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Harbor Human Capital Factor US Small Cap ETF (HAPS)

Linking strong corporate culture and potential equity value in the small cap arena.

Harbor Human Capital Factor US Small Cap ETF (HAPS)

Linking strong corporate culture and potential equity value in the small cap arena.

Welcome
Overview
Performance
Holdings
Investment Team
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Research Suggests That Doing the Right Thing Pays.

  • Harbor Capital has partnered with Irrational Capital to develop a data-driven strategy built on the Human Capital Factor.
  • What is the Human Capital Factor? It’s a systematic measure of corporate culture that seeks to deeply understand the importance and value created between human capital and potential equity performance. In other words, the Human Capital Factor is based on the premise that happy and motivated employees can generate better outcomes for companies and investors.
  • HAPS offers exposure to small capitalization companies with strong Human Capital Factor scores while constraining sectors to enhance overall diversification.

Overview

Investment Team
Harbor Capital Advisors, Inc. dark blue logo on white background

Current Price

As of 3/18/2024

$27.20

Price (NAV)

-$0.08

NAV Daily Change ($)

-0.29%

NAV Daily Change (%)

-3.48%

NAV YTD Return

Fund Facts

As of 3/18/2024

4/12/2023

Inception Date

0.60

Expense Ratio (%)
disclaimer

$124.136

Total Net Assets (million)

4,550,000

Shares Outstanding
(As of 3/18/2024)

HAPS

Ticker

41151J851

Cusip

NYSE

Exchange

US41151J8514

ISIN

Foreside Fund Services, LLC

Distributor
disclaimer

Annually

Dividend Frequency

Small Cap Blend

Morningstar Category

CIBC Human Capital Factor Small Cap Index

Benchmark

Investment Objective:

The Fund seeks to provide investment results that correspond, before fees and expenses, to the performance of the Human Capital Factor Small Cap Index (the “Index”).

Pricing/Trading

As of 3/15/2024

$27.28

Bid/Ask Mid Price

$27.27

Closing Market Price

-$0.00

Premium/Discount ($)

-0.01%

Premium/Discount (%)

0.33%

30-Day Median Bid/Ask Spread

101

Exchange Volume (Shares)

USD

Trading Currency

Historical Premium Discount to NAV

Performance

Total Returns

Quarter-End

3 Mo.

Since Inception

Net Expense Ratio

Gross Expense Ratio

Human Capital Factor US Small Cap ETF - at NAV
16.26%
14.57%
0.60%disclaimer
0.60%
Fund Market Price
16.35%
14.61%
--
--
Human Capital Factor Small Cap Index
16.49%
15.08%
--
--
Russell 2000® Index
14.03%
15.63%
--
--

Performance data shown represents past performance and is no guarantee of future results. Short term performance, in particular, is not a good indication of the fund’s future performance, and an investment should not be made based solely on returns. Past performance is net of management fees and expenses and reflects reinvested dividends and distributions. Past performance reflects the beneficial effect of any expense waivers or reimbursements, without which returns would have been lower. Investment returns and principal value will fluctuate and when redeemed may be worth more or less than their original cost. Returns for periods less than one year are not annualized. Current performance may be higher or lower and is available through the most recent month end at harborcapital.com or by calling 800-422-1050.

The Human Capital Factor Small Cap Index is designed to deliver exposure to equity securities of U.S. companies that possess strong human capital, based on proprietary scoring methodology produced by Irrational Capital LLC. This unmanaged index does not reflect fees and expenses and is not available for direct investment.

The Russell 2000® Index measures the performance of the small-cap segment of the US equity universe. It is a subset of the Russell 3000® and includes approximately 2000 of the smallest securities based on a combination of their market cap and current index membership. The Russell 2000® Index and Russell® are trademarks of Frank Russell Company.

