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Harbor Corporate Culture Leaders ETF (HAPY)

Access a data-driven strategy that seeks to capture the link between strong corporate culture and equity value.

Welcome
Overview
Performance
Holdings
Investment Team
Documents

Overview

Current Price

as of 8/12/2022

NAV Price

$19.02

NAV Daily Change ($)

$0.37

NAV Daily Change (%)

1.98%

NAV YTD Return

-1.50%

Market Price

$19.01

Market Daily Change ($)

$0.36

Market Daily Change (%)

1.93%

Market YTD Return

-1.55%

Fund Facts

Inception Date

2/23/2022

Expense Ratio (%)

0.50%disclaimer

Total Net Assets (million)
(As of 8/15/2022)

$8.084

Shares Outstanding
(As of 8/15/2022)

425,000

Ticker

HAPY

Cusip

41151J604

ISIN

US41151J6047

Benchmark

Human Capital Factor Unconstrained Index

Exchange

NYSE

Distributor

Foreside Fund Services, LLC

Investment Objective

Seeks to track the Human Capital Factor Unconstrained Index*

Morningstar Category

--

Dividend Frequency

Annually

Pricing/Trading

as of 8/12/2022

Bid/Ask Mid Price

$19.03

Closing Market Price

$19.01

Premium/Discount ($)

$0.01

Premium/Discount (%)

0.04%

 

Q1 2022

Q2 2022

Q3 2022

YTD

Days Traded at a Premium266229117
Days Traded at a Discount0011
30-Day Median Bid/Ask Spread

0.32%

Exchange Volume (Shares)

680

Trading Currency

USD

Historical Premium Discount to NAV

Q1 2022
Q2 2022
Q3 2022
left quote

"Of all the investments companies make, creating a strong corporate culture is one of the best ways to create value. This is why employee behavior and motivation can be such an important element of stock market performance."

right quote

Dan Ariely

Behavioral Economist, Co-Founder, Irrational Capital

Performance

Total Returns

MONTH-END
QUARTER-END
YEAR-BY-YEAR
MONTH-BY-MONTH

Fund Name

3 Mo.

Since Inception

Net Expense Ratio

Gross Expense Ratio

Corporate Culture Leaders ETF

-3.91%

-9.74%

0.50%disclaimer

0.50%

Fund Market Price

-3.91%

-9.68%

--

--

Human Capital Factor Unconstrained Index

-3.45%

-9.35%

--

--

Performance data shown represents past performance and is no guarantee of future results. Past performance is net of management fees and expenses and reflects reinvested dividends and distributions. Past performance reflects the beneficial effect of any expense waivers or reimbursements, without which returns would have been lower. Investment returns and principal value will fluctuate and when redeemed may be worth more or less than their original cost. Returns for periods less than one year are not annualized. Current performance may be higher or lower and is available through the most recent month end at harborcapital.com or by calling 800-422-1050.

The Human Capital Factor Unconstrained Index is designed to deliver exposure to equity securities of large cap U.S. companies that demonstrate high employee engagement, based on scores produced by Irrational Capital LLC. This unmanaged index does not reflect fees and expenses and is not available for direct investment.

Price History

CHART
TABLE

Sorry, there is no data available for this fund

Holdings

Portfolio Characteristics

as of 7/31/2022

Corporate Culture Leaders ETF

Number of Holdings

89

Wtd Avg Market Cap ($Mil)

118858.2

Price/Book Ratio

5.59

Adjusted Trailing P/E Ratio

30

% EPS Growth - Past 3 Yr

27.8

Return on Equity (%)

10.47

Forecasted P/E Ratio

27.4

Proj. Earnings Growth Rate (%)

25.3

Top Ten Holdings

as of 8/11/2022

Company Name [Ticker]

% of Net Assets

PLUG POWER INC COMMON STOCK USD.01[PLUG]

1.9

ALNYLAM PHARMACEUTICALS INC COMMON STOCK USD.01[ALNY]

1.9

NATERA INC COMMON STOCK USD.0001[NTRA]

1.7

ATLASSIAN CORP PLC CLASS A COMMON STOCK USD.1[TEAM]

1.6

PAYLOCITY HOLDING CORP COMMON STOCK USD.001[PCTY]

1.6

NEW RELIC INC COMMON STOCK USD.001[NEWR]

1.5

EPAM SYSTEMS INC COMMON STOCK USD.001[EPAM]

1.4

PROCORE TECHNOLOGIES INC COMMON STOCK USD.0001[PCOR]

