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Harbor Scientific Alpha Income ETF (SIFI)

Overview
Performance
Holdings
Documents
Investment Team

Overview

Current Price

as of 10/15/2021

NAV Price

$49.29

NAV Daily Change ($)

-$0.02

NAV Daily Change (%)

-0.03%

YTD Return

-1.41%

Market Price

$49.40

Market Daily Change ($)

-$0.05

Market Daily Change (%)

-0.10%

Market YTD Return

-1.20%

Fund Facts

Inception Date

9/14/2021

Net Expense Ratio

0.50%

Gross Expense Ratio

0.50%

Total Net Assets (million)
(As of 10/15/2021)

$34.505

Shares Outstanding
(As of 10/15/2021)

700,000

Ticker

SIFI

Cusip

41151J208

ISIN

US41151J2087

Benchmark

The Bloomberg Barclays U.S. Aggregate Bond Index

Exchange

NYSE

Distributor

Foreside Fund Services, LLC

Investment Objective

The Fund seeks total return

Morningstar Category

Multi-Sector Bond

Dividend Frequency

Monthly

Pricing/Trading

as of 10/15/2021

Bid/Ask Mid Price

$49.41

Closing Market Price

$49.40

Premium/Discount ($)

$0.11

Premium/Discount (%)

0.23%

 

Q3 2021

Q4 2021

Since Incp.

Days Traded at a Premium111122
Days Traded at a Discount000
30-Day Median Bid/Ask Spread

0.10%

Exchange Volume (Shares)

8,503

Trading Currency

USD

Historical Premium Discount to NAV

Q3 2021
Q4 2021
left quote

Seeking an alternative approach to income?

right quote

Consider Harbor scientific fixed income ETFs

Performance

Total Returns

MONTH-END
QUARTER-END
MONTH-BY-MONTH
YEAR-BY-YEAR

Fund Name

Since Inception

Net Expense Ratio

Gross Expense Ratio

Scientific Alpha Income ETF

-1.13%

0.50%

0.50%

Bloomberg Barclays U.S. Aggregate Bond Index

-1.21%

--

--

Performance data shown represents past performance and is no guarantee of future results. Past performance is net of management fees and expenses and reflects reinvested dividends and distributions. Past performance reflects the beneficial effect of any expense waivers or reimbursements, without which returns would have been lower. Investment returns and principal value will fluctuate and when redeemed may be worth more or less than their original cost. Returns for periods less than one year are not annualized. Current performance may be higher or lower and is available through the most recent month end at harborfunds.com or by calling 800-422-1050.

The Bloomberg Barclays U.S. Aggregate Bond Index is an unmanaged index of investment-grade fixed-rate debt issues with maturities of at least one year. This unmanaged index does not reflect fees and expenses and is not available for direct investment.

Price History

TABLE
CHART
DatePrice (NAV)

9/14/2021

$50.00

9/15/2021

$49.95

9/16/2021

$49.91

9/17/2021

$49.84

9/20/2021

$49.77

9/21/2021

$49.82

9/22/2021

$49.84

9/23/2021

$49.72

9/24/2021

$49.63

9/27/2021

$49.55

9/28/2021

$49.39

9/29/2021

$49.43

9/30/2021

$49.44

10/1/2021

$49.55

10/4/2021

$49.45

10/5/2021

$49.41

10/6/2021

$49.30

10/7/2021

$49.32

10/8/2021

$49.24

10/11/2021

$49.21

10/12/2021

$49.15

10/13/2021

$49.15

10/14/2021

$49.31

10/15/2021

$49.29

Distribution History

Sorry, there is no data available for this fund

Holdings

Portfolio Characteristics

as of 10/14/2021

Scientific Alpha Income ETF

Number of Bonds

164

Avg. Market Coupon (%)

4.39

Wtd. Avg. Maturity (yrs)

6.11

Wtd. Avg. Duration (yrs)

4.93

Top Ten Holdings

as of 10/14/2021

Company Name

Maturity Date

Coupon Rate (%)

Value ($000's)

