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Harbor Corporate Culture Leaders ETF (HAPY)

Access a data-driven strategy that seeks to capture the link between strong corporate culture and equity value.

Welcome
Overview
Performance
Holdings
Investment Team
Documents

Overview

Current Price

as of 9/23/2022

NAV Price

$15.52

NAV Daily Change ($)

-$0.23

NAV Daily Change (%)

-1.46%

NAV YTD Return

-19.63%

Market Price

$15.50

Market Daily Change ($)

-$0.29

Market Daily Change (%)

-1.84%

Market YTD Return

-19.73%

Fund Facts

Inception Date

2/23/2022

Expense Ratio (%)

0.50%disclaimer

Total Net Assets (million)
(As of 9/26/2022)

$6.594

Shares Outstanding
(As of 9/26/2022)

425,000

Ticker

HAPY

Cusip

41151J604

ISIN

US41151J6047

Benchmark

Human Capital Factor Unconstrained Index

Exchange

NYSE

Distributor

Foreside Fund Services, LLC

Investment Objective

Seeks to track the Human Capital Factor Unconstrained Index*

Morningstar Category

--

Dividend Frequency

Annually

Pricing/Trading

as of 9/23/2022

Bid/Ask Mid Price

$15.53

Closing Market Price

$15.50

Premium/Discount ($)

$0.01

Premium/Discount (%)

0.09%

 

Q1 2022

Q2 2022

Q3 2022

YTD

Days Traded at a Premium266258146
Days Traded at a Discount0011
30-Day Median Bid/Ask Spread

0.26%

Exchange Volume (Shares)

505

Trading Currency

USD

Historical Premium Discount to NAV

Q1 2022
Q2 2022
Q3 2022
left quote

"Of all the investments companies make, creating a strong corporate culture is one of the best ways to create value. This is why employee behavior and motivation can be such an important element of stock market performance."

right quote

Dan Ariely

Behavioral Economist, Co-Founder, Irrational Capital

Performance

Total Returns

MONTH-END
QUARTER-END
YEAR-BY-YEAR
MONTH-BY-MONTH

Fund Name

3 Mo.

Since Inception

Net Expense Ratio

Gross Expense Ratio

Corporate Culture Leaders ETF

-1.50%

-11.76%

0.50%disclaimer

0.50%

Fund Market Price

-1.39%

-11.60%

--

--

Human Capital Factor Unconstrained Index

-1.17%

-11.21%

--

--

Performance data shown represents past performance and is no guarantee of future results. Past performance is net of management fees and expenses and reflects reinvested dividends and distributions. Past performance reflects the beneficial effect of any expense waivers or reimbursements, without which returns would have been lower. Investment returns and principal value will fluctuate and when redeemed may be worth more or less than their original cost. Returns for periods less than one year are not annualized. Current performance may be higher or lower and is available through the most recent month end at harborcapital.com or by calling 800-422-1050.

The Human Capital Factor Unconstrained Index is designed to deliver exposure to equity securities of large cap U.S. companies that demonstrate high employee engagement, based on scores produced by Irrational Capital LLC. This unmanaged index does not reflect fees and expenses and is not available for direct investment.

Price History

CHART
TABLE

Sorry, there is no data available for this fund

Holdings

Portfolio Characteristics

as of 8/31/2022

Corporate Culture Leaders ETF

Number of Holdings

88

Wtd Avg Market Cap ($Mil)

113598.1

Price/Book Ratio

5

Adjusted Trailing P/E Ratio

31.2

% EPS Growth - Past 3 Yr

25

Return on Equity (%)

10.47

Forecasted P/E Ratio

26.4

Proj. Earnings Growth Rate (%)

27.7

Top Ten Holdings

as of 9/22/2022

Company Name [Ticker]

% of Net Assets

ROYAL CARIBBEAN CRUISES LTD COMMON STOCK USD.01[RCL]

1.5

SNOWFLAKE INC CLASS A COMMON STOCK[SNOW]

1.4

PINTEREST INC CLASS A COMMON STOCK USD.00001[PINS]

1.4

ATMOS ENERGY CORP COMMON STOCK[ATO]

1.3

PINNACLE FINANCIAL PARTNERS COMMON STOCK USD1.0[PNFP]

1.3

MERCK + CO. INC. COMMON STOCK USD.5[MRK]

1.3

UNITED THERAPEUTICS CORP COMMON STOCK USD.01[UTHR]

1.3

LULULEMON ATHLETICA INC COMMON STOCK USD.005[LULU]

