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Harbor Corporate Culture ETF (HAPI)

Access the link between strong corporate culture and potential equity value.

Welcome

Overview

Performance

Holdings

Investment Team

Documents

Overview

Current Price

as of 1/31/2023

NAV Price	$23.16
NAV Daily Change ($)	$0.27
NAV Daily Change (%)	1.18%
NAV YTD Return	6.63%
Market Price	$23.14
Market Daily Change ($)	$0.25
Market Daily Change (%)	1.09%
Market YTD Return	6.54%

Fund Facts

Inception Date	10/12/2022
Expense Ratio (%)	0.36%
Total Net Assets (million) (As of 2/1/2023)	$229.884
Shares Outstanding (As of 2/1/2023)	9,925,000
Ticker	HAPI
Cusip	41151J604
ISIN	US41151J8779
Benchmark	CIBC Human Capital Index
Exchange	NYSE
Distributor	Foreside Fund Services, LLC
Investment Objective	Seeks to track the CIBC Human Capital Index
Morningstar Category	--
Dividend Frequency	Annually

Pricing/Trading

as of 1/31/2023

Bid/Ask Mid Price

$23.17

Closing Market Price

$23.14

Premium/Discount ($)

$0.00

Premium/Discount (%)

0.01%

	2022	Q1 2023	YTD
Days Traded at a Premium	41	13	13
Days Traded at a Discount	14	7	7

30-Day Median Bid/Ask Spread

0.22%

Exchange Volume (Shares)

Trading Currency

USD

Historical Premium Discount to NAV

2022

Q1 2023

"Of all the investments companies make, creating a strong corporate culture is one of the best ways to create value. This is why employee behavior and motivation can be such an important element of stock market performance."

Dan Ariely

Behavioral Economist, Co-Founder, Irrational Capital

Performance

Total Returns

MONTH-END

QUARTER-END

YEAR-BY-YEAR

MONTH-BY-MONTH

Fund Name

3 Mo.

YTD Return

Since Inception

Net Expense Ratio

Gross Expense Ratio

Corporate Culture ETF

6.64%

6.63%

16.37%

0.36%

Fund Market Price

6.55%

6.54%

16.27%

CIBC Human Capital Index

6.77%

6.68%

16.53%

Performance data shown represents past performance and is no guarantee of future results. Short term performance, in particular, is not a good indication of the fund’s future performance, and an investment should not be made based solely on returns. Past performance is net of management fees and expenses and reflects reinvested dividends and distributions. Past performance reflects the beneficial effect of any expense waivers or reimbursements, without which returns would have been lower. Investment returns and principal value will fluctuate and when redeemed may be worth more or less than their original cost. Returns for periods less than one year are not annualized. Current performance may be higher or lower and is available through the most recent month end at harborcapital.com or by calling 800-422-1050.

The CIBC Human Capital Index consists of a modified market-weighted portfolio of the equity securities of U.S. companies identified by Irrational Capital LLC (“Irrational Capital”) as those it believes to possess strong corporate culture based on its proprietary scoring methodology. Constituents eligible are chosen from Solactive GBS United States 500 Index (the “index universe”) at the time of Index reconstitution. The Solactive GBS United States 500 Index intends to track the performance of the largest 500 companies from the US stock market. The index listed is unmanaged and does not reflect fees and expenses and is not available for direct investment.

Price History

CHART

TABLE

Distribution History

Ex-Date

Record Date

Payable Date

Ordinary Income

Short Term Capital Gains

Long Term Capital Gains

Total Distribution

12/21/2022

12/22/2022

12/27/2022

0.06304

0.00056

0.06360

Holdings

Portfolio Characteristics

as of 12/31/2022

Corporate Culture ETF

Number of Holdings

149

Wtd Avg Market Cap ($Mil)

357707

Price/Book Ratio

6.2

Adjusted Trailing P/E Ratio

23.4

% EPS Growth - Past 3 Yr

15.4

Return on Equity (%)

30.59

Forecasted P/E Ratio

20.8

Top Ten Holdings

as of 1/31/2023

Company Name [Ticker]

% of Net Assets

APPLE INC COMMON STOCK USD.00001[AAPL]

4.6

MICROSOFT CORP COMMON STOCK USD.00000625[MSFT]

4.5

COSTCO WHOLESALE CORP COMMON STOCK USD.005[COST]

3.1

ALPHABET INC CL C COMMON STOCK USD.001[GOOG]

2.9

JOHNSON + JOHNSON COMMON STOCK USD1.0[JNJ]

2.8

META PLATFORMS INC CLASS A COMMON STOCK USD.000006[META]

2.7

NVIDIA CORP COMMON STOCK USD.001[NVDA]

2.5

CHEVRON CORP COMMON STOCK USD.75[CVX]

2.2

JPMORGAN CHASE + CO COMMON STOCK USD1.0[JPM]

2.2

WALT DISNEY CO/THE COMMON STOCK USD.01[DIS]

2.1

% of Total Holdings:

29.6%

This information should not be considered as a recommendation to purchase or sell a particular security. The holdings mentioned may change at any time and may not represent current or future investments.