% of Net Assets

US DOLLAR

--

0.0

917

2.7

NET OTHER ASSETS

--

0.0

728

2.1

TRIMBLE INC SR UNSECURED 06/28 4.9

6/15/2028

4.9

346

1.0

L3HARRIS TECH INC SR UNSECURED 06/28 4.4

6/15/2028

4.4

341

1.0

GLP CAPITAL LP / FIN II COMPANY GUAR 04/26 5.375

4/15/2026

5.4

340

1.0

ZOETIS INC SR UNSECURED 08/28 3.9

8/20/2028

3.9

337

1.0

REPUBLIC SERVICES INC SR UNSECURED 05/28 3.95

5/15/2028

4.0

337

1.0

HCA INC SR SECURED 02/27 4.5

2/15/2027

4.5

337

1.0

VERISIGN INC SR UNSECURED 04/25 5.25

4/1/2025

5.3

337

1.0

O REILLY AUTOMOTIVE INC SR UNSECURED 09/27 3.6

9/1/2027

3.6

332

1.0

% of Total Holdings:

--

--

--

12.8%

This information should not be considered as a recommendation to purchase or sell a particular security. The holdings mentioned may change at any time and may not represent current or future investments.

as of 10/14/2021

Company Name

Category Name

Cusip

Maturity Date

Coupon Rate (%)

Market Value ($000's)

% of Net Assets

US DOLLAR

Cash (N/A for Lot Level Data)