1.3

DTE ENERGY COMPANY COMMON STOCK[DTE]

1.3

PROCTER + GAMBLE CO/THE COMMON STOCK[PG]

1.3

% of Total Holdings:

13.4%

This information should not be considered as a recommendation to purchase or sell a particular security. The holdings mentioned may change at any time and may not represent current or future investments.

as of 9/22/2022

Company Name [Ticker]

Category Name

Country

Cusip

Shares

Current Price ($)

Market Value ($)

% of Net Assets

ROYAL CARIBBEAN CRUISES LTD COMMON STOCK USD.01 [RCL]

Equity

LIBERIA

V7780T103

2,204

47.00

103,588.00

1.5

SNOWFLAKE INC CLASS A COMMON STOCK [SNOW]

Equity

UNITED STATES

833445109

552

171.79

94,828.08

1.4

PINTEREST INC CLASS A COMMON STOCK USD.00001 [PINS]

Equity

UNITED STATES

72352L106

3,976

23.21

92,282.96

1.4

ATMOS ENERGY CORP COMMON STOCK [ATO]

Equity

UNITED STATES

049560105

792

113.33

89,757.36

1.3

PINNACLE FINANCIAL PARTNERS COMMON STOCK USD1.0 [PNFP]

Equity

UNITED STATES

72346Q104

1,084

82.79

89,744.36

1.3

MERCK + CO. INC. COMMON STOCK USD.5 [MRK]

Equity

UNITED STATES

58933Y105

1,019

87.51

89,172.69

1.3

UNITED THERAPEUTICS CORP COMMON STOCK USD.01 [UTHR]

Equity

UNITED STATES

91307C102

427

207.98

88,807.46

1.3

LULULEMON ATHLETICA INC COMMON STOCK USD.005 [LULU]

Equity

UNITED STATES

550021109

289

306.30

88,520.70

1.3

DTE ENERGY COMPANY COMMON STOCK [DTE]

Equity

UNITED STATES

233331107

687

126.58

86,960.46

1.3

PROCTER + GAMBLE CO/THE COMMON STOCK [PG]

Equity

UNITED STATES

742718109

632

136.21

86,084.72

1.3

BOSTON SCIENTIFIC CORP COMMON STOCK USD.01 [BSX]

Equity

UNITED STATES

101137107

2,189

39.30

86,027.70

1.3

COPA HOLDINGS SA CLASS A COMMON STOCK [CPA]

Equity

PANAMA

P31076105

1,229

69.80

85,784.20

1.3

NCINO INC COMMON STOCK USD.0005 [NCNO]

Equity

UNITED STATES

63947X101

2,503

33.97

85,026.91

1.3

VMWARE INC CLASS A W/I COMMON STOCK USD.01 [VMW]

Equity

UNITED STATES

928563402

763

110.81

84,548.03

1.3

PAYLOCITY HOLDING CORP COMMON STOCK USD.001 [PCTY]

Equity

UNITED STATES

70438V106

350

241.48

84,518.00

1.3

BIOGEN INC COMMON STOCK USD.0005 [BIIB]

Equity

UNITED STATES

09062X103

420

200.62

84,260.40

1.3

ZSCALER INC COMMON STOCK USD.001 [ZS]

Equity

UNITED STATES

98980G102

510

162.56

82,905.60

1.2

KIMBERLY CLARK CORP COMMON STOCK USD1.25 [KMB]

Equity

UNITED STATES

494368103

684

120.71

82,565.64

1.2

PFIZER INC COMMON STOCK USD.05 [PFE]

Equity

UNITED STATES

717081103

1,850

44.57

82,454.50

1.2

ARISTA NETWORKS INC COMMON STOCK USD.0001 [ANET]

Equity

UNITED STATES

040413106

732

112.55

82,386.60

1.2

APPLE INC COMMON STOCK USD.00001 [AAPL]

Equity

UNITED STATES

037833100

539

152.74

82,326.86

1.2

INVITATION HOMES INC REIT USD.01 [INVH]

Equity

UNITED STATES

46187W107

2,344

35.00

82,040.00

1.2

LIBERTY MEDIA CORP LIBERTY C TRACKING STK USD.01 [FWONK]

Equity

UNITED STATES

531229854

1,365

59.78

81,599.70

1.2

GRACO INC COMMON STOCK USD1.0 [GGG]

Equity

UNITED STATES

384109104

1,331

61.13

81,364.03

1.2

HYATT HOTELS CORP CL A COMMON STOCK USD.01 [H]

