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Harbor Dividend Growth Leaders ETF (GDIV)

A growth approach to help generate income

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Overview
Performance
Holdings
Investment Team
Documents

Overview

Current Price

as of 9/23/2022

NAV Price

$11.56

NAV Daily Change ($)

-$0.21

NAV Daily Change (%)

-1.78%

NAV YTD Return

-18.99%

Market Price

$11.57

Market Daily Change ($)

-$0.22

Market Daily Change (%)

-1.87%

Market YTD Return

-18.92%

Fund Facts

Inception Date

4/30/2010

Expense Ratio (%)

0.50%

Total Net Assets (million)
(As of 9/26/2022)

$132.685

Shares Outstanding
(As of 9/26/2022)

11,477,033

Ticker

GDIV

Cusip

41151J703

ISIN

US41151J7037

Benchmark

S&P 500 Index

Exchange

NYSE

Distributor

Foreside Fund Services, LLC

Investment Objective

The Fund seeks long-term growth of capital.

Morningstar Category

Large Blend

Dividend Frequency

Annually

Pricing/Trading

as of 9/23/2022

Bid/Ask Mid Price

$11.59

Closing Market Price

$11.57

Premium/Discount ($)

$0.03

Premium/Discount (%)

0.25%

 

2021

Q1 2022

Q2 2022

Q3 2022

YTD

Days Traded at a Premium00275380
Days Traded at a Discount00066
30-Day Median Bid/Ask Spread

0.33%

Exchange Volume (Shares)

2,275

Trading Currency

USD

Historical Premium Discount to NAV

2021
Q1 2022
Q2 2022
Q3 2022
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Access companies with the potential for stable growth and growing dividends.

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Performance

Average Annual Returns, Net of Fees

MONTH-END
QUARTER-END
YEAR-BY-YEAR
MONTH-BY-MONTH

Fund Name

3 Mo.

YTD Return

1 Yr.

3 Yr.

5 Yr.

10 Yr.

Since Inception

Net Expense Ratio

Gross Expense Ratio

Dividend Growth Leaders ETF

-6.76%

-14.02%

-7.43%

11.93%

12.27%

11.65%

11.38%

0.50%

0.50%

Fund Market Price

-6.82%

-13.88%

-7.27%

11.99%

12.31%

11.67%

11.40%

--

--

S&P 500 Index

-3.88%

-16.14%

-11.23%

12.39%

11.82%

13.08%

12.46%

--

--

NASDAQ Dividend Achievers Select Total Return Index

-3.22%

-13.05%

-7.35%

9.68%

11.81%

11.94%

11.53%

--

--

Performance data shown represents past performance and is no guarantee of future results. Past performance is net of management fees and expenses and reflects reinvested dividends and distributions. Past performance reflects the beneficial effect of any expense waivers or reimbursements, without which returns would have been lower. Investment returns and principal value will fluctuate and when redeemed may be worth more or less than their original cost. Returns for periods less than one year are not annualized. Current performance may be higher or lower and is available through the most recent month end at harborcapital.com or by calling 800-422-1050.

The NASDAQ US Dividend Achievers Select® Index is comprised of a select group of securities with at least ten consecutive years of increasing annual regular dividend payments. This unmanaged index does not reflect fees and expenses and is not available for direct investment.

The S&P 500 Index is an unmanaged index generally representative of the U.S. market for large capitalization equities. This unmanaged index does not reflect fees and expenses and is not available for direct investment.

ETF performance prior to 5/23/22 is attributable to the Westfield Capital Dividend Growth Mutual Fund, Institutional Share class and/or Westfields private investment vehicle. The historical NAV of the predecessor are used for both NAV and Market Offer Price performance from inception to ETF listing date. Performance periods since GDIV listing date may contain NAV and MOP data of both the newly formed ETF and the predecessor fund performance. Please refer to the Fund prospectus for further details.