--

--

0.0

917

2.7

NET OTHER ASSETS

--

--

--

0.0

728

2.1

TRIMBLE INC SR UNSECURED 06/28 4.9

Bond

896239AC4

6/15/2028

4.9

346

1.0

L3HARRIS TECH INC SR UNSECURED 06/28 4.4

Bond

502431AM1

6/15/2028

4.4

341

1.0

GLP CAPITAL LP / FIN II COMPANY GUAR 04/26 5.375

Bond

361841AH2

4/15/2026

5.4

340

1.0

ZOETIS INC SR UNSECURED 08/28 3.9

Bond

98978VAN3

8/20/2028

3.9

337

1.0

REPUBLIC SERVICES INC SR UNSECURED 05/28 3.95

Bond

760759AT7

5/15/2028

4.0

337

1.0

HCA INC SR SECURED 02/27 4.5

Bond

404119BU2

2/15/2027

4.5

337

1.0

VERISIGN INC SR UNSECURED 04/25 5.25

Bond

92343EAH5

4/1/2025

5.3

337

1.0

O REILLY AUTOMOTIVE INC SR UNSECURED 09/27 3.6

Bond

67103HAF4

9/1/2027

3.6

332

1.0

IHS MARKIT LTD COMPANY GUAR 144A 02/25 4.75

Bond

44962LAB3

2/15/2025

4.8

331

1.0

NVENT FINANCE SARL COMPANY GUAR 04/28 4.55

Bond

67078AAD5

4/15/2028

4.5

330

1.0

THERMO FISHER SCIENTIFIC SR UNSECURED 03/25 4.133

Bond

883556CF7

3/25/2025

4.1

329

1.0

LABORATORY CORP OF AMER SR UNSECURED 09/27 3.6

Bond

50540RAU6

9/1/2027

3.6

329

1.0

MCDONALD S CORP SR UNSECURED 01/26 3.7

Bond

58013MEY6

1/30/2026

3.7

329

1.0

AMCOR FINANCE USA INC COMPANY GUAR 04/26 3.625

Bond

02343UAG0

4/28/2026

3.6

326

0.9

QUEST DIAGNOSTICS INC SR UNSECURED 06/26 3.45

Bond

74834LAZ3

6/1/2026

3.5

325

0.9

NORTHROP GRUMMAN CORP SR UNSECURED 01/28 3.25

Bond

666807BN1

1/15/2028

3.3

325

0.9

AUTOZONE INC SR UNSECURED 04/25 3.625

Bond

053332AY8

4/15/2025

3.6

324

0.9

BAE SYSTEMS HOLDINGS INC COMPANY GUAR 144A 10/24 3.8

Bond

05523UAK6

10/7/2024

3.8

323

0.9

PERRIGO FINANCE UNLIMITE COMPANY GUAR 03/26 4.375

Bond

71429MAB1

3/15/2026

4.4

322

0.9

WESTINGHOUSE AIR BRAKE COMPANY GUAR 03/24 4.4

Bond

960386AN0

3/15/2024

4.4

322

0.9

BROOKLYN UNION GAS CO SR UNSECURED 144A 03/26 3.407

Bond

114259AN4

3/10/2026

3.4

320

0.9

ARCONIC CORP SECURED 144A 02/28 6.125

Bond

03966VAA5

2/15/2028

6.1

316

0.9

NOVELIS CORP COMPANY GUAR 144A 01/30 4.75

Bond

670001AE6

1/30/2030

4.8

315

0.9

AMERICAN TOWER CORP SR UNSECURED 01/27 2.75

Bond

03027XAX8

1/15/2027

2.8

315

0.9

IRON MOUNTAIN INC COMPANY GUAR 144A 07/30 5.25

Bond

46284VAJ0

7/15/2030

5.3

314

0.9

CYRUSONE LP/CYRUSONE FIN COMPANY GUAR 11/24 2.9

Bond

23283PAQ7

11/15/2024

2.9

313

0.9

DH EUROPE FINANCE II COMPANY GUAR 11/24 2.2

Bond

23291KAG0

11/15/2024

2.2

312

0.9

AVANTOR FUNDING INC COMPANY GUAR 144A 07/28 4.625

Bond

05352TAA7

7/15/2028

4.6

312

0.9

MATADOR RESOURCES CO COMPANY GUAR 09/26 5.875

Bond

576485AE6

9/15/2026

5.9

311

0.9

BOMBARDIER INC SR UNSECURED 144A 04/27 7.875

Bond

097751BT7

4/15/2027

7.9

311

0.9

FRONTIER COMMUNICATIONS SECURED 144A 05/29 6.75

Bond

35906ABG2

5/1/2029

6.8

311

0.9

BUILDERS FIRSTSOURCE INC COMPANY GUAR 144A 02/32 4.25

Bond

12008RAP2

2/1/2032

4.3

307

0.9

DAVITA INC COMPANY GUAR 144A 06/30 4.625

Bond

23918KAS7

6/1/2030

4.6

306

0.9

HILTON GRAND VAC BOR ESC SR UNSECURED 144A 06/29 5

Bond

43284MAA6

6/1/2029

5.0

305

0.9

MARVELL TECHNOLOGY INC COMPANY GUAR 04/28 2.45

Bond

573874AF1

4/15/2028

2.5

304

0.9

HILTON DOMESTIC OPERATIN COMPANY GUAR 144A 05/31 4

Bond

432833AL5

5/1/2031

4.0

304