1.4

UNITY SOFTWARE INC COMMON STOCK USD.000005[U]

1.4

CADENCE DESIGN SYS INC COMMON STOCK USD.01[CDNS]

1.4

% of Total Holdings:

15.8%

This information should not be considered as a recommendation to purchase or sell a particular security. The holdings mentioned may change at any time and may not represent current or future investments.

as of 8/11/2022

Company Name [Ticker]

Category Name

Country

Cusip

Shares

Current Price ($)

Market Value ($)

% of Net Assets

PLUG POWER INC COMMON STOCK USD.01 [PLUG]

Equity

UNITED STATES

72919P202

5,362

27.74

148,741.88

1.9

ALNYLAM PHARMACEUTICALS INC COMMON STOCK USD.01 [ALNY]

Equity

UNITED STATES

02043Q107

642

229.39

147,268.38

1.9

NATERA INC COMMON STOCK USD.0001 [NTRA]

Equity

UNITED STATES

632307104

2,483

53.59

133,063.97

1.7

ATLASSIAN CORP PLC CLASS A COMMON STOCK USD.1 [TEAM]

Equity

UNITED STATES

G06242104

448

275.80

123,558.40

1.6

PAYLOCITY HOLDING CORP COMMON STOCK USD.001 [PCTY]

Equity

UNITED STATES

70438V106

477

257.61

122,879.97

1.6

NEW RELIC INC COMMON STOCK USD.001 [NEWR]

Equity

UNITED STATES

64829B100

1,778

68.36

121,544.08

1.5

EPAM SYSTEMS INC COMMON STOCK USD.001 [EPAM]

Equity

UNITED STATES

29414B104

257

435.61

111,951.77

1.4

PROCORE TECHNOLOGIES INC COMMON STOCK USD.0001 [PCOR]

Equity

UNITED STATES

74275K108

1,760

63.21

111,249.60

1.4

UNITY SOFTWARE INC COMMON STOCK USD.000005 [U]

Equity

UNITED STATES

91332U101

2,042

54.25

110,778.50

1.4

CADENCE DESIGN SYS INC COMMON STOCK USD.01 [CDNS]

Equity

UNITED STATES

127387108

577

186.35

107,523.95

1.4

MONGODB INC COMMON STOCK USD.001 [MDB]

Equity

UNITED STATES

60937P106

290

368.76

106,940.40

1.3

INTUIT INC COMMON STOCK USD.01 [INTU]

Equity

UNITED STATES

461202103

221

478.77

105,808.17

1.3

ETSY INC COMMON STOCK USD.001 [ETSY]

Equity

UNITED STATES

29786A106

889

114.68

101,950.52

1.3

MSCI INC COMMON STOCK USD.01 [MSCI]

Equity

UNITED STATES

55354G100

201

501.12

100,725.12

1.3

GLOBANT SA COMMON STOCK USD1.2 [GLOB]

Equity

UNITED STATES

L44385109

442

225.27

99,569.34

1.3

DYNATRACE INC COMMON STOCK USD.001 [DT]

Equity

UNITED STATES

268150109

2,309

42.85

98,940.65

1.2

HERBALIFE NUTRITION LTD COMMON STOCK USD.002 [HLF]

Equity

UNITED STATES

G4412G101

3,418

28.85

98,609.30

1.2

UNITED THERAPEUTICS CORP COMMON STOCK USD.01 [UTHR]

Equity

UNITED STATES

91307C102

446

220.41

98,302.86

1.2

VMWARE INC CLASS A W/I COMMON STOCK USD.01 [VMW]

Equity

UNITED STATES

928563402

815

120.11

97,889.65

1.2

DROPBOX INC CLASS A COMMON STOCK USD.00001 [DBX]

Equity

UNITED STATES

26210C104

3,963

24.56

97,331.28

1.2

ZSCALER INC COMMON STOCK USD.001 [ZS]

Equity

UNITED STATES

98980G102

539

178.71

96,324.69

1.2

FORD MOTOR CO COMMON STOCK USD.01 [F]

Equity

UNITED STATES

345370860

6,055

15.83

95,850.65

1.2

ARISTA NETWORKS INC COMMON STOCK USD.0001 [ANET]

Equity

UNITED STATES

040413106

759

126.03

95,656.77

1.2

ZOOM VIDEO COMMUNICATIONS A COMMON STOCK USD.001 [ZM]

Equity

UNITED STATES

98980L101

876

108.06

94,660.56

1.2

SPOTIFY TECHNOLOGY SA COMMON STOCK EUR.000625 [SPOT]