Price History

Chart

Ex-Date

Record Date

Payable Date

Ordinary Income

Short Term Capital Gains

Long Term Capital Gains

Total Distribution

12/21/2023
12/22/2023
12/27/2023
0.11815
--
--
0.11815

Holdings

Portfolio Characteristics

As of 2/29/2024

200

Number of Holdings

3278.5

Wtd Avg Market Cap ($Mil)

2.74

Price/Book Ratio

20.8

Adjusted Trailing P/E Ratio

24.1

% EPS Growth - Past 3 Yr

8.62

Return on Equity (%)

17.7

Forecasted P/E Ratio

Top Ten Holdings

As of 3/15/2024

Company Name [Ticker]

% of Net Assets

BLUEPRINT MEDICINES CORP[BPMC]
2.0
TPG INC[TPG]
1.9
AZEK CO INC/THE[AZEK]
1.8
CABOT CORP[CBT]
1.8
MOOG INC-CLASS A[MOG/A]
1.6
SAMSARA INC-CL A[IOT]
1.6
LIBERTY ENERGY INC[LBRT]
1.6
ARMSTRONG WORLD INDUSTRIES[AWI]
1.6
INSPERITY INC[NSP]
1.5
KOSMOS ENERGY LTD[KOS]
1.4
% of Total Holdings:
16.8%

This information should not be considered as a recommendation to purchase or sell a particular security. The weightings, holdings, industry, sector, countries mentioned may change at any time and may not represent current or future investments.

As of 3/15/2024

Company Name [Ticker]

Category Name

Country

Cusip

Shares

Current Price ($)

Market Value ($)