0.9

SENSATA TECHNOLOGIES BV COMPANY GUAR 144A 04/29 4

Bond

81725WAK9

4/15/2029

4.0

304

0.9

OPEN TEXT CORP COMPANY GUAR 144A 02/28 3.875

Bond

683715AC0

2/15/2028

3.9

304

0.9

CCO HLDGS LLC/CAP CORP SR UNSECURED 144A 06/33 4.5

Bond

1248EPCL5

6/1/2033

4.5

304

0.9

1011778 BC / NEW RED FIN SR SECURED 144A 01/28 3.875

Bond

68245XAH2

1/15/2028

3.9

303

0.9

XYLEM INC SR UNSECURED 01/28 1.95

Bond

98419MAM2

1/30/2028

1.9

301

0.9

STRYKER CORP SR UNSECURED 06/25 1.15

Bond

863667BA8

6/15/2025

1.1

301

0.9

BLACK KNIGHT INFOSERV LL COMPANY GUAR 144A 09/28 3.625

Bond

092174AA9

9/1/2028

3.6

301

0.9

VECTOR GROUP LTD SR SECURED 144A 02/29 5.75

Bond

92240MBL1

2/1/2029

5.8

299

0.9

VMED O2 UK FINAN SR SECURED 144A 01/31 4.25

Bond

92858RAA8

1/31/2031

4.3

296

0.9

BROADCOM INC COMPANY GUAR 144A 02/28 1.95

Bond

11135FBE0

2/15/2028

1.9

296

0.9

SBA COMMUNICATIONS CORP SR UNSECURED 144A 02/29 3.125

Bond

78410GAE4

2/1/2029

3.1

292

0.8

BALL CORP COMPANY GUAR 08/30 2.875

Bond

058498AW6

8/15/2030

2.9

291

0.8

PERNOD RIC INTL FIN LLC COMPANY GUAR 144A 04/28 1.25

Bond

71427QAA6

4/1/2028

1.3

287

0.8

TARGA RESOURCES PARTNERS COMPANY GUAR 03/30 5.5

Bond

87612BBQ4

3/1/2030

5.5

264

0.8

EQT CORP SR UNSECURED 02/30 7.5

Bond

26884LAG4

2/1/2030

7.5

257

0.7

KEURIG DR PEPPER INC COMPANY GUAR 05/28 4.597

Bond

49271VAF7

5/25/2028

4.6

231

0.7

MOTOROLA SOLUTIONS INC SR UNSECURED 02/28 4.6

Bond

620076BL2

2/23/2028

4.6

231

0.7

RANGE RESOURCES CORP COMPANY GUAR 144A 01/29 8.25

Bond

75281ABH1

1/15/2029

8.3

227

0.7

BATH + BODY WORKS INC COMPANY GUAR 144A 10/30 6.625

Bond

501797AW4

10/1/2030

6.6

225

0.7

DOMINICAN REPUBLIC SR UNSECURED 144A 01/27 5.95

Bond

25714PDT2

1/25/2027

6.0

225

0.7

ANTERO RESOURCES CORP COMPANY GUAR 144A 02/29 7.625

Bond

03674XAQ9

2/1/2029

7.6

223

0.6

RUSSIAN FEDERATION SR UNSECURED 144A 06/27 4.25

Bond

ACI0VXSZ1

6/23/2027

4.3

223

0.6

HUNGARY SR UNSECURED 03/24 5.375

Bond

445545AL0

3/25/2024

5.4

221

0.6

ASTON MARTIN CAPITAL HOL SR SECURED 144A 11/25 10.5

Bond

04625HAG4

11/30/2025

10.5

221

0.6

KINGDOM OF BAHRAIN SR UNSECURED 144A 01/26 7

Bond

05674RAF1

1/26/2026

7.0

220

0.6

CARLISLE COS INC SR UNSECURED 12/27 3.75

Bond

142339AH3

12/1/2027

3.8

220

0.6

UNITED MEXICAN STATES SR UNSECURED 01/28 3.75

Bond

91087BAE0

1/11/2028

3.8

219

0.6

CUSHMAN + WAKEFIELD US SR SECURED 144A 05/28 6.75

Bond

23166MAA1

5/15/2028

6.8

216

0.6

REPUBLIC OF INDONESIA SR UNSECURED 01/28 3.5

Bond

455780CD6

1/11/2028

3.5

215

0.6

YUM BRANDS INC SR UNSECURED 144A 01/30 4.75

Bond

988498AL5

1/15/2030

4.8

215

0.6

REPUBLIC OF PHILIPPINES SR UNSECURED 01/24 4.2

Bond

718286BY2

1/21/2024

4.2

214

0.6

ALCOA NEDERLAND HOLDING COMPANY GUAR 144A 12/27 5.5

Bond

013822AE1

12/15/2027

5.5

214

0.6

NEXTERA ENERGY OPERATING COMPANY GUAR 144A 09/27 4.5

Bond

65342QAB8

9/15/2027

4.5

214

0.6

DOVER CORP SR UNSECURED 11/25 3.15

Bond

260003AM0

11/15/2025

3.1

214

0.6

AGILENT TECHNOLOGIES INC SR UNSECURED 09/26 3.05

Bond

00846UAK7

9/22/2026

3.0

214

0.6

RENT A CENTER INC COMPANY GUAR 144A 02/29 6.375

Bond

76009NAL4

2/15/2029

6.4

212

0.6