Full Holdings

as of 1/31/2023

Download: Daily Full Holdings (csv)

Company Name [Ticker]

Category Name

Country

Cusip

Current Price ($)

Market Value ($)

% of Net Assets

APPLE INC COMMON STOCK USD.00001 [AAPL]

Equity

UNITED STATES

037833100

72,970

144.29

10,528,841.30

4.6

MICROSOFT CORP COMMON STOCK USD.00000625 [MSFT]

Equity

UNITED STATES

594918104

42,039

247.81

10,417,684.59

4.5

COSTCO WHOLESALE CORP COMMON STOCK USD.005 [COST]

Equity

UNITED STATES

22160K105

13,890

511.14

7,099,734.60

3.1

ALPHABET INC CL C COMMON STOCK USD.001 [GOOG]

Equity

UNITED STATES

02079K107

67,201

99.87

6,711,363.87

2.9

JOHNSON + JOHNSON COMMON STOCK USD1.0 [JNJ]

Equity

UNITED STATES

478160104

39,120

163.42

6,392,990.40

2.8

META PLATFORMS INC CLASS A COMMON STOCK USD.000006 [META]

Equity

UNITED STATES

30303M102

41,727

148.97

6,216,071.19

2.7

NVIDIA CORP COMMON STOCK USD.001 [NVDA]

Equity

UNITED STATES

67066G104

29,342

195.37

5,732,546.54

2.5

CHEVRON CORP COMMON STOCK USD.75 [CVX]

Equity

UNITED STATES

166764100

28,806

174.02

5,012,820.12

2.2

JPMORGAN CHASE + CO COMMON STOCK USD1.0 [JPM]

Equity

UNITED STATES

46625H100

35,516

139.96

4,970,819.36

2.2

WALT DISNEY CO/THE COMMON STOCK USD.01 [DIS]

Equity

UNITED STATES

254687106

45,048

108.49

4,887,257.52

2.1

VISA INC CLASS A SHARES COMMON STOCK USD.0001 [V]

Equity

UNITED STATES

92826C839

20,334

230.21

4,681,090.14

2.0

ELI LILLY + CO COMMON STOCK [LLY]

Equity

UNITED STATES

532457108

12,730

344.15

4,381,029.50

1.9

MERCK + CO. INC. COMMON STOCK USD.5 [MRK]

Equity

UNITED STATES

58933Y105

38,074

107.41

4,089,528.34

1.8

PROCTER + GAMBLE CO/THE COMMON STOCK [PG]

Equity

UNITED STATES

742718109

28,663

142.38

4,081,037.94

1.8

MASTERCARD INC A COMMON STOCK USD.0001 [MA]

Equity

UNITED STATES

57636Q104

10,709

370.60

3,968,755.40

1.7

PFIZER INC COMMON STOCK USD.05 [PFE]

Equity

UNITED STATES

717081103

84,185

44.16

3,717,609.60

1.6

CATERPILLAR INC COMMON STOCK USD1.0 [CAT]

Equity

UNITED STATES

149123101

14,285

252.29

3,603,962.65

1.6

BANK OF AMERICA CORP COMMON STOCK USD.01 [BAC]

Equity

UNITED STATES

060505104

87,783

35.48

3,114,540.84

1.4

DEERE + CO COMMON STOCK USD1.0 [DE]

Equity

UNITED STATES

244199105

7,179

422.84

3,035,568.36

1.3

LOCKHEED MARTIN CORP COMMON STOCK USD1.0 [LMT]

Equity

UNITED STATES

539830109

6,305

463.26

2,920,854.30

1.3

PEPSICO INC COMMON STOCK USD.017 [PEP]

Equity

UNITED STATES

713448108

16,658

171.02

2,848,851.16

1.2

COCA COLA CO/THE COMMON STOCK USD.25 [KO]

Equity

UNITED STATES

191216100

45,319

61.32

2,778,961.08

1.2

CONOCOPHILLIPS COMMON STOCK USD.01 [COP]

Equity

UNITED STATES

20825C104

20,388

121.87

2,484,685.56

1.1

CISCO SYSTEMS INC COMMON STOCK USD.001 [CSCO]

Equity

UNITED STATES

17275R102

49,574

48.67

2,412,766.58

1.0

ADOBE INC COMMON STOCK USD.0001 [ADBE]

Equity

UNITED STATES

00724F101

6,431

370.34

2,381,656.54

1.0

GENERAL ELECTRIC CO COMMON STOCK USD.01 [GE]

Equity

UNITED STATES

369604301

27,761

80.48

2,234,205.28

1.0

SALESFORCE INC COMMON STOCK USD.001 [CRM]