% of Net Assets

BLUEPRINT MEDICINES CORP [BPMC]
EQUITY
09627Y109
26,977
90.50
2,441,418.50
2.0
TPG INC [TPG]
EQUITY
872657101
52,271
44.13
2,306,719.23
1.9
AZEK CO INC/THE [AZEK]
EQUITY
05478C105
47,697
47.53
2,267,038.41
1.8
CABOT CORP [CBT]
EQUITY
127055101
25,098
88.02
2,209,125.96
1.8
MOOG INC-CLASS A [MOG/A]
EQUITY
615394202
12,976
154.34
2,002,715.84
1.6
SAMSARA INC-CL A [IOT]
EQUITY
79589L106
55,438
35.76
1,982,462.88
1.6
LIBERTY ENERGY INC [LBRT]
EQUITY
53115L104
95,369
20.43
1,948,388.67
1.6
ARMSTRONG WORLD INDUSTRIES [AWI]
EQUITY
04247X102
15,887
122.38
1,944,251.06
1.6
INSPERITY INC [NSP]
EQUITY
45778Q107
18,490
98.41
1,819,600.90
1.5
KOSMOS ENERGY LTD [KOS]
EQUITY
500688106
309,625
5.70
1,764,862.50
1.4
NATIONAL STORAGE AFFILIATES [NSA]
EQUITY
637870106
48,730
36.19
1,763,538.70
1.4
HERC HOLDINGS INC [HRI]
EQUITY
42704L104
11,000
157.40
1,731,400.00
1.4
COPA HOLDINGS SA-CLASS A [CPA]
EQUITY
P31076105
15,888
103.28
1,640,912.64
1.3
PHILLIPS EDISON & COMPANY IN [PECO]
EQUITY
71844V201
46,497
35.25
1,639,019.25
1.3
TEREX CORP [TEX]
EQUITY
880779103
26,925
59.07
1,590,459.75
1.3
NUVALENT INC-A [NUVL]
EQUITY
670703107
18,977
80.80
1,533,341.60
1.2
HAMILTON LANE INC-CLASS A [HLNE]
EQUITY
407497106
14,436
106.13
1,532,092.68
1.2
ONE GAS INC [OGS]
EQUITY
68235P108
24,789
61.42
1,522,540.38
1.2
SENSIENT TECHNOLOGIES CORP [SXT]
EQUITY
81725T100
20,842
68.91
1,436,222.22
1.2
SPIRE INC [SR]
EQUITY
84857L101
24,066
59.59
1,434,092.94
1.2
TRONOX HOLDINGS PLC [TROX]
EQUITY
G9087Q102
85,653
16.14
1,382,439.42
1.1
KB HOME [KBH]
EQUITY
48666K109
19,884
67.90
1,350,123.60
1.1
SURGERY PARTNERS INC [SGRY]
EQUITY
86881A100
46,947
28.47
1,336,581.09
1.1
ARCELLX INC [ACLX]
EQUITY
03940C100
18,794
70.62
1,327,232.28
1.1
RADIAN GROUP INC [RDN]
EQUITY
750236101
42,232
31.35
1,323,973.20
1.1
MDC HOLDINGS INC [MDC]
EQUITY
552676108
20,807
62.62
1,302,934.34
1.0
APPLE HOSPITALITY REIT INC [APLE]
EQUITY
03784Y200
79,607
16.18
1,288,041.26
1.0
PRICESMART INC [PSMT]
EQUITY
741511109
15,564
80.67
1,255,547.88
1.0
CENTRAL GARDEN AND PET CO-A [CENTA]
EQUITY
153527205
33,354
36.14
1,205,413.56
1.0
ATLAS ENERGY SOLUTIONS INC [AESI]
EQUITY
642045108
54,321
21.93
1,191,259.53
1.0
DUTCH BROS INC-CLASS A [BROS]
EQUITY
26701L100
34,136
33.94
1,158,575.84
0.9
CERTARA INC [CERT]
EQUITY
15687V109
60,388
18.46
1,114,762.48
0.9
ALBANY INTL CORP-CL A [AIN]
EQUITY
012348108
11,888
92.18
1,095,835.84
0.9
PRIVIA HEALTH GROUP INC [PRVA]
EQUITY
74276R102
52,464
20.34
1,067,117.76
0.9
GRAND CANYON EDUCATION INC [LOPE]
EQUITY
38526M106
7,950
132.69
1,054,885.50
0.8
RESIDEO TECHNOLOGIES INC [REZI]
EQUITY
76118Y104
45,119
22.66
1,022,396.54
0.8
DELEK US HOLDINGS INC [DK]
EQUITY
24665A103
34,468
29.50
1,016,806.00
0.8
PTC THERAPEUTICS INC [PTCT]
EQUITY
69366J200
34,054
29.55
1,006,295.70
0.8
MOELIS & CO - CLASS A [MC]
EQUITY
60786M105
18,120
53.65
972,138.00
0.8
STEPSTONE GROUP INC-CLASS A [STEP]
EQUITY
85914M107
28,579
33.37
953,681.23
0.8
INTELLIA THERAPEUTICS INC [NTLA]
EQUITY
45826J105
33,206
28.30
939,729.80
0.8
RHYTHM PHARMACEUTICALS INC [RYTM]
EQUITY
76243J105
22,781
40.00
911,240.00
0.7
AMN HEALTHCARE SERVICES INC [AMN]
EQUITY
001744101
15,240
58.72
894,892.80
0.7
BRIGHTHOUSE FINANCIAL INC [BHF]
EQUITY
10922N103
18,669
47.58
888,271.02
0.7
TRAVEL + LEISURE CO [TNL]
EQUITY
894164102
19,448
45.48
884,495.04
0.7
GRANITE CONSTRUCTION INC [GVA]
EQUITY
387328107
15,770
54.44
858,518.80
0.7
KYMERA THERAPEUTICS INC [KYMR]
EQUITY
501575104
20,980
40.58
851,368.40
0.7
PIPER SANDLER COS [PIPR]
EQUITY
724078100
4,460
190.86
851,235.60
0.7