HORIZON THERAPEUTICS USA COMPANY GUAR 144A 08/27 5.5

Bond

44055PAA4

8/1/2027

5.5

211

0.6

FED REPUBLIC OF BRAZIL SR UNSECURED 01/28 4.625

Bond

105756BZ2

1/13/2028

4.6

210

0.6

CHURCHILL DOWNS INC COMPANY GUAR 144A 01/28 4.75

Bond

171484AE8

1/15/2028

4.8

209

0.6

JAMES HARDIE INTL FIN COMPANY GUAR 144A 01/28 5

Bond

47032FAB5

1/15/2028

5.0

209

0.6

FREEPORT MCMORAN INC COMPANY GUAR 09/27 5

Bond

35671DCC7

9/1/2027

5.0

209

0.6

ENCOMPASS HEALTH CORP COMPANY GUAR 02/30 4.75

Bond

29261AAB6

2/1/2030

4.8

208

0.6

CDW LLC/CDW FINANCE COMPANY GUAR 04/28 4.25

Bond

12513GBD0

4/1/2028

4.3

208

0.6

PDC ENERGY INC COMPANY GUAR 05/26 5.75

Bond

69327RAJ0

5/15/2026

5.8

208

0.6

ENVIVA PARTNERS LP/FIN C COMPANY GUAR 144A 01/26 6.5

Bond

29413XAD9

1/15/2026

6.5

207

0.6

ITALY GOV T INT BOND SR UNSECURED 10/24 2.375

Bond

465410BX5

10/17/2024

2.4

207

0.6

SERVICE CORP INTL SR UNSECURED 05/31 4

Bond

817565CG7

5/15/2031

4.0

206

0.6

OMAN GOV INTERNTL BOND SR UNSECURED 144A 06/26 4.75

Bond

682051AC1

6/15/2026

4.8

206

0.6

SUPERIOR PLUS/GEN PRTNR COMPANY GUAR 144A 03/29 4.5

Bond

86828LAC6

3/15/2029

4.5

206

0.6

FMG RESOURCES AUG 2006 COMPANY GUAR 144A 04/31 4.375

Bond

30251GBC0

4/1/2031

4.4

205

0.6

TEMPUR SEALY INTL INC COMPANY GUAR 144A 04/29 4

Bond

88023UAH4

4/15/2029

4.0

205

0.6

CARVANA CO COMPANY GUAR 144A 10/28 5.875

Bond

146869AD4

10/1/2028

5.9

205

0.6

VALVOLINE INC COMPANY GUAR 144A 02/30 4.25

Bond

92047WAD3

2/15/2030

4.3

205

0.6

REPUBLIC OF TURKEY SR UNSECURED 03/24 5.75

Bond

900123CF5

3/22/2024

5.8

205

0.6

STARBUCKS CORP SR UNSECURED 03/27 2

Bond

855244AV1

3/12/2027

2.0

204

0.6

PARKLAND CORP/CANADA COMPANY GUAR 144A 10/29 4.5

Bond

70137WAG3

10/1/2029

4.5

204

0.6

GARTNER INC COMPANY GUAR 144A 06/29 3.625

Bond

366651AG2

6/15/2029

3.6

203

0.6

TRANSDIGM INC COMPANY GUAR 05/29 4.875

Bond

893647BQ9

5/1/2029

4.9

202

0.6

ELEMENT SOLUTIONS INC COMPANY GUAR 144A 09/28 3.875

Bond

28618MAA4

9/1/2028

3.9

201

0.6

SWITCH LTD COMPANY GUAR 144A 09/28 3.75

Bond

87105NAA8

9/15/2028

3.8

201

0.6

PRIMO WATER HOLDINGS INC COMPANY GUAR 144A 04/29 4.375

Bond

74168LAA4

4/30/2029

4.4

200

0.6

SYNEOS HEALTH INC COMPANY GUAR 144A 01/29 3.625

Bond

87166BAA0

1/15/2029

3.6

198

0.6

ZI TECH LLC/ZI FIN CORP COMPANY GUAR 144A 02/29 3.875

Bond

98981BAA0

2/1/2029

3.9

198

0.6

INGEVITY CORP COMPANY GUAR 144A 11/28 3.875

Bond

45688CAB3

11/1/2028

3.9

198

0.6

CATALENT PHARMA SOLUTION COMPANY GUAR 144A 02/29 3.125

Bond

14879EAH1

2/15/2029

3.1

198

0.6

ZIFF DAVIS INC COMPANY GUAR 144A 10/30 4.625

Bond

48123VAF9

10/15/2030

4.6

184

0.5

ARAB REPUBLIC OF EGYPT SR UNSECURED REGS 02/31 5.875

Bond

ACI1VRKW7

2/16/2031

5.9

183

0.5

SEALED AIR CORP COMPANY GUAR 144A 07/33 6.875

Bond

81211KAK6

7/15/2033

6.9

128

0.4

BATH + BODY WORKS INC COMPANY GUAR 06/29 7.5

Bond

501797AR5

6/15/2029

7.5

113

0.3

ANTERO RESOURCES CORP COMPANY GUAR 144A 07/26 8.375

Bond

03674XAN6

7/15/2026

8.4

113

0.3

TARGA RESOURCES PARTNERS COMPANY GUAR 01/29 6.875

Bond

87612BBN1

1/15/2029

6.9

112

0.3

WINNEBAGO INDUSTRIES SR SECURED 144A 07/28 6.25

Bond

974637AC4

7/15/2028

6.3