Equity

UNITED STATES

L8681T102

769

122.73

94,379.37

1.2

PURE STORAGE INC CLASS A COMMON STOCK USD.0001 [PSTG]

Equity

UNITED STATES

74624M102

3,112

30.21

94,013.52

1.2

NCINO INC COMMON STOCK USD.0005 [NCNO]

Equity

UNITED STATES

63947X101

2,529

37.08

93,775.32

1.2

APPLE INC COMMON STOCK USD.00001 [AAPL]

Equity

UNITED STATES

037833100

556

168.49

93,680.44

1.2

PALANTIR TECHNOLOGIES INC A COMMON STOCK USD.001 [PLTR]

Equity

UNITED STATES

69608A108

9,928

9.42

93,521.76

1.2

GRACO INC COMMON STOCK USD1.0 [GGG]

Equity

UNITED STATES

384109104

1,350

68.64

92,664.00

1.2

LIBERTY MEDIA CORP LIBERTY C TRACKING STK USD.01 [FWONK]

Equity

UNITED STATES

531229854

1,348

68.12

91,825.76

1.2

JAMF HOLDING CORP COMMON STOCK [JAMF]

Equity

UNITED STATES

47074L105

3,475

26.39

91,705.25

1.2

SERVICENOW INC COMMON STOCK USD.001 [NOW]

Equity

UNITED STATES

81762P102

183

499.45

91,399.35

1.2

ANSYS INC COMMON STOCK USD.01 [ANSS]

Equity

UNITED STATES

03662Q105

326

280.14

91,325.64

1.2

PINNACLE FINANCIAL PARTNERS COMMON STOCK USD1.0 [PNFP]

Equity

UNITED STATES

72346Q104

1,083

84.25

91,242.75

1.2

BIOGEN INC COMMON STOCK USD.0005 [BIIB]

Equity

UNITED STATES

09062X103

414

218.22

90,343.08

1.1

MICROSOFT CORP COMMON STOCK USD.00000625 [MSFT]

Equity

UNITED STATES

594918104

312

287.02

89,550.24

1.1

PINTEREST INC CLASS A COMMON STOCK USD.00001 [PINS]

Equity

UNITED STATES

72352L106

3,863

22.86

88,308.18

1.1

TRADEWEB MARKETS INC CLASS A COMMON STOCK USD.01 [TW]

Equity

UNITED STATES

892672106

1,218

72.50

88,305.00

1.1

ADOBE INC COMMON STOCK USD.0001 [ADBE]

Equity

UNITED STATES

00724F101

203

434.89

88,282.67

1.1

HYATT HOTELS CORP CL A COMMON STOCK USD.01 [H]

Equity

UNITED STATES

448579102

978

90.05

88,068.90

1.1

TRIMBLE INC COMMON STOCK USD.001 [TRMB]

Equity

UNITED STATES

896239100

1,245

70.32

87,548.40

1.1

INVITATION HOMES INC REIT USD.01 [INVH]

Equity

UNITED STATES

46187W107

2,246

38.89

87,346.94

1.1

PROLOGIS INC REIT USD.01 [PLD]

Equity

UNITED STATES

74340W103

648

134.23

86,981.04

1.1

SYNCHRONY FINANCIAL COMMON STOCK USD.001 [SYF]

Equity

UNITED STATES

87165B103

2,402

36.11

86,736.22

1.1

SNOWFLAKE INC CLASS A COMMON STOCK [SNOW]

Equity

UNITED STATES

833445109

516

167.88

86,626.08

1.1

BOSTON SCIENTIFIC CORP COMMON STOCK USD.01 [BSX]

Equity

UNITED STATES

101137107

2,072

41.76

86,526.72

1.1

MASTERCARD INC A COMMON STOCK USD.0001 [MA]

Equity

UNITED STATES

57636Q104

245

350.58

85,892.10

1.1

SBA COMMUNICATIONS CORP REIT USD.01 [SBAC]

Equity

UNITED STATES

78410G104

249

343.49

85,529.01

1.1

COPA HOLDINGS SA CLASS A COMMON STOCK [CPA]

Equity

UNITED STATES

P31076105

1,165

73.12

85,184.80

1.1

PULTEGROUP INC COMMON STOCK USD.01 [PHM]

Equity

UNITED STATES

745867101

1,919

44.27

84,954.13

1.1

MORNINGSTAR INC COMMON STOCK [MORN]