WALKER & DUNLOP INC [WD]
EQUITY
93148P102
9,272
89.53
830,122.16
0.7
NELNET INC-CL A [NNI]
EQUITY
64031N108
9,413
87.90
827,402.70
0.7
YETI HOLDINGS INC [YETI]
EQUITY
98585X104
22,315
37.05
826,770.75
0.7
SCHRODINGER INC [SDGR]
EQUITY
80810D103
29,849
26.04
777,267.96
0.6
UNDER ARMOUR INC-CLASS A [UAA]
EQUITY
904311107
108,127
7.15
773,108.05
0.6
FLYWIRE CORP-VOTING [FLYW]
EQUITY
302492103
29,790
25.60
762,624.00
0.6
CIMPRESS PLC [CMPR]
EQUITY
G2143T103
8,642
87.54
756,520.68
0.6
CENTURY COMMUNITIES INC [CCS]
EQUITY
156504300
8,545
88.01
752,045.45
0.6
TRIPADVISOR INC [TRIP]
EQUITY
896945201
27,274
27.34
745,671.16
0.6
FIRST HAWAIIAN INC [FHB]
EQUITY
32051X108
34,809
21.04
732,381.36
0.6
ALTAIR ENGINEERING INC - A [ALTR]
EQUITY
021369103
8,921
79.03
705,026.63
0.6
HURON CONSULTING GROUP INC [HURN]
EQUITY
447462102
7,283
96.47
702,591.01
0.6
KURA ONCOLOGY INC [KURA]
EQUITY
50127T109
30,891
22.34
690,104.94
0.6
UPSTART HOLDINGS INC [UPST]
EQUITY
91680M107
29,198
23.63
689,948.74
0.6
APPFOLIO INC - A [APPF]
EQUITY
03783C100
3,087
221.46
683,647.02
0.6
MERCURY GENERAL CORP [MCY]
EQUITY
589400100
13,898
48.55
674,747.90
0.5
ASSETMARK FINANCIAL HOLDINGS [AMK]
EQUITY
04546L106
18,349
35.71
655,242.79
0.5
COURSERA INC [COUR]
EQUITY
22266M104
45,656
14.18
647,402.08
0.5
DOLE PLC [DOLE]
EQUITY
G27907107
53,627
11.84
634,943.68
0.5
LGI HOMES INC [LGIH]
EQUITY
50187T106
5,919
106.99
633,273.81
0.5
GLOBALSTAR INC [GSAT]
EQUITY
378973408
426,114
1.47
626,387.58
0.5
LAUREATE EDUCATION INC [LAUR]
EQUITY
518613203
43,299
13.68
592,330.32
0.5
UPWORK INC [UPWK]
EQUITY
91688F104
49,385
11.96
590,644.60
0.5
CSG SYSTEMS INTL INC [CSGS]
EQUITY
126349109
11,444
50.94
582,957.36
0.5
CARGURUS INC [CARG]
EQUITY
141788109
25,913
22.47
582,265.11
0.5
AGIOS PHARMACEUTICALS INC [AGIO]
EQUITY
00847X104
19,276
29.94
577,123.44
0.5
HILLTOP HOLDINGS INC [HTH]
EQUITY
432748101
19,132
30.05
574,916.60
0.5
OPENDOOR TECHNOLOGIES INC [OPEN]
EQUITY
683712103
214,485
2.67
572,674.95
0.5
TOWNE BANK [TOWN]
EQUITY
89214P109
21,348
26.57
567,216.36
0.5
SONOS INC [SONO]
EQUITY
83570H108
30,143
18.81
566,989.83
0.5
INVENTRUST PROPERTIES CORP [IVT]
EQUITY
46124J201
22,820
24.76
565,023.20
0.5
FIRST MERCHANTS CORP [FRME]
EQUITY
320817109
17,031
32.78
558,276.18
0.4
KFORCE INC [KFRC]
EQUITY
493732101
8,141
68.55
558,065.55
0.4
KOPPERS HOLDINGS INC [KOP]
EQUITY
50060P106
10,538
52.93
557,776.34
0.4
WORKIVA INC [WK]
EQUITY
98139A105
6,608
83.93
554,609.44
0.4
STEELCASE INC-CL A [SCS]
EQUITY
858155203
43,313
12.78
553,540.14
0.4
EXP WORLD HOLDINGS INC [EXPI]
EQUITY
30212W100
55,179
9.99
551,238.21
0.4
JBG SMITH PROPERTIES [JBGS]
EQUITY
46590V100
33,122
16.64
551,150.08
0.4
RYERSON HOLDING CORP [RYI]
EQUITY
783754104
17,329
31.22
541,011.38
0.4
BRAZE INC-A [BRZE]
EQUITY
10576N102
10,631
50.39
535,696.09
0.4
COLLEGIUM PHARMACEUTICAL INC [COLL]
EQUITY
19459J104
13,673
39.09
534,477.57
0.4
SAGE THERAPEUTICS INC [SAGE]
EQUITY
78667J108
26,163
19.97
522,475.11
0.4
SILVERBOW RESOURCES INC [SBOW]
EQUITY
82836G102
15,398
33.92
522,300.16
0.4
BRINKER INTERNATIONAL INC [EAT]
EQUITY
109641100
10,897
47.93
522,293.21
0.4
PALOMAR HOLDINGS INC [PLMR]
EQUITY
69753M105
6,361
82.02
521,729.22
0.4
TERADATA CORP [TDC]
EQUITY
88076W103
13,689
37.94
519,360.66
0.4
BUCKLE INC/THE [BKE]
EQUITY
118440106
13,344
38.83
518,147.52
0.4
AVNET INC [AVT]
EQUITY
053807103
10,955
46.99
514,775.45
0.4
WINNEBAGO INDUSTRIES [WGO]
EQUITY
974637100
7,848
64.87
509,099.76
0.4
SQUARESPACE INC - CLASS A [SQSP]
EQUITY
85225A107
15,586
32.38
504,674.68
0.4
IRONWOOD PHARMACEUTICALS INC [IRWD]
EQUITY