108

0.3

MATCH GROUP HLD II LLC SR UNSECURED 144A 02/29 5.625

Bond

57665RAJ5

2/15/2029

5.6

108

0.3

UKRAINE GOVERNMENT SR UNSECURED REGS 09/23 7.75

Bond

X5S005UH2

9/1/2023

7.8

107

0.3

COMPASS MINERALS INTERNA COMPANY GUAR 144A 12/27 6.75

Bond

20451NAG6

12/1/2027

6.8

106

0.3

SEALED AIR CORP COMPANY GUAR 144A 12/27 4

Bond

81211KAY6

12/1/2027

4.0

106

0.3

LAMAR MEDIA CORP COMPANY GUAR 01/29 4.875

Bond

513075BW0

1/15/2029

4.9

106

0.3

ACADIA HEALTHCARE CO INC COMPANY GUAR 144A 07/28 5.5

Bond

00404AAN9

7/1/2028

5.5

105

0.3

DELEK LOG PART/FINANCE COMPANY GUAR 144A 06/28 7.125

Bond

24665FAC6

6/1/2028

7.1

105

0.3

GARTNER INC COMPANY GUAR 144A 07/28 4.5

Bond

366651AC1

7/1/2028

4.5

105

0.3

INSTALLED BUILDING PRODU COMPANY GUAR 144A 02/28 5.75

Bond

45780RAA9

2/1/2028

5.8

105

0.3

YUM BRANDS INC SR UNSECURED 01/32 4.625

Bond

988498AP6

1/31/2032

4.6

105

0.3

BAYTEX ENERGY CORP SR UNSECURED 144A 04/27 8.75

Bond

07317QAH8

4/1/2027

8.8

105

0.3

MATCH GROUP HLD II LLC SR UNSECURED 144A 12/27 5

Bond

57665RAG1

12/15/2027

5.0

105

0.3

MATCH GROUP HLD II LLC SR UNSECURED 144A 06/28 4.625

Bond

57665RAN6

6/1/2028

4.6

105

0.3

ADVANCED DRAINAGE SYSTEM COMPANY GUAR 144A 09/27 5

Bond

00790RAA2

9/30/2027

5.0

104

0.3

ENTEGRIS INC COMPANY GUAR 144A 04/28 4.375

Bond

29362UAC8

4/15/2028

4.4

104

0.3

CHARLES RIVER LABORATORI COMPANY GUAR 144A 03/31 4

Bond

159864AJ6

3/15/2031

4.0

104

0.3

CATALENT PHARMA SOLUTION COMPANY GUAR 144A 07/27 5

Bond

14879EAE8

7/15/2027

5.0

104

0.3

BRISTOW GROUP INC SR SECURED 144A 03/28 6.875

Bond

11040GAA1

3/1/2028

6.9

104

0.3

IAA INC SR UNSECURED 144A 06/27 5.5

Bond

449253AB9

6/15/2027

5.5

104

0.3

ISTAR INC SR UNSECURED 02/26 5.5

Bond

45031UCJ8

2/15/2026

5.5

104

0.3

FREEPORT MCMORAN INC COMPANY GUAR 03/28 4.125

Bond

35671DCE3

3/1/2028

4.1

104

0.3

AMN HEALTHCARE INC COMPANY GUAR 144A 10/27 4.625

Bond

00175PAB9

10/1/2027

4.6

104

0.3

CHARLES RIVER LABORATORI COMPANY GUAR 144A 05/28 4.25

Bond

159864AE7

5/1/2028

4.3

104

0.3

WILLIAMS SCOTSMAN INTL SR SECURED 144A 08/28 4.625

Bond

96950GAE2

8/15/2028

4.6

104

0.3

TRANSDIGM INC COMPANY GUAR 11/27 5.5

Bond

893647BL0

11/15/2027

5.5

104

0.3

KORN/FERRY INTERNATIONAL COMPANY GUAR 144A 12/27 4.625

Bond

50067PAA7

12/15/2027

4.6

103

0.3

ACADIA HEALTHCARE CO INC COMPANY GUAR 144A 04/29 5

Bond

00404AAP4

4/15/2029

5.0

103

0.3

ATKORE INC SR UNSECURED 144A 06/31 4.25

Bond

047649AA6

6/1/2031

4.3

103

0.3

MINERALS TECHNOLOGIES IN COMPANY GUAR 144A 07/28 5

Bond

603158AA4

7/1/2028

5.0

103

0.3

MODIVCARE ESCROW ISSUER SR UNSECURED 144A 10/29 5

Bond

60783XAA2

10/1/2029

5.0

103

0.3

TELEFLEX INC COMPANY GUAR 144A 06/28 4.25

Bond

879369AG1

6/1/2028

4.3

103

0.3

ALLIANCE RES OP/FINANCE COMPANY GUAR 144A 05/25 7.5

Bond

01879NAA3

5/1/2025

7.5

102

0.3

VM CONSOLIDATED INC COMPANY GUAR 144A 04/29 5.5

Bond

91835HAA0

4/15/2029

5.5

102

0.3

SYNAPTICS INC COMPANY GUAR 144A 06/29 4

Bond

87157DAG4

6/15/2029

4.0

102

0.3

PTC INC COMPANY GUAR 144A 02/28 4

Bond

69370CAC4

2/15/2028

4.0

102

0.3

AUTOMATION TOOLING SYSTE COMPANY GUAR 144A 12/28 4.125

Bond

001940AC9