Equity

UNITED STATES

79466L302

13,058

167.97

2,193,352.26

1.0

BRISTOL MYERS SQUIBB CO COMMON STOCK USD.1 [BMY]

Equity

UNITED STATES

110122108

30,142

72.65

2,189,816.30

1.0

TEXAS INSTRUMENTS INC COMMON STOCK USD1.0 [TXN]

Equity

UNITED STATES

882508104

12,294

177.21

2,178,619.74

0.9

AMGEN INC COMMON STOCK USD.0001 [AMGN]

Equity

UNITED STATES

031162100

8,059

252.40

2,034,091.60

0.9

NIKE INC CL B COMMON STOCK [NKE]

Equity

UNITED STATES

654106103

15,467

127.33

1,969,413.11

0.9

NETFLIX INC COMMON STOCK USD.001 [NFLX]

Equity

UNITED STATES

64110L106

5,552

353.86

1,964,630.72

0.9

QUALCOMM INC COMMON STOCK USD.0001 [QCOM]

Equity

UNITED STATES

747525103

14,659

133.21

1,952,725.39

0.8

PROLOGIS INC REIT USD.01 [PLD]

Equity

UNITED STATES

74340W103

14,277

129.28

1,845,730.56

0.8

3M CO W/D COMMON STOCK USD.01 [MMM]

Equity

UNITED STATES

88579Y101

15,864

115.08

1,825,629.12

0.8

PHILIP MORRIS INTERNATIONAL COMMON STOCK [PM]

Equity

UNITED STATES

718172109

17,053

104.24

1,777,604.72

0.8

PAYPAL HOLDINGS INC COMMON STOCK USD.0001 [PYPL]

Equity

UNITED STATES

70450Y103

21,396

81.49

1,743,560.04

0.8

MORGAN STANLEY COMMON STOCK USD.01 [MS]

Equity

UNITED STATES

617446448

17,434

97.33

1,696,851.22

0.7

S+P GLOBAL INC COMMON STOCK USD1.0 [SPGI]

Equity

UNITED STATES

78409V104

4,446

374.94

1,666,983.24

0.7

MEDTRONIC PLC COMMON STOCK USD.1 [MDT]

Equity

IRELAND

G5960L103

19,419

83.69

1,625,176.11

0.7

NORTHROP GRUMMAN CORP COMMON STOCK USD1.0 [NOC]

Equity

UNITED STATES

666807102

3,561

448.04

1,595,470.44

0.7

INTL BUSINESS MACHINES CORP COMMON STOCK USD.2 [IBM]

Equity

UNITED STATES

459200101

11,105

134.73

1,496,176.65

0.7

ADVANCED MICRO DEVICES COMMON STOCK USD.01 [AMD]

Equity

UNITED STATES

007903107

19,815

75.15

1,489,097.25

0.6

INTUIT INC COMMON STOCK USD.01 [INTU]

Equity

UNITED STATES

461202103

3,512

422.67

1,484,417.04

0.6

BLACKROCK INC COMMON STOCK USD.01 [BLK]

Equity

UNITED STATES

09247X101

1,947

759.21

1,478,181.87

0.6

GOLDMAN SACHS GROUP INC COMMON STOCK USD.01 [GS]

Equity

UNITED STATES

38141G104

4,014

365.81

1,468,361.34

0.6

INTEL CORP COMMON STOCK USD.001 [INTC]

Equity

UNITED STATES

458140100

50,364

28.26

1,423,286.64

0.6

MARRIOTT INTERNATIONAL CL A COMMON STOCK USD.01 [MAR]

Equity

UNITED STATES

571903202

7,911

174.18

1,377,937.98

0.6

VERTEX PHARMACEUTICALS INC COMMON STOCK USD.01 [VRTX]

Equity

UNITED STATES

92532F100

3,949

323.10

1,275,921.90

0.6

TRANE TECHNOLOGIES PLC COMMON STOCK USD1.0 [TT]

Equity

IRELAND

G8994E103

7,112

179.12

1,273,901.44

0.6

INTUITIVE SURGICAL INC COMMON STOCK USD.001 [ISRG]

Equity

UNITED STATES

46120E602

5,133

245.69

1,261,126.77

0.5

EQUINIX INC REIT USD.001 [EQIX]

Equity

UNITED STATES

29444U700

1,658

738.13

1,223,819.54

0.5

ARCHER DANIELS MIDLAND CO COMMON STOCK [ADM]

Equity

UNITED STATES

039483102

14,403

82.85

1,193,288.55

0.5

AMERICAN EXPRESS CO COMMON STOCK USD.2 [AXP]

Equity

UNITED STATES

025816109

6,733

174.93

1,177,803.69

0.5

AUTOMATIC DATA PROCESSING COMMON STOCK USD.1 [ADP]

Equity

UNITED STATES

053015103

5,184

225.81

1,170,599.04

0.5

REGENERON PHARMACEUTICALS COMMON STOCK USD.001 [REGN]