46333X108
55,857
9.02
503,830.14
0.4
MERCHANTS BANCORP/IN [MBIN]
EQUITY
58844R108
12,576
39.71
499,392.96
0.4
VERTEX INC - CLASS A [VERX]
EQUITY
92538J106
16,721
29.81
498,453.01
0.4
WAFD INC [WAFD]
EQUITY
938824109
18,608
26.76
497,950.08
0.4
CHEESECAKE FACTORY INC/THE [CAKE]
EQUITY
163072101
13,874
35.76
496,134.24
0.4
LIVE OAK BANCSHARES INC [LOB]
EQUITY
53803X105
12,845
38.30
491,963.50
0.4
WESBANCO INC [WSBC]
EQUITY
950810101
17,286
28.23
487,983.78
0.4
BOX INC - CLASS A [BOX]
EQUITY
10316T104
16,479
29.40
484,482.60
0.4
ALLEGIANT TRAVEL CO [ALGT]
EQUITY
01748X102
7,038
67.61
475,839.18
0.4
UDEMY INC [UDMY]
EQUITY
902685106
43,116
10.98
473,413.68
0.4
BANNER CORPORATION [BANR]
EQUITY
06652V208
10,394
45.52
473,134.88
0.4
POWERSCHOOL HOLDINGS INC-A [PWSC]
EQUITY
73939C106
22,545
20.65
465,554.25
0.4
JFROG LTD [FROG]
EQUITY
M6191J100
10,957
42.20
462,385.40
0.4
USANA HEALTH SCIENCES INC [USNA]
EQUITY
90328M107
9,193
50.11
460,661.23
0.4
OXFORD INDUSTRIES INC [OXM]
EQUITY
691497309
4,157
106.08
440,974.56
0.4
TRUSTMARK CORP [TRMK]
EQUITY
898402102
16,805
25.92
435,585.60
0.4
VERVE THERAPEUTICS INC [VERV]
EQUITY
92539P101
30,019
13.81
414,562.39
0.3
ENTERPRISE FINANCIAL SERVICE [EFSC]
EQUITY
293712105
10,496
38.14
400,317.44
0.3
BREAD FINANCIAL HOLDINGS INC [BFH]
EQUITY
018581108
10,739
37.19
399,383.41
0.3
ASANA INC - CL A [ASAN]
EQUITY
04342Y104
24,594
15.96
392,520.24
0.3
FORMFACTOR INC [FORM]
EQUITY
346375108
9,091
42.64
387,640.24
0.3
POWELL INDUSTRIES INC [POWL]
EQUITY
739128106
2,389
160.86
384,294.54
0.3
ACI WORLDWIDE INC [ACIW]
EQUITY
004498101
11,988
31.83
381,578.04
0.3
AURORA INNOVATION INC [AUR]
EQUITY
051774107
169,962
2.24
380,714.88
0.3
CRA INTERNATIONAL INC [CRAI]
EQUITY
12618T105
2,685
141.77
380,652.45
0.3
SPARTANNASH CO [SPTN]
EQUITY
847215100
19,038
19.98
380,379.24
0.3
IMPINJ INC [PI]
EQUITY
453204109
3,035
122.90
373,001.50
0.3
ALARM.COM HOLDINGS INC [ALRM]
EQUITY
011642105
5,067
73.18
370,803.06
0.3
TARSUS PHARMACEUTICALS INC [TARS]
EQUITY
87650L103
11,620
31.58
366,959.60
0.3
FIRST WATCH RESTAURANT GROUP [FWRG]
EQUITY
33748L101
14,820
24.54
363,682.80
0.3
SPROUT SOCIAL INC - CLASS A [SPT]
EQUITY
85209W109
6,311
56.38
355,814.18
0.3
PEDIATRIX MEDICAL GROUP INC [MD]
EQUITY
58502B106
36,802
9.48
348,882.96
0.3
REGENXBIO INC [RGNX]
EQUITY
75901B107
15,396
22.19
341,637.24
0.3
PATHWARD FINANCIAL INC [CASH]
EQUITY
59100U108
7,022
47.70
334,949.40
0.3
ENVESTNET INC [ENV]
EQUITY
29404K106
6,207
53.54
332,322.78
0.3
RAPID7 INC [RPD]
EQUITY
753422104
6,435
50.31
323,744.85
0.3
CALIX INC [CALX]
EQUITY
13100M509
9,475
34.01
322,244.75
0.3
HEALTHSTREAM INC [HSTM]
EQUITY
42222N103
12,434
25.83
321,170.22
0.3
DIGITALOCEAN HOLDINGS INC [DOCN]
EQUITY
25402D102
8,067
39.12
315,581.04
0.3
VIASAT INC [VSAT]
EQUITY
92552V100
16,830
17.49
294,356.70
0.2
VERITEX HOLDINGS INC [VBTX]
EQUITY
923451108
15,653
18.65
291,928.45
0.2
OCEANFIRST FINANCIAL CORP [OCFC]
EQUITY
675234108
18,927
15.01
284,094.27
0.2
CHEGG INC [CHGG]
EQUITY
163092109
35,359
7.97
281,811.23
0.2
HAWAIIAN HOLDINGS INC [HA]
EQUITY
419879101
20,518
13.73
281,712.14
0.2
INTAPP INC [INTA]
EQUITY
45827U109
8,413
33.18
279,143.34
0.2
PROGRESS SOFTWARE CORP [PRGS]
EQUITY
743312100
5,290
52.58
278,148.20
0.2
ZIPRECRUITER INC-A [ZIP]
EQUITY
98980B103
23,703
11.54
273,532.62
0.2
N-ABLE INC [NABL]
EQUITY
62878D100
20,711
13.20
273,385.20
0.2
BEAZER HOMES USA INC [BZH]
EQUITY
07556Q881
9,015
29.59
266,753.85
0.2
ORIGIN BANCORP INC [OBK]
EQUITY
68621T102
9,152
28.98
265,224.96
0.2
BYLINE BANCORP INC [BY]
EQUITY
124411109
13,003
20.33