Equity

UNITED STATES

448579102

1,002

81.07

81,232.14

1.2

PURE STORAGE INC CLASS A COMMON STOCK USD.0001 [PSTG]

Equity

UNITED STATES

74624M102

3,057

26.50

81,010.50

1.2

DELTA AIR LINES INC COMMON STOCK USD.0001 [DAL]

Equity

UNITED STATES

247361702

2,691

29.96

80,622.36

1.2

ALNYLAM PHARMACEUTICALS INC COMMON STOCK USD.01 [ALNY]

Equity

UNITED STATES

02043Q107

397

202.71

80,475.87

1.2

PULTEGROUP INC COMMON STOCK USD.01 [PHM]

Equity

UNITED STATES

745867101

2,066

38.91

80,388.06

1.2

CADENCE DESIGN SYS INC COMMON STOCK USD.01 [CDNS]

Equity

UNITED STATES

127387108

492

162.32

79,861.44

1.2

ROPER TECHNOLOGIES INC COMMON STOCK USD.01 [ROP]

Equity

UNITED STATES

776696106

212

375.57

79,620.84

1.2

SERVICE CORP INTERNATIONAL COMMON STOCK USD1.0 [SCI]

Equity

UNITED STATES

817565104

1,377

57.81

79,604.37

1.2

CREDIT ACCEPTANCE CORP COMMON STOCK USD.01 [CACC]

Equity

UNITED STATES

225310101

168

467.45

78,531.60

1.2

GLOBANT SA COMMON STOCK USD1.2 [GLOB]

Equity

LUXEMBOURG

L44385109

408

192.41

78,503.28

1.2

F5 INC COMMON STOCK [FFIV]

Equity

UNITED STATES

315616102

538

145.66

78,365.08

1.2

SBA COMMUNICATIONS CORP REIT USD.01 [SBAC]

Equity

UNITED STATES

78410G104

265

295.29

78,251.85

1.2

CAMDEN PROPERTY TRUST REIT USD.01 [CPT]

Equity

UNITED STATES

133131102

637

122.77

78,204.49

1.2

MASTERCARD INC A COMMON STOCK USD.0001 [MA]

Equity

UNITED STATES

57636Q104

262

298.36

78,170.32

1.2

MARKETAXESS HOLDINGS INC COMMON STOCK USD.003 [MKTX]

Equity

UNITED STATES

57060D108

343

227.90

78,169.70

1.2

JAMF HOLDING CORP COMMON STOCK [JAMF]

Equity

UNITED STATES

47074L105

3,448

22.67

78,166.16

1.2

MSCI INC COMMON STOCK USD.01 [MSCI]

Equity

UNITED STATES

55354G100

183

427.09

78,157.47

1.2

MORNINGSTAR INC COMMON STOCK [MORN]

Equity

UNITED STATES

617700109

359

217.17

77,964.03

1.2

SOUTHWEST AIRLINES CO COMMON STOCK USD1.0 [LUV]

Equity

UNITED STATES

844741108

2,352

33.00

77,616.00

1.2

NATERA INC COMMON STOCK USD.0001 [NTRA]

Equity

UNITED STATES

632307104

1,679

46.17

77,519.43

1.2

ULTRAGENYX PHARMACEUTICAL IN COMMON STOCK USD.001 [RARE]

Equity

UNITED STATES

90400D108

1,795

43.14

77,436.30

1.2

ESSEX PROPERTY TRUST INC REIT USD.0001 [ESS]

Equity

UNITED STATES

297178105

312

248.06

77,394.72

1.2

EPAM SYSTEMS INC COMMON STOCK USD.001 [EPAM]

Equity

UNITED STATES

29414B104

209

367.06

76,715.54

1.1

MICROSOFT CORP COMMON STOCK USD.00000625 [MSFT]

Equity

UNITED STATES

594918104

318

240.98

76,631.64

1.1

SYNCHRONY FINANCIAL COMMON STOCK USD.001 [SYF]

Equity

UNITED STATES

87165B103

2,569

29.73

76,376.37

1.1

DROPBOX INC CLASS A COMMON STOCK USD.00001 [DBX]

Equity

UNITED STATES

26210C104

3,734

20.44

76,322.96

1.1

TRADEWEB MARKETS INC CLASS A COMMON STOCK USD.01 [TW]

Equity

UNITED STATES

892672106

1,267

60.20

76,273.40

1.1

ALPHABET INC CL C COMMON STOCK USD.001 [GOOG]