Equity

UNITED STATES

617700109

335

253.52

84,929.20

1.1

DTE ENERGY COMPANY COMMON STOCK [DTE]

Equity

UNITED STATES

233331107

636

133.33

84,797.88

1.1

ATMOS ENERGY CORP COMMON STOCK [ATO]

Equity

UNITED STATES

049560105

732

115.27

84,377.64

1.1

LULULEMON ATHLETICA INC COMMON STOCK USD.005 [LULU]

Equity

UNITED STATES

550021109

266

316.98

84,316.68

1.1

ADVANCED MICRO DEVICES COMMON STOCK USD.01 [AMD]

Equity

UNITED STATES

007903107

859

98.12

84,285.08

1.1

LAM RESEARCH CORP COMMON STOCK USD.001 [LRCX]

Equity

UNITED STATES

512807108

168

497.46

83,573.28

1.1

F5 INC COMMON STOCK [FFIV]

Equity

UNITED STATES

315616102

490

170.24

83,417.60

1.1

GUIDEWIRE SOFTWARE INC COMMON STOCK USD.0001 [GWRE]

Equity

UNITED STATES

40171V100

1,026

81.07

83,177.82

1.0

CIENA CORP COMMON STOCK USD.01 [CIEN]

Equity

UNITED STATES

171779309

1,567

52.89

82,878.63

1.0

ROPER TECHNOLOGIES INC COMMON STOCK USD.01 [ROP]

Equity

UNITED STATES

776696106

191

433.70

82,836.70

1.0

THOUGHTWORKS HOLDING INC COMMON STOCK USD.001 [TWKS]

Equity

UNITED STATES

88546E105

5,068

16.30

82,608.40

1.0

NVIDIA CORP COMMON STOCK USD.001 [NVDA]

Equity

UNITED STATES

67066G104

460

179.42

82,533.20

1.0

JBG SMITH PROPERTIES REIT USD.01 [JBGS]

Equity

UNITED STATES

46590V100

3,375

24.45

82,518.75

1.0

MARKETAXESS HOLDINGS INC COMMON STOCK USD.003 [MKTX]

Equity

UNITED STATES

57060D108

310

265.99

82,456.90

1.0

MERCK + CO. INC. COMMON STOCK USD.5 [MRK]

Equity

UNITED STATES

58933Y105

918

88.93

81,637.74

1.0

ESSEX PROPERTY TRUST INC REIT USD.0001 [ESS]

Equity

UNITED STATES

297178105

278

292.75

81,384.50

1.0

CAMDEN PROPERTY TRUST REIT USD.01 [CPT]

Equity

UNITED STATES

133131102

566

143.36

81,141.76

1.0

SERVICE CORP INTERNATIONAL COMMON STOCK USD1.0 [SCI]

Equity

UNITED STATES

817565104

1,208

66.45

80,271.60

1.0

KIMBERLY CLARK CORP COMMON STOCK USD1.25 [KMB]

Equity

UNITED STATES

494368103

594

134.63

79,970.22

1.0

PFIZER INC COMMON STOCK USD.05 [PFE]

Equity

UNITED STATES

717081103

1,647

48.29

79,533.63

1.0

ULTRAGENYX PHARMACEUTICAL IN COMMON STOCK USD.001 [RARE]

Equity

UNITED STATES

90400D108

1,550

51.25

79,437.50

1.0

ALPHABET INC CL C COMMON STOCK USD.001 [GOOG]

Equity

UNITED STATES

02079K107

662

119.82

79,320.84

1.0

PROCTER + GAMBLE CO/THE COMMON STOCK [PG]

Equity

UNITED STATES

742718109

541

145.26

78,585.66

1.0

CREDIT ACCEPTANCE CORP COMMON STOCK USD.01 [CACC]

Equity

UNITED STATES

225310101

140

555.96

77,834.40

1.0

ZILLOW GROUP INC C COMMON STOCK USD.0001 [Z]

Equity

UNITED STATES

98954M200

1,999

38.49

76,941.51

1.0

TERADYNE INC COMMON STOCK USD.125 [TER]

Equity

UNITED STATES

880770102

766

99.90

76,523.40

1.0

YETI HOLDINGS INC COMMON STOCK USD.01 [YETI]

Equity

UNITED STATES

98585X104

1,693

44.99

76,168.07

1.0

SOUTHWEST AIRLINES CO COMMON STOCK USD1.0 [LUV]

Equity

UNITED STATES

844741108

1,906

38.97

74,276.82

0.9

DOCUSIGN INC COMMON STOCK USD.0001 [DOCU]