Equity

UNITED STATES

75886F107

1,542

758.47

1,169,560.74

0.5

CORTEVA INC COMMON STOCK USD.01 [CTVA]

Equity

UNITED STATES

22052L104

17,573

64.45

1,132,579.85

0.5

DOW INC COMMON STOCK USD.01 [DOW]

Equity

UNITED STATES

260557103

18,577

59.35

1,102,544.95

0.5

MARSH + MCLENNAN COS COMMON STOCK USD1.0 [MMC]

Equity

UNITED STATES

571748102

6,291

174.91

1,100,358.81

0.5

SERVICENOW INC COMMON STOCK USD.001 [NOW]

Equity

UNITED STATES

81762P102

2,380

455.13

1,083,209.40

0.5

MONDELEZ INTERNATIONAL INC A COMMON STOCK [MDLZ]

Equity

UNITED STATES

609207105

16,261

65.44

1,064,119.84

0.5

MODERNA INC COMMON STOCK USD.0001 [MRNA]

Equity

UNITED STATES

60770K107

5,944

176.06

1,046,500.64

0.5

DUKE ENERGY CORP COMMON STOCK USD.001 [DUK]

Equity

UNITED STATES

26441C204

10,022

102.45

1,026,753.90

0.4

EBAY INC COMMON STOCK USD.001 [EBAY]

Equity

UNITED STATES

278642103

20,553

49.50

1,017,373.50

0.4

NEWMONT CORP COMMON STOCK USD1.6 [NEM]

Equity

UNITED STATES

651639106

19,008

52.93

1,006,093.44

0.4

PROGRESSIVE CORP COMMON STOCK USD1.0 [PGR]

Equity

UNITED STATES

743315103

7,139

136.35

973,402.65

0.4

LAM RESEARCH CORP COMMON STOCK USD.001 [LRCX]

Equity

UNITED STATES

512807108

1,929

500.10

964,692.90

0.4

DUPONT DE NEMOURS INC COMMON STOCK USD.01 [DD]

Equity

UNITED STATES

26614N102

12,955

73.95

958,022.25

0.4

SOUTHERN CO/THE COMMON STOCK USD5.0 [SO]

Equity

UNITED STATES

842587107

13,882

67.68

939,533.76

0.4

BOSTON SCIENTIFIC CORP COMMON STOCK USD.01 [BSX]

Equity

UNITED STATES

101137107

20,226

46.25

935,452.50

0.4

CUMMINS INC COMMON STOCK USD2.5 [CMI]

Equity

UNITED STATES

231021106

3,664

249.54

914,314.56

0.4

ROCKWELL AUTOMATION INC COMMON STOCK USD1.0 [ROK]

Equity

UNITED STATES

773903109

3,198

282.03

901,931.94

0.4

BLACKSTONE INC COMMON STOCK USD.00001 [BX]

Equity

UNITED STATES

09260D107

9,142

95.96

877,266.32

0.4

VALERO ENERGY CORP COMMON STOCK USD.01 [VLO]

Equity

UNITED STATES

91913Y100

5,913

140.03

827,997.39

0.4

OCCIDENTAL PETROLEUM CORP COMMON STOCK USD.2 [OXY]

Equity

UNITED STATES

674599105

12,662

64.79

820,370.98

0.4

COLGATE PALMOLIVE CO COMMON STOCK USD1.0 [CL]

Equity

UNITED STATES

194162103

10,302

74.53

767,808.06

0.3

FORD MOTOR CO COMMON STOCK USD.01 [F]

Equity

UNITED STATES

345370860

53,312

13.51

720,245.12

0.3

SYNOPSYS INC COMMON STOCK USD.01 [SNPS]

Equity

UNITED STATES

871607107

1,970

353.75

696,887.50

0.3

BIOGEN INC COMMON STOCK USD.0005 [BIIB]

Equity

UNITED STATES

09062X103

2,337

290.90

679,833.30

0.3

AGILENT TECHNOLOGIES INC COMMON STOCK USD.01 [A]

Equity

UNITED STATES

00846U101

4,421

152.08

672,345.68

0.3

HESS CORP COMMON STOCK USD1.0 [HES]

Equity

UNITED STATES

42809H107

4,413

150.16

662,656.08

0.3

DOMINION ENERGY INC COMMON STOCK [D]

Equity

UNITED STATES

25746U109

10,311

63.64

656,192.04

0.3

CADENCE DESIGN SYS INC COMMON STOCK USD.01 [CDNS]

Equity

UNITED STATES

127387108

3,561

182.83

651,057.63

0.3

DIGITAL REALTY TRUST INC REIT USD.01 [DLR]

Equity

UNITED STATES

253868103

5,645

114.62

647,029.90

0.3

GE HEALTHCARE TECHNOLOGY COMMON STOCK [GEHC]