Price History

CHART
TABLE

Sorry, there is no data available for this fund

Holdings

Portfolio Characteristics

as of 8/31/2022

Dividend Growth Leaders ETF

Number of Holdings

45

Wtd Avg Market Cap ($Mil)

310303.5

Price/Book Ratio

4.59

Adjusted Trailing P/E Ratio

19.4

% EPS Growth - Past 3 Yr

13.9

Return on Equity (%)

26.36

Forecasted P/E Ratio

13.5

Proj. Earnings Growth Rate (%)

11

Top Ten Holdings

as of 9/22/2022

Company Name [Ticker]

% of Net Assets

APPLE INC COMMON STOCK USD.00001[AAPL]

5.1

BROADCOM INC COMMON STOCK[AVGO]

4.7

MICROSOFT CORP COMMON STOCK USD.00000625[MSFT]

4.2

HOME DEPOT INC COMMON STOCK USD.05[HD]

3.9

CONOCOPHILLIPS COMMON STOCK USD.01[COP]

3.5

UNION PACIFIC CORP COMMON STOCK USD2.5[UNP]

3.3

INTL BUSINESS MACHINES CORP COMMON STOCK USD.2[IBM]

3.0

ARTHUR J GALLAGHER + CO COMMON STOCK USD1.0[AJG]

2.8

DEVON ENERGY CORP COMMON STOCK USD.1[DVN]

2.8

CVS HEALTH CORP COMMON STOCK USD.01[CVS]

2.7

% of Total Holdings:

36.0%

This information should not be considered as a recommendation to purchase or sell a particular security. The holdings mentioned may change at any time and may not represent current or future investments.

as of 9/22/2022

Company Name [Ticker]

Category Name

Country

Cusip

Shares

Current Price ($)

Market Value ($)

% of Net Assets

APPLE INC COMMON STOCK USD.00001 [AAPL]

Equity

UNITED STATES

037833100

45,296

152.74

6,918,511.04

5.1

BROADCOM INC COMMON STOCK [AVGO]

Equity

UNITED STATES

11135F101

13,424

477.61

6,411,436.64

4.7

MICROSOFT CORP COMMON STOCK USD.00000625 [MSFT]

Equity

UNITED STATES

594918104

23,817

240.98

5,739,420.66

4.2

HOME DEPOT INC COMMON STOCK USD.05 [HD]

Equity

UNITED STATES

437076102

19,688

269.14

5,298,828.32

3.9

CONOCOPHILLIPS COMMON STOCK USD.01 [COP]

Equity

UNITED STATES

20825C104

42,525

110.06

4,680,301.50

3.5

UNION PACIFIC CORP COMMON STOCK USD2.5 [UNP]

Equity

UNITED STATES

907818108

21,103

209.17

4,414,114.51

3.3

INTL BUSINESS MACHINES CORP COMMON STOCK USD.2 [IBM]

Equity

UNITED STATES

459200101

31,929

125.31

4,001,022.99

3.0

ARTHUR J GALLAGHER + CO COMMON STOCK USD1.0 [AJG]

Equity

UNITED STATES

363576109

22,258

172.53

3,840,172.74

2.8

DEVON ENERGY CORP COMMON STOCK USD.1 [DVN]

Equity

UNITED STATES

25179M103

60,164

63.12

3,797,551.68

2.8

CVS HEALTH CORP COMMON STOCK USD.01 [CVS]

Equity

UNITED STATES

126650100

36,462

99.83

3,640,001.46

2.7

PEPSICO INC COMMON STOCK USD.017 [PEP]

Equity

UNITED STATES

713448108

19,717

168.60

3,324,286.20

2.5

ABBVIE INC COMMON STOCK USD.01 [ABBV]

Equity

UNITED STATES

00287Y109

23,240

143.01

3,323,552.40

2.5

AMERICAN INTERNATIONAL GROUP COMMON STOCK USD2.5 [AIG]

Equity

UNITED STATES

026874784

62,877

51.21

3,219,931.17

2.4

SILICON MOTION TECHNOL ADR ADR USD.01 [SIMO]

Equity

CAYMAN ISLANDS

82706C108

45,210

70.04

3,166,508.40

2.3

TARGET CORP COMMON STOCK USD.0833 [TGT]

Equity

UNITED STATES

87612E106

20,410

152.96

3,121,913.60

2.3

IDEX CORP COMMON STOCK USD.01 [IEX]

Equity

UNITED STATES

45167R104

15,473

201.76

3,121,832.48

2.3

COCA COLA CO/THE COMMON STOCK USD.25 [KO]