264,350.99
0.2
VIAVI SOLUTIONS INC [VIAV]
EQUITY
925550105
26,595
9.86
262,226.70
0.2
TABOOLA.COM LTD [TBLA]
EQUITY
M8744T106
62,308
4.15
258,578.20
0.2
ZETA GLOBAL HOLDINGS CORP-A [ZETA]
EQUITY
98956A105
23,546
10.31
242,759.26
0.2
CARS.COM INC [CARS]
EQUITY
14575E105
14,639
16.58
242,714.62
0.2
EXTREME NETWORKS INC [EXTR]
EQUITY
30226D106
20,240
11.30
228,712.00
0.2
ALKAMI TECHNOLOGY INC [ALKT]
EQUITY
01644J108
9,818
23.11
226,893.98
0.2
FRANKLIN COVEY CO [FC]
EQUITY
353469109
5,578
39.25
218,936.50
0.2
IDT CORP-CLASS B [IDT]
EQUITY
448947507
5,646
37.99
214,491.54
0.2
SPIRIT AIRLINES INC [SAVE]
EQUITY
848577102
47,073
4.29
201,943.17
0.2
CULLINAN ONCOLOGY INC [CGEM]
EQUITY
230031106
12,540
15.93
199,762.20
0.2
HEALTH CATALYST INC [HCAT]
EQUITY
42225T107
23,950
7.82
187,289.00
0.2
ENTRADA THERAPEUTICS INC [TRDA]
EQUITY
29384C108
14,543
12.78
185,859.54
0.1
RESOURCES CONNECTION INC [RGP]
EQUITY
76122Q105
13,512
13.26
179,169.12
0.1
CASTLE BIOSCIENCES INC [CSTL]
EQUITY
14843C105
9,364
18.85
176,511.40
0.1
SEMRUSH HOLDINGS INC-A [SEMR]
EQUITY
81686C104
15,741
11.18
175,984.38
0.1
PROASSURANCE CORP [PRA]
EQUITY
74267C106
14,370
11.98
172,152.60
0.1
LIMBACH HOLDINGS INC [LMB]
EQUITY
53263P105
3,818
41.25
157,492.50
0.1
AMC NETWORKS INC-A [AMCX]
EQUITY
00164V103
12,836
12.23
156,984.28
0.1
MULTIPLAN CORP [MPLN]
EQUITY
62548M100
212,406
0.71
150,702.06
0.1
HAVERTY FURNITURE [HVT]
EQUITY
419596101
4,321
31.48
136,025.08
0.1
ALTA EQUIPMENT GROUP INC [ALTG]
EQUITY
02128L106
12,248
11.05
135,340.40
0.1
COUCHBASE INC [BASE]
EQUITY
22207T101
4,887
27.19
132,877.53
0.1
GOPRO INC-CLASS A [GPRO]
EQUITY
38268T103
58,120
2.22
129,026.40
0.1
ARLO TECHNOLOGIES INC [ARLO]
EQUITY
04206A101
10,445
12.26
128,055.70
0.1
PAR TECHNOLOGY CORP/DEL [PAR]
EQUITY
698884103
3,065
41.42
126,952.30
0.1
A10 NETWORKS INC [ATEN]
EQUITY
002121101
9,014
13.64
122,950.96
0.1
MODEL N INC [MODN]
EQUITY
607525102
4,726
25.42
120,134.92
0.1
INFINERA CORP [INFN]
EQUITY
45667G103
26,279
4.53
119,043.87
0.1
EVENTBRITE INC-CLASS A [EB]
EQUITY
29975E109
21,431
5.50
117,870.50
0.1
SCANSOURCE INC [SCSC]
EQUITY
806037107
2,659
41.90
111,412.10
0.1
IROBOT CORP [IRBT]
EQUITY
462726100
10,825
9.99
108,141.75
0.1
GRID DYNAMICS HOLDINGS INC [GDYN]
EQUITY
39813G109
8,303
12.57
104,368.71
0.1
BRIDGEWATER BANCSHARES INC [BWB]
EQUITY
108621103
8,595
11.45
98,412.75
0.1
ENFUSION INC - CLASS A [ENFN]
EQUITY
292812104
9,744
9.30
90,619.20
0.1
RE/MAX HOLDINGS INC-CL A [RMAX]
EQUITY
75524W108
11,484
7.86
90,264.24
0.1
HOMESTREET INC [HMST]
EQUITY
43785V102
5,935
14.76
87,600.60
0.1
NEWTEKONE INC [NEWT]
EQUITY
652526203
7,481
10.92
81,692.52
0.1
PLAYAGS INC [AGS]
EQUITY
72814N104
9,083
8.51
77,296.33
0.1
YEXT INC [YEXT]
EQUITY
98585N106
13,672
5.39
73,692.08
0.1
MITEK SYSTEMS INC [MITK]
EQUITY
606710200
5,353
11.71
62,683.63
0.1
OMEGA THERAPEUTICS INC [OMGA]
EQUITY
68217N105
16,775
3.62
60,725.50
0.0
BIGCOMMERCE HOLDINGS-SER 1 [BIGC]
EQUITY
08975P108
8,319
7.11
59,148.09
0.0
XPERI INC [XPER]
EQUITY
98423J101
5,107
10.90
55,666.30
0.0
VERA BRADLEY INC [VRA]
EQUITY
92335C106
8,435
6.41
54,068.35
0.0
ADTRAN HOLDINGS INC [ADTN]
EQUITY
00486H105
9,604
5.57
53,494.28
0.0
DOMO INC - CLASS B [DOMO]
EQUITY
257554105
4,108
9.42
38,697.36
0.0
ACLARIS THERAPEUTICS INC [ACRS]
EQUITY
00461U105
30,984
1.17
36,251.28
0.0
CARPARTS.COM INC [PRTS]
EQUITY
14427M107
17,728
1.80
31,910.40
0.0
SKILLZ INC [SKLZ]
EQUITY
83067L208
3,890
6.29
24,468.10
0.0
Total
--
--
--
--
--
123,929
99.8
Cash and Other Assets Less Liabilities
--
--
--
--
--
--
0.2
Total Net Assets
--
--
--
--
--
--
100%