Equity

UNITED STATES

36266G107

9,253

69.52

643,268.56

0.3

MOODY S CORP COMMON STOCK USD.01 [MCO]

Equity

UNITED STATES

615369105

1,983

322.75

640,013.25

0.3

SEMPRA ENERGY COMMON STOCK [SRE]

Equity

UNITED STATES

816851109

3,966

160.33

635,868.78

0.3

DELTA AIR LINES INC COMMON STOCK USD.0001 [DAL]

Equity

UNITED STATES

247361702

15,831

39.10

618,992.10

0.3

ETSY INC COMMON STOCK USD.001 [ETSY]

Equity

UNITED STATES

29786A106

4,497

137.58

618,697.26

0.3

AUTODESK INC COMMON STOCK USD.01 [ADSK]

Equity

UNITED STATES

052769106

2,864

215.16

616,218.24

0.3

SBA COMMUNICATIONS CORP REIT USD.01 [SBAC]

Equity

UNITED STATES

78410G104

1,983

297.53

590,001.99

0.3

MSCI INC COMMON STOCK USD.01 [MSCI]

Equity

UNITED STATES

55354G100

1,055

531.56

560,795.80

0.2

GENERAL MILLS INC COMMON STOCK USD.1 [GIS]

Equity

UNITED STATES

370334104

7,139

78.36

559,412.04

0.2

MICROCHIP TECHNOLOGY INC COMMON STOCK USD.001 [MCHP]

Equity

UNITED STATES

595017104

7,099

77.62

551,024.38

0.2

SOUTHWEST AIRLINES CO COMMON STOCK USD1.0 [LUV]

Equity

UNITED STATES

844741108

15,067

35.77

538,946.59

0.2

TRAVELERS COS INC/THE COMMON STOCK NPV [TRV]

Equity

UNITED STATES

89417E109

2,777

191.12

530,740.24

0.2

KIMBERLY CLARK CORP COMMON STOCK USD1.25 [KMB]

Equity

UNITED STATES

494368103

3,966

130.01

515,619.66

0.2

ILLUMINA INC COMMON STOCK USD.01 [ILMN]

Equity

UNITED STATES

452327109

2,374

214.20

508,510.80

0.2

ROPER TECHNOLOGIES INC COMMON STOCK USD.01 [ROP]

Equity

UNITED STATES

776696106

1,190

426.75

507,832.50

0.2

EXPEDIA GROUP INC COMMON STOCK USD.001 [EXPE]

Equity

UNITED STATES

30212P303

4,340

114.30

496,062.00

0.2

MONSTER BEVERAGE CORP COMMON STOCK [MNST]

Equity

UNITED STATES

61174X109

4,718

104.08

491,049.44

0.2

XCEL ENERGY INC COMMON STOCK USD2.5 [XEL]

Equity

UNITED STATES

98389B100

7,139

68.77

490,949.03

0.2

RESMED INC COMMON STOCK USD.004 [RMD]

Equity

UNITED STATES

761152107

1,983

228.37

452,857.71

0.2

CONSOLIDATED EDISON INC COMMON STOCK USD.1 [ED]

Equity

UNITED STATES

209115104

4,741

95.31

451,864.71

0.2

AVALONBAY COMMUNITIES INC REIT USD.01 [AVB]

Equity

UNITED STATES

053484101

2,488

177.44

441,470.72

0.2

KEYSIGHT TECHNOLOGIES IN COMMON STOCK [KEYS]

Equity

UNITED STATES

49338L103

2,354

179.35

422,189.90

0.2

FORTINET INC COMMON STOCK USD.001 [FTNT]

Equity

UNITED STATES

34959E109

7,933

52.34

415,213.22

0.2

HP INC COMMON STOCK USD.01 [HPQ]

Equity

UNITED STATES

40434L105

14,123

29.14

411,544.22

0.2

ELECTRONIC ARTS INC COMMON STOCK USD.01 [EA]

Equity

UNITED STATES

285512109

3,173

128.68

408,301.64

0.2

EVERSOURCE ENERGY COMMON STOCK USD5.0 [ES]

Equity

UNITED STATES

30040W108

4,752

82.33

391,232.16

0.2

VENTAS INC REIT USD.25 [VTR]

Equity

UNITED STATES

92276F100

7,478

51.81

387,435.18

0.2

AMERICAN WATER WORKS CO INC COMMON STOCK USD.01 [AWK]

Equity

UNITED STATES

030420103

2,440

156.49

381,835.60

0.2

UNITED AIRLINES HOLDINGS INC COMMON STOCK USD.01 [UAL]

Equity

UNITED STATES

910047109

7,532

48.96

368,766.72

0.2

HERSHEY CO/THE COMMON STOCK USD1.0 [HSY]

Equity

UNITED STATES

427866108

1,625

224.60

364,975.00

0.2

CARMAX INC COMMON STOCK USD.5 [KMX]