Equity

UNITED STATES

191216100

52,658

59.26

3,120,513.08

2.3

MICROCHIP TECHNOLOGY INC COMMON STOCK USD.001 [MCHP]

Equity

UNITED STATES

595017104

47,259

63.31

2,991,967.29

2.2

CISCO SYSTEMS INC COMMON STOCK USD.001 [CSCO]

Equity

UNITED STATES

17275R102

70,817

41.15

2,914,119.55

2.2

NATL HEALTH INVESTORS INC REIT USD.01 [NHI]

Equity

UNITED STATES

63633D104

47,548

60.72

2,887,114.56

2.1

BUNGE LTD COMMON STOCK USD.01 [BG]

Equity

BERMUDA

G16962105

31,987

88.30

2,824,452.10

2.1

TAPESTRY INC COMMON STOCK USD.01 [TPR]

Equity

UNITED STATES

876030107

91,050

30.95

2,817,997.50

2.1

QUEST DIAGNOSTICS INC COMMON STOCK USD.01 [DGX]

Equity

UNITED STATES

74834L100

22,547

122.84

2,769,673.48

2.0

SUN COMMUNITIES INC REIT USD.01 [SUI]

Equity

UNITED STATES

866674104

18,448

145.14

2,677,542.72

2.0

JPMORGAN CHASE + CO COMMON STOCK USD1.0 [JPM]

Equity

UNITED STATES

46625H100

23,644

111.21

2,629,449.24

1.9

AMERICAN FINANCIAL GROUP INC COMMON STOCK [AFG]

Equity

UNITED STATES

025932104

20,930

124.84

2,612,901.20

1.9

ELI LILLY + CO COMMON STOCK [LLY]

Equity

UNITED STATES

532457108

8,401

310.87

2,611,618.87

1.9

GILEAD SCIENCES INC COMMON STOCK USD.001 [GILD]

Equity

UNITED STATES

375558103

39,234

63.77

2,501,952.18

1.9

TRANE TECHNOLOGIES PLC COMMON STOCK USD1.0 [TT]

Equity

IRELAND

G8994E103

16,542

147.65

2,442,426.30

1.8

MERCK + CO. INC. COMMON STOCK USD.5 [MRK]

Equity

UNITED STATES

58933Y105

27,801

87.51

2,432,865.51

1.8

NEXSTAR MEDIA GROUP INC COMMON STOCK USD.01 [NXST]

Equity

UNITED STATES

65336K103

13,279

179.51

2,383,713.29

1.8

UMH PROPERTIES INC REIT USD.1 [UMH]

Equity

UNITED STATES

903002103

129,977

17.35

2,255,100.95

1.7

NIKE INC CL B COMMON STOCK [NKE]

Equity

UNITED STATES

654106103

22,402

98.55

2,207,717.10

1.6

LYONDELLBASELL INDU CL A COMMON STOCK EUR.04 [LYB]

Equity

NETHERLANDS

N53745100

28,407

75.11

2,133,649.77

1.6

CULLEN/FROST BANKERS INC COMMON STOCK USD.01 [CFR]

Equity

UNITED STATES

229899109

15,175

138.54

2,102,344.50

1.6

HEWLETT PACKARD ENTERPRISE COMMON STOCK USD.01 [HPE]

Equity

UNITED STATES

42824C109

161,901

12.40

2,007,572.40

1.5

PACKAGING CORP OF AMERICA COMMON STOCK USD.01 [PKG]

Equity

UNITED STATES

695156109

17,206

115.88

1,993,831.28

1.5

CHEESECAKE FACTORY INC/THE COMMON STOCK USD.01 [CAKE]

Equity

UNITED STATES

163072101

66,862

29.14

1,948,358.68

1.4

HAMILTON LANE INC CLASS A COMMON STOCK [HLNE]

Equity

UNITED STATES

407497106

29,129

65.70

1,913,775.30

1.4

EAST WEST BANCORP INC COMMON STOCK USD.001 [EWBC]

Equity

UNITED STATES

27579R104

26,647

69.73

1,858,095.31

1.4

COGENT COMMUNICATIONS HOLDIN COMMON STOCK USD.001 [CCOI]

