.3

DAVITA INC COMPANY GUAR 144A 06/30 4.625

Bond

23918KAS7

6/1/2030

4.6

83

0.3

RUSSIAN FEDERATION SR UNSECURED 144A 06/27 4.25

Bond

ACI0VXSZ1

6/23/2027

4.3

34

0.1

B78853465 CDS USD R V 03MEVENT P78853465PRO CCPCDX

Bond

99S1S1JR9

6/20/2027

1.0

2,200

0.0

EURO CURRENCY

Cash (N/A for Lot Level Data)

--

--

0.0

0

0.0

JAZZ SECURITIES DAC SR SECURED 144A 01/29 4.375

Bond

47216FAA5

1/15/2029

4.4

0

0.0

ON SEMICONDUCTOR CORP COMPANY GUAR 144A 09/28 3.875

Bond

682189AQ8

9/1/2028

3.9

0

0.0

B78853465 CDS USD P F 1.00000 P78853465FEE CCPCDX

Bond

99S1S1JS7

6/20/2027

1.0

-2,212

0.0

US 10YR NOTE (CBT)JUN22 XCBT 20220621

Future

ADI2177M7

--

0.0

3,112

-0.2

Total

--

--

--

--

30,968

92.7

Cash and Other Assets Less Liabilities

--

--

--

--

--

7.3

Total Net Assets

--

--

--

--

--

100%

as of 5/19/2022

Economic Sector

Scientific Alpha Income ETF %

Foreign Sovereign

7.3

Energy - Exploration & Production

5.6

Metals/Mining Excluding Steel

5.5

REITs

5.1

Gas Distribution

4.6

Support-Services

4.3

Food - Wholesale

3.9

Aerospace/Defense

3.9

Software/Services

3.7

Tobacco

3.7

Derivatives

3.0

Packaging

2.8

Oil Field Equipment & Services

2.8

Specialty Retail

2.6

Oil Refining & Marketing

2.5

Chemicals

2.5

Managed Care

2.4

Beverage

2.4

Pharmaceuticals

2.3

Electronics

2.1

Personal & Household Products

2.0

Medical Products

1.8

Air Transportation

1.7

Diversified Capital Goods

1.6

Electric-Generation

1.6

Machinery

1.3

Health Services

1.2

Hotels

1.2

Automakers

1.1

Electric-Distr/Trans

1.0

Environmental

1.0

Building & Construction

1.0

Tech Hardware & Equipment

1.0

Media Content

0.9

Health Facilities

0.9

Steel Producers/Products

0.9

Electric-Integrated

0.6

Building Materials

0.6

Telecom - Wireless

0.6

Food & Drug Retailers

0.6

Forestry/Paper

0.3

Media - Diversified

0.3

as of 5/19/2022

Maturity

Scientific Alpha Income ETF %

0-1 yr

1.0

1-3 yr

21.1

3-5 yr

19.7

5-7 yr

37.8

7-10 yr

12.8

10-20 yr

0.4

20-30 yr

0.0

Over 30 yr

0.0

as of 5/19/2022

Duration

Scientific Alpha Income ETF %

0-1 yr

1.3

1-3 yr

26.1

3-5 yr

28.9

5-7 yr

33.2

7-10 yr

3.2

10-20 yr

0.0

20-30 yr

0.0

Over 30 yr

0.0

Investment Team

BlueCove Limited


BlueCove Limited (“BlueCove”) is a scientific asset management firm founded in 2018 that brings together leading fixed income industry investment and engineering professionals. BlueCove was founded with the specific purpose of delivering superior investment outcomes for investors by researching and developing state-of-the-art scientific investment processes applicable to fixed income investment management.

Learn More About BlueCove

Documents

Fund Documents

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Scientific Alpha Income ETF Quarterly Report

05/02/2022
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Scientific Alpha Income ETF Strategy Profile

09/23/2021
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Introducing BlueCove

12/14/2021
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What is Scientific Fixed Income Investing?

12/14/2021

Regulatory

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Scientific Alpha Income ETF Summary Prospectus

03/02/2022
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Harbor ETF Prospectus

03/02/2022
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ETF Annual Report

12/23/2021
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ETF Statement of Additional Information

03/02/2022
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ETF Fiscal Q1 Schedule of Holdings

03/31/2022

All investments involve risk including the possible loss of principal. Fixed income securities fluctuate in price in response to various factors, including changes in interest rates, changes in market conditions and issuer-specific events, and the value of your investment in the Fund may go down. There is a greater risk that the Fund will lose money because they invest in below- investment grade fixed income securities and unrated securities of similar credit quality (commonly referred to as “high-yield securities” or “junk bonds”). These securities are considered speculative because they have a higher risk of issuer default, are subject to greater price volatility and may be illiquid. Because the Fund may invest in securities of foreign issuers, an investment in the Fund is subject to special risks in addition to those of U.S. securities. These risks include heightened political and economic risks, greater volatility, currency fluctuations, higher transaction costs, delayed settlement, possible foreign controls on investment, possible sanctions by government bodies of other countries and less stringent investor protection and disclosure standards of foreign markets.

Shares are bought and sold at market price not net asset value (NAV). Market price returns are based upon the closing composite market price and do not represent the returns you would receive if you traded shares at other times.

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Harbor Funds Distributors, Inc. is the Distributor of the Harbor Mutual Funds.
Foreside Fund Services, LLC is the Distributor of the Harbor ETFs.  

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Investing involves risk and the potential loss of capital.

Investors should carefully consider the investment objectives, risks, charges and expenses of a fund before investing. To obtain a summary prospectus or prospectus for this and other information, click here or call 800-422-1050. Read it carefully before investing.

All trademarks or product names mentioned herein are the property of their respective owners. Copyright © 2022 Harbor Capital Advisors, Inc. All rights reserved.