Equity

UNITED STATES

143130102

5,125

70.45

361,056.25

0.2

EDISON INTERNATIONAL COMMON STOCK [EIX]

Equity

UNITED STATES

281020107

5,141

68.90

354,214.90

0.2

ARISTA NETWORKS INC COMMON STOCK USD.0001 [ANET]

Equity

UNITED STATES

040413106

2,804

126.02

353,360.08

0.2

LIVE NATION ENTERTAINMENT IN COMMON STOCK USD.01 [LYV]

Equity

UNITED STATES

538034109

4,363

80.49

351,177.87

0.2

ENPHASE ENERGY INC COMMON STOCK USD.00001 [ENPH]

Equity

UNITED STATES

29355A107

1,548

221.38

342,696.24

0.1

CDW CORP/DE COMMON STOCK USD.01 [CDW]

Equity

UNITED STATES

12514G108

1,689

196.03

331,094.67

0.1

FIRST REPUBLIC BANK/CA COMMON STOCK USD.01 [FRC]

Equity

UNITED STATES

33616C100

2,330

140.88

328,250.40

0.1

ANSYS INC COMMON STOCK USD.01 [ANSS]

Equity

UNITED STATES

03662Q105

1,172

266.36

312,173.92

0.1

ALIGN TECHNOLOGY INC COMMON STOCK USD.0001 [ALGN]

Equity

UNITED STATES

016255101

1,148

269.73

309,650.04

0.1

PRINCIPAL FINANCIAL GROUP COMMON STOCK USD.01 [PFG]

Equity

UNITED STATES

74251V102

3,173

92.55

293,661.15

0.1

HOLOGIC INC COMMON STOCK USD.01 [HOLX]

Equity

UNITED STATES

436440101

3,566

81.37

290,165.42

0.1

DTE ENERGY COMPANY COMMON STOCK [DTE]

Equity

UNITED STATES

233331107

2,446

116.37

284,641.02

0.1

AMEREN CORPORATION COMMON STOCK USD.01 [AEE]

Equity

UNITED STATES

023608102

3,270

86.87

284,064.90

0.1

ESSEX PROPERTY TRUST INC REIT USD.0001 [ESS]

Equity

UNITED STATES

297178105

1,222

226.07

276,257.54

0.1

NASDAQ INC COMMON STOCK USD.01 [NDAQ]

Equity

UNITED STATES

631103108

4,363

60.19

262,608.97

0.1

VERISIGN INC COMMON STOCK USD.001 [VRSN]

Equity

UNITED STATES

92343E102

1,190

218.05

259,479.50

0.1

EPAM SYSTEMS INC COMMON STOCK USD.001 [EPAM]

Equity

UNITED STATES

29414B104

773

332.65

257,138.45

0.1

HEWLETT PACKARD ENTERPRISE COMMON STOCK USD.01 [HPE]

Equity

UNITED STATES

42824C109

15,426

16.13

248,821.38

0.1

SYNCHRONY FINANCIAL COMMON STOCK USD.001 [SYF]

Equity

UNITED STATES

87165B103

6,695

36.73

245,907.35

0.1

AES CORP COMMON STOCK USD.01 [AES]

Equity

UNITED STATES

00130H105

8,443

27.41

231,422.63

0.1

CLOROX COMPANY COMMON STOCK USD1.0 [CLX]

Equity

UNITED STATES

189054109

1,586

144.69

229,478.34

0.1

SVB FINANCIAL GROUP COMMON STOCK USD.001 [SIVB]

Equity

UNITED STATES

78486Q101

751

302.44

227,132.44

0.1

CINCINNATI FINANCIAL CORP COMMON STOCK USD2.0 [CINF]

Equity

UNITED STATES

172062101

1,947

113.15

220,303.05

0.1

TERADYNE INC COMMON STOCK USD.125 [TER]

Equity

UNITED STATES

880770102

1,983

101.70

201,671.10

0.1

GARMIN LTD COMMON STOCK CHF.1 [GRMN]

Equity

SWITZERLAND

H2906T109

1,966

98.88

194,398.08

0.1

TRIMBLE INC COMMON STOCK USD.001 [TRMB]

Equity

UNITED STATES

896239100

3,174

58.06

184,282.44

0.1

TELEFLEX INC COMMON STOCK USD1.0 [TFX]

Equity

UNITED STATES

879369106

753

243.42

183,295.26

0.1

NETAPP INC COMMON STOCK USD.001 [NTAP]

Equity

UNITED STATES

64110D104

2,747

66.23

181,933.81

0.1

AKAMAI TECHNOLOGIES INC COMMON STOCK USD.01 [AKAM]

Equity

UNITED STATES

00971T101

2,015

88.95

179,234.25

0.1

MARKETAXESS HOLDINGS INC COMMON STOCK USD.003 [MKTX]

Equity

UNITED STATES

57060D108

397

363.85

144,448.45

0.1

CLOUDFLARE INC CLASS A COMMON STOCK USD.001 [NET]