Equity

UNITED STATES

19239V302

34,325

52.73

1,809,957.25

1.3

Total

--

--

--

--

--

128,868

95.3

Cash and Other Assets Less Liabilities

--

--

--

--

--

--

4.7

Total Net Assets

--

--

--

--

--

--

100%

as of 8/31/2022

Economic Sector

Dividend Growth Leaders ETF %

S&P 500 Index %

Information Technology

27.5

27.3

Health Care

13.4

14.1

Financials

11.8

10.8

Consumer Discretionary

11.5

11.5

Industrials

7.4

7.9

Consumer Staples

7.0

6.8

Energy

6.3

4.6

Real Estate

5.9

2.9

Materials

4.7

2.5

Communication Services

3.1

8.4

Utilities

0.0

3.2

as of 8/31/2022

Economic Sector

Dividend Growth Leaders ETF %

S&P 500 Index %

Industrials

5.7

-1.4

Communication Services

0.2

-8.3

Utilities

0.0

0.8

Real Estate

-2.0

-4.6

Energy

-4.7

-6.1

Consumer Staples

-5.2

-1.1

Consumer Discretionary

-6.3

1.3

Information Technology

-6.6

-3.4

Financials

-6.8

-6.4

Health Care

-6.9

-5.3

Materials

-23.6

-11.7

Investment Team

Westfield Management Company, L.P.


Westfield Capital Management Company, L.P. is dedicated to providing strong and consistent investment performance based on a disciplined, team-based approach, with exceptional client service. Westfield believes their greatest strength comes from the collective wisdom of a fully engaged and inspired team working together with clear objectives. Additionally, Westfield embraces their partnership structure, which aligns the advancement of the organization with their clients and serves to attract and retain exceptional talent.

Investing involves risk, principal loss is possible. Unlike mutual funds, ETFs may trade at a premium or discount to their net asset value. Harbor ETFs are new and have limited operating history to judge.

Investments involve risk including the possible loss of principal. There is no guarantee the investment objective of the Fund will be achieved. The Fund's emphasis on dividend paying stocks involves the risk that such stocks may fall out of favor with investors and under-perform the market. There is no guarantee that a company will pay or continually increase its dividend. The Fund may invest in a limited number of companies or at times may be more heavily invested in particular sectors. As a result, the Fund's performance may be more volatile, and the value of its shares may be especially sensitive to factors that specifically effect those sectors. The Fund may invest in foreign securities which may be more volatile and less liquid due to currency fluctuation, political instability, government sanctions, social and economic risks. Foreign currencies can decline in value and can adversely affect the dollar value of the fund.

Shares are bought and sold at market price not net asset value (NAV). Market price returns are based upon the closing composite market price and do not represent the returns you would receive if you traded shares at other times.

On or about May 20, 2022, the Fund acquired the assets and assumed the then existing known liabilities of the Predecessor Fund and the Fund is expected to be the performance successor of the reorganization. This means that the Predecessor Fund’s performance and financial history will be used by the Fund going forward from the date of reorganization. In the reorganization, former shareholders of the Predecessor Fund received shares of the Fund. Accordingly, the performance of the Fund for periods prior to the reorganization is the performance of the Predecessor Fund and the performance shown for periods prior to July 26, 2013 is the performance of a private investment vehicle that predated the Predecessor Fund. The private investment vehicle was managed by the Subadviser using investment policies, objectives and guidelines that were in all material respects equivalent to the management of the Fund and Predecessor Fund. However, the private investment vehicle was not a registered investment company and so it was not subject to the same investment and tax restrictions as the Fund and Predecessor Fund. If it had been, its performance may have been lower. The performance of the Predecessor Fund has not been restated to reflect the annual operating expenses of the Fund, which are lower than those of the Predecessor Fund. Because the Fund has different fees and expenses than the Predecessor Fund, the Fund would also have had different performance results.

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Harbor Funds Distributors, Inc. is the Distributor of the Harbor Mutual Funds.
Foreside Fund Services, LLC is the Distributor of the Harbor ETFs.

Investing involves risk and the potential loss of capital.

Investors should carefully consider the investment objectives, risks, charges and expenses of a fund before investing. To obtain a summary prospectus or prospectus for this and other information, click here or call 800-422-1050. Read it carefully before investing.

All trademarks or product names mentioned herein are the property of their respective owners. Copyright © 2022 Harbor Capital Advisors, Inc. All rights reserved.