12/15/2028

4.1

101

0.3

GRAPHIC PACKAGING INTERN COMPANY GUAR 144A 03/28 3.5

Bond

38869AAB3

3/15/2028

3.5

101

0.3

CDW LLC/CDW FINANCE COMPANY GUAR 02/29 3.25

Bond

12513GBF5

2/15/2029

3.3

101

0.3

CHARLES RIVER LABORATORI COMPANY GUAR 144A 03/29 3.75

Bond

159864AG2

3/15/2029

3.8

101

0.3

CROCS INC COMPANY GUAR 144A 03/29 4.25

Bond

227046AA7

3/15/2029

4.3

101

0.3

CARVANA CO COMPANY GUAR 144A 04/27 5.5

Bond

146869AF9

4/15/2027

5.5

101

0.3

TOPBUILD CORP COMPANY GUAR 144A 03/29 3.625

Bond

89055FAB9

3/15/2029

3.6

101

0.3

H.B. FULLER CO SR UNSECURED 10/28 4.25

Bond

40410KAA3

10/15/2028

4.3

101

0.3

BONANZA CREEK ENERGY INC COMPANY GUAR 144A 10/26 5

Bond

097793AE3

10/15/2026

5.0

101

0.3

TRINET GROUP INC COMPANY GUAR 144A 03/29 3.5

Bond

896288AA5

3/1/2029

3.5

101

0.3

CARRIAGE SERVICES INC COMPANY GUAR 144A 05/29 4.25

Bond

143905AP2

5/15/2029

4.3

100

0.3

SERVICE CORP INTL SR UNSECURED 08/30 3.375

Bond

817565CF9

8/15/2030

3.4

99

0.3

GRAPHIC PACKAGING INTERN COMPANY GUAR 144A 03/29 3.5

Bond

38869AAC1

3/1/2029

3.5

99

0.3

CROCS INC COMPANY GUAR 144A 08/31 4.125

Bond

227046AB5

8/15/2031

4.1

99

0.3

VALVOLINE INC SR UNSECURED 144A 06/31 3.625

Bond

92047WAG6

6/15/2031

3.6

98

0.3

TELESAT CANADA/TELESAT L SR SECURED 144A 12/26 5.625

Bond

87952VAR7

12/6/2026

5.6

95

0.3

TELESAT CANADA/TELESAT L SR SECURED 144A 06/27 4.875

Bond

87952VAP1

6/1/2027

4.9

92

0.3

TELESAT CANADA/TELESAT L COMPANY GUAR 144A 10/27 6.5

Bond

87952VAM8

10/15/2027

6.5

84

0.2

S82452897 CDS USD R F 1.00000 P82452897FEE CCPCDX

Bond

99S1O45L5

12/20/2026

1.0

16,385

0.0

S82452897 CDS USD P V 03MEVENT P82452897PRO CCPCDX

Bond

99S1O45M3

12/20/2026

1.0

-16,000

0.0

US 10YR NOTE (CBT)DEC21 XCBT 20211221

Future

ADI1WTCQ2

12/21/2021

0.0

3,288

-0.1

Total

--

--

--

--

38,228

100.2

Cash and Other Assets Less Liabilities

--

--

--

--

--

-0.2

Total Net Assets

--

--

--

--

--

100%

as of 10/14/2021

Economic Sector

Scientific Alpha Income ETF %

Derivatives

57.0

Foreign Sovereign

7.8

Health Services

6.1

Software/Services

5.0

Specialty Retail

5.0

REITs

4.9

Aerospace/Defense

4.7

Medical Products

4.6

Energy - Exploration & Production

4.5

Metals/Mining Excluding Steel

4.3

Electronics

4.2

Support-Services

4.0

Pharmaceuticals

3.4

Restaurants

3.4

Packaging

3.1

Chemicals

3.0

Machinery

2.7

Health Facilities

2.2

Beverage

2.1

Diversified Capital Goods

1.9

Building Materials

1.8

Hotels

1.8

Telecom - Wireline Integrated & Services

1.8

Gas Distribution

1.7

Advertising

1.2

Environmental

1.0

Automakers

1.0

Non-Electric Utilities

0.9

Oil Refining & Marketing

0.9

Cable & Satellite TV

0.9

Tobacco

0.9

Telecom - Satellite

0.8

Tech Hardware & Equipment

0.7

RealEstate Dev & Mgt

0.6

Electric-Generation

0.6

Forestry/Paper

0.6

Gaming

0.6

Building & Construction

0.6

Personal & Household Products

0.6

Oil Field Equipment & Services

0.3

as of 10/14/2021

Maturity

Scientific Alpha Income ETF %

0-1 yr

0.0

1-3 yr

4.0

3-5 yr

19.1

5-7 yr

40.0

7-10 yr

30.5

10-20 yr

2.5

20-30 yr

0.0

Over 30 yr

0.0

as of 10/14/2021

Duration

Scientific Alpha Income ETF %