Equity

UNITED STATES

18915M107

2,721

52.91

143,968.11

0.1

VF CORP COMMON STOCK [VFC]

Equity

UNITED STATES

918204108

4,363

30.94

134,991.22

0.1

TAKE TWO INTERACTIVE SOFTWRE COMMON STOCK USD.01 [TTWO]

Equity

UNITED STATES

874054109

1,190

113.23

134,743.70

0.1

NVR INC COMMON STOCK USD.01 [NVR]

Equity

UNITED STATES

62944T105

5,270.00

126,480.00

0.1

Total

217,251

94.8

Cash and Other Assets Less Liabilities

5.2

Total Net Assets

100%

Sector Allocation

Sorry, there is no data available for this fund

Investment Team

Harbor Capital Advisors, Inc

The Fund employs an indexing investment approach designed to track the performance of the Human Capital Factor Unconstrained Index (“The Index”). The Fund invests at least 80% of its total assets in securities that are included in the Index.
The Index consists of a modified market capitalization-weighted portfolio of equity securities of approximately 150 U.S. companies identified by Irrational Capital LLC (“Irrational Capital”) as those it believes to possess strong corporate culture based on its proprietary scoring methodology. The Index was developed by the Canadian Imperial Bank of Commerce (CIBC, the “Index Provider”).
Harbor Capital serves as the investment adviser.

Jim Erceg
EVP, Head of Product
Starting at Harbor in December 2019, Jim was hired to lead the Investment Product Team

Prior to joining Harbor, Jim was at T. Rowe Price & Associates for over 12 years, most recently as Head of Product Strategy and Channel Management, North America and prior to that role Head of Investment Product Group, U.S. Investment Services. Before T. Rowe Price, Jim also held roles at RydexGlobal Advisors as Director of Investments and the Investment Company Institute as a Research Analyst. Jim received a B.A. in Political Science from Kenyon College, an M.A. in Political Science from The Ohio State University, and an M.B.A. from Robert H. School of Business Administration, University of Maryland.

Starting at Harbor in December 2019, Jim was hired to lead the Investment Product Team

Prior to joining Harbor, Jim was at T. Rowe Price & Associates for over 12 years, most recently as Head of Product Strategy and Channel Management, North America and prior to that role Head of Investment Product Group, U.S. Investment Services. Before T. Rowe Price, Jim also held roles at RydexGlobal Advisors as Director of Investments and the Investment Company Institute as a Research Analyst. Jim received a B.A. in Political Science from Kenyon College, an M.A. in Political Science from The Ohio State University, and an M.B.A. from Robert H. School of Business Administration, University of Maryland.
Steve Cook
MD, Product Management – Exchange Traded Funds
Starting at Harbor in January 2021, Steve was hired to lead Harbors entry into the Exchange Traded Funds market. Prior to joining Harbor, Steve spent two and a half years with State Street, as a senior vice president in State Street Global Services unit. Steve was responsible for the managing the relationship, service delivery and business growth for several of State Streets Global Financial Institutions clients. His responsibility also included the ETF On-boarding and ongoing service relationships for the majority of State Streets ETF relationships. Prior to joining State Street, Steve spent over 20 years at BNY Mellon in the Asset Servicing business, with much of that time spent in the ETF industry. Steve was part of the team that successfully launched the Nasdaq 100 QQQ fund in the late 1990’s, and went on to lead product, operations, sales and relationship management, and ultimately the Global ETF Services business for BNY Mellon. He and his team oversaw the successful launch of thousands of ETFs in all major jurisdictions around the globe, including Ireland, The UK, U.A.E., Italy, Luxemburg, Hong Kong and Canada. Steve received a B.S. in Business Administration from the University of Richmond E. Claiborne Robbins School of Business.

Starting at Harbor in January 2021, Steve was hired to lead Harbors entry into the Exchange Traded Funds market. Prior to joining Harbor, Steve spent two and a half years with State Street, as a senior vice president in State Street Global Services unit. Steve was responsible for the managing the relationship, service delivery and business growth for several of State Streets Global Financial Institutions clients. His responsibility also included the ETF On-boarding and ongoing service relationships for the majority of State Streets ETF relationships. Prior to joining State Street, Steve spent over 20 years at BNY Mellon in the Asset Servicing business, with much of that time spent in the ETF industry. Steve was part of the team that successfully launched the Nasdaq 100 QQQ fund in the late 1990’s, and went on to lead product, operations, sales and relationship management, and ultimately the Global ETF Services business for BNY Mellon. He and his team oversaw the successful launch of thousands of ETFs in all major jurisdictions around the globe, including Ireland, The UK, U.A.E., Italy, Luxemburg, Hong Kong and Canada. Steve received a B.S. in Business Administration from the University of Richmond E. Claiborne Robbins School of Business.
Jim Erceg
EVP, Head of Product
Starting at Harbor in December 2019, Jim was hired to lead the Investment Product Team

Prior to joining Harbor, Jim was at T. Rowe Price & Associates for over 12 years, most recently as Head of Product Strategy and Channel Management, North America and prior to that role Head of Investment Product Group, U.S. Investment Services. Before T. Rowe Price, Jim also held roles at RydexGlobal Advisors as Director of Investments and the Investment Company Institute as a Research Analyst. Jim received a B.A. in Political Science from Kenyon College, an M.A. in Political Science from The Ohio State University, and an M.B.A. from Robert H. School of Business Administration, University of Maryland.