Equity

UNITED STATES

02079K107

758

100.57

76,232.06

1.1

PROCORE TECHNOLOGIES INC COMMON STOCK USD.0001 [PCOR]

Equity

UNITED STATES

74275K108

1,479

51.31

75,887.49

1.1

INTUIT INC COMMON STOCK USD.01 [INTU]

Equity

UNITED STATES

461202103

191

396.71

75,771.61

1.1

ETSY INC COMMON STOCK USD.001 [ETSY]

Equity

UNITED STATES

29786A106

777

97.49

75,749.73

1.1

JBG SMITH PROPERTIES REIT USD.01 [JBGS]

Equity

UNITED STATES

46590V100

3,795

19.96

75,748.20

1.1

ANSYS INC COMMON STOCK USD.01 [ANSS]

Equity

UNITED STATES

03662Q105

326

232.04

75,645.04

1.1

PLUG POWER INC COMMON STOCK USD.01 [PLUG]

Equity

UNITED STATES

72919P202

3,157

23.94

75,578.58

1.1

TWILIO INC A COMMON STOCK USD.001 [TWLO]

Equity

UNITED STATES

90138F102

1,073

69.77

74,863.21

1.1

NEW RELIC INC COMMON STOCK USD.001 [NEWR]

Equity

UNITED STATES

64829B100

1,337

55.59

74,323.83

1.1

DOW INC COMMON STOCK USD.01 [DOW]

Equity

UNITED STATES

260557103

1,659

44.77

74,273.43

1.1

META PLATFORMS INC CLASS A COMMON STOCK USD.000006 [META]

Equity

UNITED STATES

30303M102

515

142.82

73,552.30

1.1

TRIMBLE INC COMMON STOCK USD.001 [TRMB]

Equity

UNITED STATES

896239100

1,295

56.79

73,543.05

1.1

FORD MOTOR CO COMMON STOCK USD.01 [F]

Equity

UNITED STATES

345370860

5,747

12.77

73,389.19

1.1

PROLOGIS INC REIT USD.01 [PLD]

Equity

UNITED STATES

74340W103

676

108.54

73,373.04

1.1

DYNATRACE INC COMMON STOCK USD.001 [DT]

Equity

UNITED STATES

268150109

2,146

34.10

73,178.60

1.1

ATLASSIAN CORP PLC CLASS A COMMON STOCK USD.1 [TEAM]

Equity

UNITED KINGDOM

G06242104

329

220.69

72,607.01

1.1

ZILLOW GROUP INC C COMMON STOCK USD.0001 [Z]

Equity

UNITED STATES

98954M200

2,348

30.40

71,379.20

1.1

TERADYNE INC COMMON STOCK USD.125 [TER]

Equity

UNITED STATES

880770102

891

79.79

71,092.89

1.1

SERVICENOW INC COMMON STOCK USD.001 [NOW]

Equity

UNITED STATES

81762P102

183

386.97

70,815.51

1.1

LAM RESEARCH CORP COMMON STOCK USD.001 [LRCX]

Equity

UNITED STATES

512807108

180

386.83

69,629.40

1.0

SPOTIFY TECHNOLOGY SA COMMON STOCK EUR.000625 [SPOT]

Equity

LUXEMBOURG

L8681T102

753

92.45

69,614.85

1.0

CIENA CORP COMMON STOCK USD.01 [CIEN]

Equity

UNITED STATES

171779309

1,696

41.04

69,603.84

1.0

PALANTIR TECHNOLOGIES INC A COMMON STOCK USD.001 [PLTR]

Equity

UNITED STATES

69608A108

9,387

7.37

69,182.19

1.0

HERBALIFE NUTRITION LTD COMMON STOCK USD.002 [HLF]

Equity

CAYMAN ISLANDS

G4412G101

3,185

21.60

68,796.00

1.0

ROKU INC COMMON STOCK USD.0001 [ROKU]

Equity

UNITED STATES

77543R102

1,112

60.89

67,709.68

1.0

DOCUSIGN INC COMMON STOCK USD.0001 [DOCU]

Equity

UNITED STATES

256163106

1,252

54.00

67,608.00

1.0

GUIDEWIRE SOFTWARE INC COMMON STOCK USD.0001 [GWRE]

Equity

UNITED STATES

40171V100

1,134

59.47

67,438.98

1.0

YETI HOLDINGS INC COMMON STOCK USD.01 [YETI]