Equity

UNITED STATES

256163106

1,024

72.34

74,076.16

0.9

META PLATFORMS INC CLASS A COMMON STOCK USD.000006 [META]

Equity

UNITED STATES

30303M102

412

177.49

73,125.88

0.9

DELTA AIR LINES INC COMMON STOCK USD.0001 [DAL]

Equity

UNITED STATES

247361702

2,144

33.96

72,810.24

0.9

ROKU INC COMMON STOCK USD.0001 [ROKU]

Equity

UNITED STATES

77543R102

840

80.65

67,746.00

0.9

DOW INC COMMON STOCK USD.01 [DOW]

Equity

UNITED STATES

260557103

1,210

55.26

66,864.60

0.8

PELOTON INTERACTIVE INC A COMMON STOCK USD.000025 [PTON]

Equity

UNITED STATES

70614W100

5,437

11.91

64,754.67

0.8

TWILIO INC A COMMON STOCK USD.001 [TWLO]

Equity

UNITED STATES

90138F102

741

85.58

63,414.78

0.8

ZENDESK INC COMMON STOCK USD.01 [ZEN]

Equity

UNITED STATES

98936J101

799

76.30

60,963.70

0.8

ROYAL CARIBBEAN CRUISES LTD COMMON STOCK USD.01 [RCL]

Equity

UNITED STATES

V7780T103

1,321

41.72

55,112.12

0.7

Total

--

--

--

--

--

7,913

100.0

Cash and Other Assets Less Liabilities

--

--

--

--

--

--

-0.0

Total Net Assets

--

--

--

--

--

--

100%

as of 7/31/2022

Economic Sector

Corporate Culture Leaders ETF %

Human Capital Factor Unconstrained Index %

Information Technology

45.7

47.1

Health Care

10.5

10.3

Consumer Discretionary

8.9

9.0

Financials

7.9

8.1

Real Estate

7.8

7.8

Communication Services

6.5

5.5

Industrials

5.5

5.6

Consumer Staples

3.4

3.4

Utilities

2.4

2.4

Materials

0.9

0.9

Investment Team

Harbor Capital Advisors, Inc


The Fund employs an indexing investment approach designed to track the performance of the Human Capital Factor Unconstrained Index (“The Index”). The Fund invests at least 80% of its total assets in securities that are included in the Index.

The Index is designed to deliver exposure to equity securities of large cap U.S. companies that demonstrate high employee engagement, based on scores produced by Irrational Capital LLC (“Irrational Capital” or the “Index Provider”). Large cap companies are defined by the Fund as those with market capitalizations over $1 billion at the time of Index reconstitution. The Index is equally weighted and composed of approximately 70 to 100 companies with top “Human Capital Factor” scores at the time of Index reconstitution.

Harbor Capital serves as the investment adviser.


Investing involves risk, principal loss is possible. Unlike mutual funds, ETFs may trade at a premium or discount to their net asset value. Harbor ETFs are new and have limited operating history to judge.

There is no guarantee that the investment objective of the Fund will be achieved. Stock markets are volatile and equity values can decline significantly in response to adverse issuer, political, regulatory, market and economic conditions. The Fund may not exactly track the performance of the Index with perfect accuracy at all times. Tracking error may occur because of pricing differences, timing and costs incurred by the fund or during times of heightened market volatility. The Fund relies on the Index provider's methodology in assessing whether a company may be considered a corporate culture leader. There is no guarantee that the construction methodology will accurately assess a company to include or exclude it from the index which could have an adverse effect on the Fund's returns. The Fund's assets may be concentrated in a particular sector or industries to the extent the Index is concentrated and is subject to the risk that economic, political, or other market conditions that have a negative effect on that sector or industry will negatively impact the value of the Fund.

Shares are bought and sold at market price not net asset value (NAV). Market price returns are based upon the closing composite market price and do not represent the returns you would receive if you traded shares at other times.

blue background

Harbor Funds Distributors, Inc. is the Distributor of the Harbor Mutual Funds.
Foreside Fund Services, LLC is the Distributor of the Harbor ETFs.

Investing involves risk and the potential loss of capital.

Investors should carefully consider the investment objectives, risks, charges and expenses of a fund before investing. To obtain a summary prospectus or prospectus for this and other information, click here or call 800-422-1050. Read it carefully before investing.

All trademarks or product names mentioned herein are the property of their respective owners. Copyright © 2022 Harbor Capital Advisors, Inc. All rights reserved.