Starting at Harbor in December 2019, Jim was hired to lead the Investment Product Team

Prior to joining Harbor, Jim was at T. Rowe Price & Associates for over 12 years, most recently as Head of Product Strategy and Channel Management, North America and prior to that role Head of Investment Product Group, U.S. Investment Services. Before T. Rowe Price, Jim also held roles at RydexGlobal Advisors as Director of Investments and the Investment Company Institute as a Research Analyst. Jim received a B.A. in Political Science from Kenyon College, an M.A. in Political Science from The Ohio State University, and an M.B.A. from Robert H. School of Business Administration, University of Maryland.
Steve Cook
MD, Product Management – Exchange Traded Funds
Starting at Harbor in January 2021, Steve was hired to lead Harbors entry into the Exchange Traded Funds market. Prior to joining Harbor, Steve spent two and a half years with State Street, as a senior vice president in State Street Global Services unit. Steve was responsible for the managing the relationship, service delivery and business growth for several of State Streets Global Financial Institutions clients. His responsibility also included the ETF On-boarding and ongoing service relationships for the majority of State Streets ETF relationships. Prior to joining State Street, Steve spent over 20 years at BNY Mellon in the Asset Servicing business, with much of that time spent in the ETF industry. Steve was part of the team that successfully launched the Nasdaq 100 QQQ fund in the late 1990’s, and went on to lead product, operations, sales and relationship management, and ultimately the Global ETF Services business for BNY Mellon. He and his team oversaw the successful launch of thousands of ETFs in all major jurisdictions around the globe, including Ireland, The UK, U.A.E., Italy, Luxemburg, Hong Kong and Canada. Steve received a B.S. in Business Administration from the University of Richmond E. Claiborne Robbins School of Business.

Starting at Harbor in January 2021, Steve was hired to lead Harbors entry into the Exchange Traded Funds market. Prior to joining Harbor, Steve spent two and a half years with State Street, as a senior vice president in State Street Global Services unit. Steve was responsible for the managing the relationship, service delivery and business growth for several of State Streets Global Financial Institutions clients. His responsibility also included the ETF On-boarding and ongoing service relationships for the majority of State Streets ETF relationships. Prior to joining State Street, Steve spent over 20 years at BNY Mellon in the Asset Servicing business, with much of that time spent in the ETF industry. Steve was part of the team that successfully launched the Nasdaq 100 QQQ fund in the late 1990’s, and went on to lead product, operations, sales and relationship management, and ultimately the Global ETF Services business for BNY Mellon. He and his team oversaw the successful launch of thousands of ETFs in all major jurisdictions around the globe, including Ireland, The UK, U.A.E., Italy, Luxemburg, Hong Kong and Canada. Steve received a B.S. in Business Administration from the University of Richmond E. Claiborne Robbins School of Business.

Documents

Regulatory

Corporate Culture ETF Summary Prospectus

Corporate Culture ETF Prospectus

Statement of Additional Information HAPI

Additional Documents

Corporate Culture ETF Strategy Profile

CIBC Human Capital Index Methodology

Investing involves risk, principal loss is possible. Unlike mutual funds, ETFs may trade at a premium or discount to their net asset value. Harbor ETFs are new and have limited operating history to judge.

There is no guarantee that the investment objective of the Fund will be achieved. Stock markets are volatile and equity values can decline significantly in response to adverse issuer, political, regulatory, market and economic conditions. The Fund may not exactly track the performance of the Index with perfect accuracy at all times. Tracking error may occur because of pricing differences, timing and costs incurred by the fund or during times of heightened market volatility. The Fund relies on the Index provider's methodology in assessing whether a company may be considered a corporate culture leader. There is no guarantee that the construction methodology will accurately assess a company to include or exclude it from the index which could have an adverse effect on the Fund's returns. The Fund's assets may be concentrated in a particular sector or industries to the extent the Index is concentrated and is subject to the risk that economic, political, or other market conditions that have a negative effect on that sector or industry will negatively impact the value of the Fund.

Companies in the information technology sector can be significantly affected by short product cycles, obsolescence of existing technology, impairment or loss of intellectual property rights, falling prices and profits, competition from new market entrants, government regulation and other factors.

Shares are bought and sold at market price not net asset value (NAV). Market price returns are based upon the closing composite market price and do not represent the returns you would receive if you traded shares at other times.

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