Equity

UNITED STATES

98585X104

2,038

32.34

65,908.92

1.0

THOUGHTWORKS HOLDING INC COMMON STOCK USD.001 [TWKS]

Equity

UNITED STATES

88546E105

5,655

11.63

65,767.65

1.0

ADVANCED MICRO DEVICES COMMON STOCK USD.01 [AMD]

Equity

UNITED STATES

007903107

921

69.50

64,009.50

1.0

ZOOM VIDEO COMMUNICATIONS A COMMON STOCK USD.001 [ZM]

Equity

UNITED STATES

98980L101

851

74.54

63,433.54

0.9

NVIDIA CORP COMMON STOCK USD.001 [NVDA]

Equity

UNITED STATES

67066G104

498

125.61

62,553.78

0.9

ADOBE INC COMMON STOCK USD.0001 [ADBE]

Equity

UNITED STATES

00724F101

209

287.06

59,995.54

0.9

PELOTON INTERACTIVE INC A COMMON STOCK USD.000025 [PTON]

Equity

UNITED STATES

70614W100

6,929

8.59

59,520.11

0.9

UNITY SOFTWARE INC COMMON STOCK USD.000005 [U]

Equity

UNITED STATES

91332U101

1,596

33.32

53,178.72

0.8

MONGODB INC COMMON STOCK USD.001 [MDB]

Equity

UNITED STATES

60937P106

245

198.20

48,559.00

0.7

Total

--

--

--

--

--

6,695

99.7

Cash and Other Assets Less Liabilities

--

--

--

--

--

--

0.3

Total Net Assets

--

--

--

--

--

--

100%

as of 8/31/2022

Economic Sector

Corporate Culture Leaders ETF %

Human Capital Factor Unconstrained Index %

Information Technology

43.8

43.7

Consumer Discretionary

10.4

10.4

Health Care

9.5

9.5

Financials

8.3

8.3

Real Estate

8.0

8.0

Communication Services

6.9

6.9

Industrials

5.9

6.0

Consumer Staples

3.6

3.6

Utilities

2.5

2.5

Materials

1.2

1.2

Investment Team

Harbor Capital Advisors, Inc


The Fund employs an indexing investment approach designed to track the performance of the Human Capital Factor Unconstrained Index (“The Index”). The Fund invests at least 80% of its total assets in securities that are included in the Index.

The Index is designed to deliver exposure to equity securities of large cap U.S. companies that demonstrate high employee engagement, based on scores produced by Irrational Capital LLC (“Irrational Capital” or the “Index Provider”). Large cap companies are defined by the Fund as those with market capitalizations over $1 billion at the time of Index reconstitution. The Index is equally weighted and composed of approximately 70 to 100 companies with top “Human Capital Factor” scores at the time of Index reconstitution.

Harbor Capital serves as the investment adviser.


Investing involves risk, principal loss is possible. Unlike mutual funds, ETFs may trade at a premium or discount to their net asset value. Harbor ETFs are new and have limited operating history to judge.

There is no guarantee that the investment objective of the Fund will be achieved. Stock markets are volatile and equity values can decline significantly in response to adverse issuer, political, regulatory, market and economic conditions. The Fund may not exactly track the performance of the Index with perfect accuracy at all times. Tracking error may occur because of pricing differences, timing and costs incurred by the fund or during times of heightened market volatility. The Fund relies on the Index provider's methodology in assessing whether a company may be considered a corporate culture leader. There is no guarantee that the construction methodology will accurately assess a company to include or exclude it from the index which could have an adverse effect on the Fund's returns. The Fund's assets may be concentrated in a particular sector or industries to the extent the Index is concentrated and is subject to the risk that economic, political, or other market conditions that have a negative effect on that sector or industry will negatively impact the value of the Fund.

Shares are bought and sold at market price not net asset value (NAV). Market price returns are based upon the closing composite market price and do not represent the returns you would receive if you traded shares at other times.

blue background

Harbor Funds Distributors, Inc. is the Distributor of the Harbor Mutual Funds.
Foreside Fund Services, LLC is the Distributor of the Harbor ETFs.

Investing involves risk and the potential loss of capital.

Investors should carefully consider the investment objectives, risks, charges and expenses of a fund before investing. To obtain a summary prospectus or prospectus for this and other information, click here or call 800-422-1050. Read it carefully before investing.

All trademarks or product names mentioned herein are the property of their respective owners. Copyright © 2022 Harbor Capital Advisors, Inc. All rights reserved.