0-1 yr

4.6

1-3 yr

22.4

3-5 yr

35.7

5-7 yr

29.9

7-10 yr

3.6

10-20 yr

0.0

20-30 yr

0.0

Over 30 yr

0.0

Forms & Resources

Fund Documents

nav icon

Scientific Alpha Income ETF Strategy Profile

09/23/2021

Regulatory

nav icon

Scientific Alpha High-Yield ETF Summary Prospectus

09/21/2021
nav icon

Fixed Income ETF Prospectus

09/21/2021
nav icon

Statement of Additional Information ETF

09/20/2021

Management

BlueCove Limited


BlueCove Limited (“BlueCove”) is a scientific asset management firm founded in 2018 that brings together leading fixed income industry investment and engineering professionals. BlueCove was founded with the specific purpose of delivering superior investment outcomes for investors by researching and developing state-of-the-art scientific investment processes applicable to fixed income investment management.

Foreside Fund Services, LLC is the Distributor of the Harbor ETF Trust.

Learn More About BlueCove.

BlueCove Limited is a third-party subadviser to the Harbor Scientfic Alpha High-Yield ETF and the Harbor Scientfic Alpha Income ETF.

All investments involve risk including the possible loss of principal. Fixed income securities fluctuate in price in response to various factors, including changes in interest rates, changes in market conditions and issuer-specific events, and the value of your investment in the Fund may go down. There is a greater risk that the Fund will lose money because they invest in below- investment grade fixed income securities and unrated securities of similar credit quality (commonly referred to as “high-yield securities” or “junk bonds”). These securities are considered speculative because they have a higher risk of issuer default, are subject to greater price volatility and may be illiquid. Because the Fund may invest in securities of foreign issuers, an investment in the Fund is subject to special risks in addition to those of U.S. securities. These risks include heightened political and economic risks, greater volatility, currency fluctuations, higher transaction costs, delayed settlement, possible foreign controls on investment, possible sanctions by government bodies of other countries and less stringent investor protection and disclosure standards of foreign markets.

Shares are bought and sold at market price not net asset value (NAV). Market price returns are based upon the closing composite market price and do not represent the returns you would receive if you traded shares at other times.

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Harbor Funds Distributors, Inc. is the Distributor of the Harbor Mutual Funds.
Foreside Fund Services, LLC is the Distributor of the Harbor ETFs.  

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Investing involves risk and the potential loss of capital.

Investors should carefully consider the investment objectives, risks, charges and expenses of a fund before investing. To obtain a summary prospectus or prospectus for this and other information, click here or call 800-422-1050. Read it carefully before investing.

All trademarks or product names mentioned herein are the property of their respective owners. Copyright © 2021 Harbor Capital Advisors, Inc. All rights reserved.