As of 2/29/2024

Human Capital Factor US Small Cap ETF (HAPS)

Human Capital Factor Small Cap Index

-

Industrials

HAPS: 17.6%

Benchmark: 17.6%

-

Financials

HAPS: 17.4%

Benchmark: 17.4%

-

Health Care

HAPS: 16.3%

Benchmark: 16.3%

-

Information Technology

HAPS: 12.6%

Benchmark: 12.6%

-

Consumer Discretionary

HAPS: 12.0%

Benchmark: 12.0%

-

Real Estate

HAPS: 6.5%

Benchmark: 6.6%

-

Energy

HAPS: 4.9%

Benchmark: 4.9%

-

Materials

HAPS: 4.7%

Benchmark: 4.7%

-

Consumer Staples

HAPS: 3.2%

Benchmark: 3.2%

-

Communication Services

HAPS: 2.6%

Benchmark: 2.6%

-

Utilities

HAPS: 2.3%

Benchmark: 2.3%

-

Cash

HAPS: 0.0%

Benchmark: NaN%

HAPS: Human Capital Factor US Small Cap ETF

Benchmark: Human Capital Factor Small Cap Index

Investment Team


Harbor Capital Advisors, Inc. dark blue logo on white background

The Fund employs an indexing investment approach designed to track the performance of the CIBC Human Capital Factor Small Cap Index (“The Index”). The Fund invests at least 80% of its total assets in securities that are included in the Index.

The Index consists of a modified market capitalization-weighted portfolio of equity securities of approximately 200 small cap U.S. companies identified by Irrational Capital LLC (“Irrational Capital”) as those it believes to possess strong corporate culture based on its proprietary scoring methodology. The Index was developed by the Canadian Imperial Bank of Commerce (CIBC, the “Index Provider”).

Harbor Capital serves as the investment adviser.


Documents

Investing involves risk, principal loss is possible. Unlike mutual funds, ETFs may trade at a premium or discount to their net asset value. Harbor ETFs are new and have limited operating history to judge.

Shares are bought and sold at market price not net asset value (NAV). Market price returns are based upon the closing composite market price and do not represent the returns you would receive if you traded shares at other times.

There is no guarantee that the investment objective of the Fund will be achieved. Stock markets are volatile and equity values can decline significantly in response to adverse issuer, political, regulatory, market and economic conditions. Stocks of small cap companies pose special risks, including possible illiquidity and greater price volatility than stocks of larger, more established companies. The Fund may not exactly track the performance of the Index with perfect accuracy at all times. Tracking error may occur because of pricing differences, timing and costs incurred by the fund or during times of heightened market volatility. The Fund relies on the Index provider's methodology in assessing whether a company may be considered a corporate culture leader. There is no guarantee that the construction methodology will accurately assess a company to include or exclude it from the index which could have an adverse effect on the Fund's returns. The Fund's assets may be concentrated in a particular sector or industries to the extent the Index is concentrated and is subject to the risk that economic, political, or other market conditions that have a negative effect on that sector or industry will negatively impact the value of the Fund. The Fund’s assets may be concentrated in a particular sector, industry or group of industries to the extent the Index is so concentrated and could subject the Fund to the risk that economic, political or other conditions that have a negative effect on the Fund. There can be no assurance that the Fund will grow to or maintain an economically viable size, in which case the Board of Trustees may determine to liquidate the Fund.

CIBC is a third-party index provider to the Harbor Corporate Culture Small Cap ETF.

Bid/Ask Mid Price: the midpoint between the highest bid and the lowest offer, as of the time that the Fund’s NAV is calculated, typically 4 p.m. Eastern Time.

Premium/Discount ($): the difference between the Fund’s market price and NAV, expressed as a percentage of NAV. A premium is the amount that the Fund is trading above the reported NAV. A discount is the amount that the Fund is trading below the reported NAV.

30-Day Median Bid/Ask Spread: calculated by identifying national best bid and national best offer ("NBBO") for each fund as of the end of each 10 second interval during each trading day of the last 30 calendar days and dividing the difference between each such bid and offer by the midpoint of the NBBO. The median of those values is identified and that value is expressed as a percentage (rounded to the nearest hundredth).

Weighted Average Market Capitalization: The average size of the companies in a portfolio or index as measured by the market value of outstanding shares.

Price/Book: The price-to-book (P/B) ratio evaluates a firm's market value relative to its book value.

Adjusted Trailing P/E Ratio: The Adjusted Trailing P/E (Price/Earnings) Ratio is the closing stock price divided by the sum of the last 12 months actual EPS.

% EPS Growth – Past 3 year: Earnings per share refers to the bottom-line measure of a company’s profitability defined as net income divided by the number of outstanding shares.

Return on Equity: Return on equity (ROE) is a measure of financial performance calculated by dividing net income by shareholders' equity.

Forecasted P/E Ratio: a measure of the P/E (price-to-earnings) ratio using forecasted earnings for the P/E calculation.

3142224 

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Harbor Funds Distributors, Inc. is the Distributor of the Harbor Mutual Funds.
Foreside Fund Services, LLC is the Distributor of the Harbor ETFs.
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Investing involves risk and the potential loss of capital.

Investors should carefully consider the investment objectives, risks, charges and expenses of a fund before investing. To obtain a summary prospectus or prospectus for this and other information, click here or call 800-422-1050. Read it carefully before investing.

All trademarks or product names mentioned herein are the property of their respective owners. Copyright © 2024 Harbor Capital Advisors, Inc. All rights reserved.